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IIVI II VI Incorporated

41.95
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
II VI Incorporated NASDAQ:IIVI NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 41.95 41.95 42.30 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

29/06/2021 1:36pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BASHAW WALTER ROBERT II
2. Issuer Name and Ticker or Trading Symbol

II-VI INC [ IIVI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

C/O II-VI INCORPORATED, 375 SAXONBURG BLVD
3. Date of Earliest Transaction (MM/DD/YYYY)

6/28/2021
(Street)

SAXONBURG, PA 16056
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6/28/2021  M  5000.00 A$18.73 45059.00 D  
Common Stock 6/28/2021  S(1)  3189.00 D$71.8309 (2)41870.00 D  
Common Stock 6/28/2021  S(1)  1711.00 D$72.5075 (3)40159.00 D  
Common Stock 6/28/2021  S(1)  100.00 D$73.2854 (4)40059.00 D  
Common Stock         80.00 I By Children 
Common Stock         1400.00 I By Spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to Buy) $18.73 6/28/2021  M     5000.00   (5)11/7/2025 Common Stock 5000.00 $0.00 3800.00 D  

Explanation of Responses:
(1) The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May12, 2021.
(2) Represents the weighted average of multiple sale transactions ranging in price from $71.20 to $72.19. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
(3) Represents the weighted average of multiple sale transactions ranging in price from $72.20 to $72.96. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
(4) Represents the weighted average of multiple sale transactions ranging in price from $73.28 to $73.31. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
(5) The options vest in five equal annual installments beginning on November 7, 2016.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BASHAW WALTER ROBERT II
C/O II-VI INCORPORATED
375 SAXONBURG BLVD
SAXONBURG, PA 16056


President

Signatures
/s/ Jeffrey W. Acre, Attorney-in-Fact6/29/2021
**Signature of Reporting PersonDate

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