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KOR Corvis Gold Inc

3.21
0.00 (0.00%)
After Hours
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Corvis Gold Inc NASDAQ:KOR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 3.21 3.05 3.26 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

18/01/2022 10:19pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ANGLOGOLD ASHANTI LTD
2. Issuer Name and Ticker or Trading Symbol

Corvus Gold ULC [ KOR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

112 OXFORD ROAD, 
3. Date of Earliest Transaction (MM/DD/YYYY)

1/18/2022
(Street)

HOUGHTON ESTATE, JOHANNESBURG, T3 2198
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 1/18/2022  P  102228521 A$3.27 (1)0 (2)I (See footnote) (3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The sale price in U.S. dollars reported above was converted from the sale price expressed in Canadian dollars of C$4.10 per Common Share, using an exchange rate of C$1.2556 = US$1.00.
(2) On January 18, 2022, as part of the completion of the arrangement, 1323606 B.C. Unlimited Liability Company (the "Purchaser") acquired all of the Issuer's issued and outstanding Common Shares (other than the Common Shares already held by it). Subsequently, the Purchaser and the Issuer were amalgamated to form one corporate entity (Corvus Gold ULC), with the legal existence of the Purchaser surviving the amalgamation and the Issuer's Common Shares were canceled pursuant to a statutory plan of arrangement under the Business Corporations Act (British Columbia). AngloGold Ashanti (U.S.A.) Holdings Inc., which is the direct parent company of the Purchaser, received one common share in the authorized share structure of Corvus Gold ULC for each common share previously held by AngloGold Ashanti (U.S.A.) Holdings Inc. in the Purchaser. Corvus Gold ULC is now an indirect wholly owned subsidiary of AngloGold Ashanti Limited.
(3) Prior to their cancelation as a result of the completion of the arrangement, these Common Shares were acquired by the Purchaser, which was a direct wholly owned subsidiary of AngloGold Ashanti (U.S.A.) Holdings Inc., which is a direct wholly owned subsidiary of AngloGold Ashanti (U.S.A.) Exploration Inc., which is a direct wholly owned subsidiary of AngloGold Ashanti North America Inc., which is a direct wholly owned subsidiary of AngloGold Ashanti USA Incorporated, which is a direct wholly owned subsidiary of AngloGold Ashanti Limited. Upon completion of the arrangement, the Issuer and the Purchaser amalgamated into Corvus Gold ULC, which is an indirect wholly owned subsidiary of AngloGold Ashanti Limited. This Form 4 is being filed jointly by AngloGold Ashanti Limited and the Purchaser (which became Corvus Gold ULC as a result of the amalgamation) (together, the "Reporting Persons").

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
ANGLOGOLD ASHANTI LTD
112 OXFORD ROAD
HOUGHTON ESTATE, JOHANNESBURG, T3 2198

X

1323606 B.C. Unlimited Liability Co
SUITE 1700, PARK PLACE
666 BURRARD STREET
VANCOUVER, A1 V6C 2X8

X


Signatures
AngloGold Ashanti Limited, By: /s/ Kandimathie Christine Ramon, Title: Chief Financial Officer & Executive Director1/18/2022
**Signature of Reporting PersonDate

1323606 B.C. Unlimited Liability Company (which became Corvus Gold ULC as a result of the amalgamation), By: /s/ Timothy Thompson, Title: President1/18/2022
**Signature of Reporting PersonDate

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