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LMNX Luminex Corporation

36.99
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Luminex Corporation NASDAQ:LMNX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 36.99 36.94 36.98 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

05/08/2020 11:57pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

SHAMIR NACHUM
2. Issuer Name and Ticker or Trading Symbol

LUMINEX CORP [ LMNX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President & CEO
(Last)          (First)          (Middle)

12212 TECHNOLOGY BLVD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/3/2020
(Street)

AUSTIN, TX 78727
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/3/2020  M  125000 A$15.93 314024 D  
Common Stock 8/3/2020  S  125000 (1)D$38.5051 189024 D  
Common Stock 8/4/2020  M  116441 A$15.93 305465 D  
Common Stock 8/4/2020  S  116441 (1)D$39.50 189024 D  
Common Stock 8/5/2020  M  8559 A$15.93 197583 D  
Common Stock 8/5/2020  S  8559 (1)D$40.16 189632 (2)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right To Buy) $15.93 8/3/2020  M     125000  3/11/2017 3/11/2022 Common Stock 125000.0 $15.93 125000 D  
Stock Option (Right To Buy) $15.93 8/4/2020  M     116441  3/11/2017 3/11/2022 Common Stock 116441.0 $15.93 8559 D  
Stock Option (Right To Buy) $15.93 8/5/2020  M     8559  3/11/2017 3/11/2022 Common Stock 8559.0 $15.93 0 D  

Explanation of Responses:
(1) This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on May 26, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
(2) This balance includes 608 shares obtained under the Luminex Corporation Employee Stock Purchase Plan on May 29, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
SHAMIR NACHUM
12212 TECHNOLOGY BLVD
AUSTIN, TX 78727
X
President & CEO

Signatures
/S/ HARRISS T.CURRIE, AS ATTORNEY-IN-FACT FOR NACHUM SHAMIR8/5/2020
**Signature of Reporting PersonDate

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