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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Harris Interactive, Inc. (MM) | NASDAQ:HPOL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.03 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Fingerhood Steven L |
2. Issuer Name
and
Ticker or Trading Symbol
HARRIS INTERACTIVE INC [ HPOL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
ONE FERRY BUILDING, SUITE 255 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SAN FRANCISCO, CA 94111 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 6/15/2012 | P | 96300 | A | (1) | 827480 (2) | I | As Member Manager | ||
Common Stock | 6/15/2012 | S | 96300 | D | (1) | 2406226 (3) | I | As Member Manager | ||
Common Stock | 2164314 (4) | I | As Member Manager | |||||||
Common Stock | 20833 (5) | I | As Member Manager | |||||||
Common Stock | 63500 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | Technology Opportunity Partners, L.P. acquired a total of 96,300 shares of the Issuer from ZF Special Opportunities Fund L.L.C. for total cash consideration of $105,930. These shares were indirectly beneficially owned by the Reporting Person through ZF Special Opportunities Fund L.L.C. before the sale and they are now indirectly beneficially owned by the Reporting Person through Technology Opportunity Partners, L.P., all as further described below. |
( 2) | These shares are held by Technology Opportunity Partners, L.P. The general partner of Technology Opportunity Partners, L.P. is Technology Opportunity Ventures L.L.C., a member-managed limited liability company, the managing member of which is SLF Partners, LLC. The managing member of SLF Partners, LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
( 3) | These shares are held by ZF Special Opportunities Fund L.L.C., a member-managed limited liability company, the managing member of which is Technology Opportunity Ventures L.L.C. The managing member of Technology Opportunity Ventures L.L.C. is SLF Partners, LLC and the managing member of SLF Partners LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
( 4) | These shares are held by SLF Industry, L.P. The general partner of SLF Industry, L.P. is SLF Management, LLC, a member-managed limited liability company, the managing member of which is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
( 5) | These shares are held by Technology Opportunity Ventures L.L.C., a member-managed limited liability company, the managing member of which is SLF Partners, LLC. The managing member of SLF Partners, LLC is the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported shares for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Reporting Owners
|
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Fingerhood Steven L
ONE FERRY BUILDING SUITE 255 SAN FRANCISCO, CA 94111 |
X |
|
|
|
Signatures
|
||
/s/ Michael T. Burns as Attorney-in-Fact for Steven L. Fingerhood | 6/19/2012 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Harris Interactive, Inc. (MM) Chart |
1 Month Harris Interactive, Inc. (MM) Chart |
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