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Share Name | Share Symbol | Market | Type |
---|---|---|---|
INTL FCStone Inc | NASDAQ:INTL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 55.63 | 53.63 | 56.74 | 0 | 01:00:00 |
DELAWARE
(State or other jurisdiction of
incorporation or organization)
|
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59-2921318
(I.R.S. Employer
Identification Number)
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Large accelerated filer
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[ ]
|
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Accelerated filer
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[X]
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Non-accelerated filer
|
[ ]
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(Do not check if a smaller reporting company)
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Smaller reporting company
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[ ]
|
|
Amount to be
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Proposed maximum
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Proposed maximum
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Amount of
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Title of securities to be registered
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registered
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offering price per share (1)
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aggregate offering price (1)
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registration fee
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Common Stock, par value $.01 per share
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1,500,000
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(2)
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$38.07
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$57,105,000
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$6,618.47
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(1)
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Calculated pursuant to Rules 457(h)(1) and 457(c) based on the average of the high and low prices reported for the Registrant’s common stock on March 6, 2017, on the NASDAQ Stock Market. Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457 under the Securities Act of 1933.
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(2)
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Represents the maximum number of shares of Common Stock that may be offered pursuant to this registration statement pursuant to the INTL FCStone Inc. 2017 Restricted Stock Plan. In the event of a stock split, stock dividend or similar transaction involving the Common Stock, in order to prevent dilution, the number of shares of Common Stock registered hereby shall be automatically increased to cover the additional shares of Common Stock in accordance with Rule 416 under the Securities Act of 1933.
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(a)
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the Registrant’s Annual Report on Form 10-K for the year ended September 30, 2016;
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(b)
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the Registrant’s Quarterly Report on Form 10-Q for quarterly period ended December 31, 2016 filed on February 8, 2017;
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(c)
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the Registrant’s Current Reports on Form 8-K filed February 8, 2017 and February 27, 2017; and
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(d)
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the description of the Common Stock of the Registrant which is contained in the Registration Statement on Form SB-2 filed on October 13, 1993 (Registration No. 33-70334-A), including any amendments or reports filed for the purpose of updating such description.
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Exhibit
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Number
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Description
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3.1
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Restated Certificate of Incorporation of the Company, as amended February 25, 2011 (incorporated by reference to Exhibit 3.1 to the Company's Registration Statement on Form S-8 (File No. 333-196413) filed on May 30, 2014)
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3.2
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Bylaws of the Company, as amended December 16, 2013 (incorporated by reference to Exhibit 3.2 to the Company's Post-Effective Amendment No. 1 on Form S-8 to Registration Statement on Form S-4 (File No. 333-160832) filed on July 31, 2014)
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4.1
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Form of Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form SB-2, filed October 13, 1993, File No. 33-70334-A, and as amended by amendments filed December 15, 1993, February 2, 1994, and April 18, 1994)
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5.1
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Opinion of Stinson Leonard Street LLP
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23.1
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Consent of KPMG LLP
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23.2
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Consent of Stinson Leonard Street LLP (contained in Exhibit 5.1)
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24.1
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Power of Attorney included on the signature page of this Registration Statement
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(i)
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To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;
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(ii)
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To reflect in the prospectus any facts or events arising after the effective date of this registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective Registration Statement; and
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(iii)
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To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;
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INTL FCSTONE INC.
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By:
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/s/ William J. Dunaway
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William J. Dunaway
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Chief Financial Officer
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Signature
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Title
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Date
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/s/ John Radziwill
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John Radziwill
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Director and Chairman of the Board
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March 8, 2017
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/s/ Sean M. O’Connor
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Sean M. O’Connor
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Director and Chief Executive Officer
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March 8, 2017
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(Principal Executive Officer)
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/s/ Scott J. Branch
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Scott J. Branch
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Director
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March 8, 2017
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/s/ Paul G. Anderson
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Paul G. Anderson
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Director
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March 8, 2017
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/s/ John M. Fowler
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John M. Fowler
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Director
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March 8, 2017
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/s/ Bruce Krehbiel
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Bruce Krehbiel
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Director
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March 8, 2017
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/s/ Daryl Henze
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Daryl Henze
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Director
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March 8, 2017
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/s/ Eric Parthemore
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Eric Parthemore
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Director
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March 8, 2017
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/s/ Edward J. Grzybowski
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Edward J. Grzybowski
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Director
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March 8, 2017
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/s/ William J. Dunaway
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William J. Dunaway
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Chief Financial Officer
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March 8, 2017
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(Principal Financial Officer and Principal Accounting Officer)
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1 Year INTL FCStone Chart |
1 Month INTL FCStone Chart |
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