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LLIT Lianluo Smart Ltd

9.22
0.00 (0.00%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Lianluo Smart Ltd NASDAQ:LLIT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 9.22 9.24 9.30 0 01:00:00

Small Company Offering and Sale of Securities Without Registration (d)

04/03/2020 4:24pm

Edgar (US Regulatory)


o NoneEntity Type
0001474627
Dehaier Medical Systems Ltd
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
 Lianluo Smart Ltd
Jurisdiction of Incorporation/OrganizationVIRGIN ISLANDS, BRITISH 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed 



2. Principal Place of Business and Contact Information
Name of Issuer 
 Lianluo Smart Ltd 
Street Address 1Street Address 2
 ROOM 611, 6TH FLR, BEIKONG TECH BLDG NO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 BEIJING CHINA 102200 (+86)010-8978-8107 



3. Related Persons
Last NameFirst NameMiddle Name
HeZhitao
Street Address 1Street Address 2
ROOM 611, 6TH FLR, BEIKONG TECH BLDGNO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal Code
BeijingCHINA102200
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
ChenPing
Street Address 1Street Address 2
ROOM 611, 6TH FLR, BEIKONG TECH BLDGNO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal Code
BeijingCHINA102200
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
PanBin
Street Address 1Street Address 2
ROOM 611, 6TH FLR, BEIKONG TECH BLDGNO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal Code
BeijingCHINA102200
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
ChangRichard Zhiqiang
Street Address 1Street Address 2
ROOM 611, 6TH FLR, BEIKONG TECH BLDGNO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal Code
BeijingCHINA102200
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

 
Last NameFirst NameMiddle Name
TongXiaogang
Street Address 1Street Address 2
ROOM 611, 6TH FLR, BEIKONG TECH BLDGNO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal Code
BeijingCHINA102200
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last NameFirst NameMiddle Name
YangYingmei
Street Address 1Street Address 2
ROOM 611, 6TH FLR, BEIKONG TECH BLDGNO. 10 BAIFUQUAN RD, CHANGPING DIST
CityState/Province/CountryZIP/Postal Code
BeijingCHINA102200
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 

 


4. Industry Group
o Agriculture Health Care o Retailing
 Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance Technology
  o Insurance  o Hospitals & Physicians  o Computers
  o Investing  o Pharmaceuticals  o Telecommunications
  o Investment Banking  o Other Health Care  o Other Technology
  o Pooled Investment Fund

    Travel
  o Other Banking & Financial Services x Manufacturing  o Airlines & Airports
 Real Estate  o Lodging & Conventions
  o Commercial  o Tourism & Travel Services
  o Construction  o Other Travel
  o REITS & Finance o Other
  o Residential 
  o Other Real Estate 
o Business Services 
 Energy 
  o Coal Mining 
  o Electric Utilities 
  o Energy Conservation 
  o Environmental Services 
  o Oil & Gas 
  o Other Energy 


5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale 2020-03-02 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests o Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities x Option, Warrant or Other Right to Acquire Another Security
x Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
  


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary) 
  

11. Minimum Investment
Minimum investment accepted from any outside investor$ 0 USD

12. Sales Compensation
RecipientRecipient CRD Number o None
 Maxim Group LLC 120708
(Associated) Broker or Dealer x None(Associated) Broker or Dealer CRD Number x None
    
Street Address 1Street Address 2
 405 LEXINGTON AVENUE  
City State/Province/CountryZIP/Postal Code
 NEW YORK NEW YORK 10174
State(s) of Solicitation o All States o Foreign/Non-US
 FLORIDA
 

 



13. Offering and Sales Amounts
Total Offering Amount $ 3430000 USD o Indefinite
Total Amount Sold $ 3430000 USD 
Total Remaining to be Sold $ 0 USD o Indefinite
 
Clarification of Response (if Necessary)
 The issuer sold 4,900,000 Class A Common Shares in a registered direct offering, and warrants to purchase up to 4,900,000 Class A Common Shares in a concurrent private placement. The initial exercise price of the warrants is $0.70 per share.


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 3


15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$ 240100 USD o Estimate
Finders' Fees$ 0 USD o Estimate
 
Clarification of Response (if Necessary)
  


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 0 USD o

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