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LMNX Luminex Corporation

36.99
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Luminex Corporation NASDAQ:LMNX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 36.99 36.94 36.98 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

01/03/2021 9:36pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Bennett Todd C.
2. Issuer Name and Ticker or Trading Symbol

LUMINEX CORP [ LMNX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP, Global Sales & Cust Ops
(Last)          (First)          (Middle)

12212 TECHNOLOGY BLVD
3. Date of Earliest Transaction (MM/DD/YYYY)

2/25/2021
(Street)

AUSTIN, TX 78727
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/25/2021  M  745 A$15.93 34878 D  
Common Stock 2/25/2021  M  8507 A$16.74 43385 D  
Common Stock 2/25/2021  M  31285 A$19.13 74670 D  
Common Stock 2/25/2021  M  18771 A$19.13 93441 D  
Common Stock 2/25/2021  M  43955 A$18.04 137396 D  
Common Stock 2/25/2021  M  12848 A$21.98 150244 D  
Common Stock 2/25/2021  M  5396 A$24.43 155640 D  
Common Stock 2/25/2021  S  40537 (1)D$33.0702 115103 D  
Common Stock 2/25/2021  S  80970 (1)D$34.5501 34197 (2)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right To Buy) $15.93 2/25/2021  M     745  3/11/2017 3/11/2022 Common Stock 745.0 $15.93 0 D  
Stock Option (Right To Buy) $16.74 2/25/2021  M     8507  7/16/2017 10/1/2022 Common Stock 8507.0 $16.74 0 D  
Stock Option (Right To Buy) $19.13 2/25/2021  M     31285  3/22/2017 3/22/2023 Common Stock 31285.0 $19.13 0 D  
Stock Option (Right To Buy) $19.13 2/25/2021  M     18771  3/22/2017 3/22/2023 Common Stock 18771.0 $19.13 0 D  
Stock Option (Right To Buy) $18.04 2/25/2021  M     43955  3/10/2018 3/10/2024 Common Stock 43955.0 $18.04 14652 D  
Stock Option (Right To Buy) $21.98 2/25/2021  M     12848  3/12/2019 3/12/2025 Common Stock 12848.0 $21.98 12849 D  
Stock Option (Right To Buy) $24.43 2/25/2021  M     5396  3/12/2020 3/12/2026 Common Stock 5396.0 $24.43 16191 D  

Explanation of Responses:
(1) This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on August 26, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
(2) This balance includes a total of 64 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 34 shares obtained March 29, 2020 and 30 shares obtained November 30, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Bennett Todd C.
12212 TECHNOLOGY BLVD
AUSTIN, TX 78727


SVP, Global Sales & Cust Ops

Signatures
/S/ HARRISS T.CURRIE AS ATTORNEY-IN-FACT FOR TODD C. BENNETT2/26/2021
**Signature of Reporting PersonDate

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