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Share Name | Share Symbol | Market | Type |
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Hot Topic, Inc. (MM) | NASDAQ:HOTT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
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0.00 | 0.00% | 14.00 | 0 | 00:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
RATNER BRIAN J |
2. Issuer Name
and
Ticker or Trading Symbol
FOREST CITY ENTERPRISES INC [ FCEA/FCEB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Executive Vice President |
50 PUBLIC SQUARE, SUITE 1100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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CLEVELAND, OH 44113 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 887310 | I | See footnote (1) | |||||||
Class A Common Stock | 3192 | I | See foot note (2) | |||||||
Class A Common Stock | 532257 | I | See foot note (3) | |||||||
Class A Common Stock | 6/13/2013 | S | 33800 | D | $18.163 (4) | 0 | I | See foot note (4) | ||
Class A Common Stock | 2488 | D (5) |
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Class A Common Stock | 4287 | D (6) |
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Class A Common Stock | 9905 | D (7) |
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Class A Common Stock | 8544 | D (8) |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 900 | 900 (9) | D |
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Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 1894 | 1894 | I | See footnote (1) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 420618 | 420618 | I | See footnote (10) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 344736 | 344736 | I | See footnote (11) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 183984 | 183984 | I | See footnote (12) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 88290 | 88290 | I | See footnote (13) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 225547 | 225547 | I | See footnote (14) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 35238 | 35238 | I | See footnote (15) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 26580 | 26580 | I | See footnote (16) | |||||||
Class B Common - Convertible | $0 (26) | 8/8/1988 (26) | 8/8/1988 (26) | Common Stock | 110712 | 110712 | I | See footnote (4) | |||||||
2005 Stock Option Grant (right to buy) | $31.75 | 4/6/2007 (17) | 4/6/2015 | Class A Common | 15000 | 15000 | D (17) |
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2006 Stock Option Grant (right to buy) | $46.37 | 4/4/2008 (18) | 4/4/2016 | Class A Common | 15000 | 15000 | D (18) |
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2007 Stock Option Grant (right to buy) | $65.35 | 3/29/2009 (19) | 3/29/2017 | Class A Common | 15000 | 15000 | D (19) |
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2008 Stock Option Grant (right to buy) | $36.38 | 6/18/2010 (20) | 6/18/2018 | Class A Common | 9492 | 9492 | D (20) |
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2009 Stock Option Grant (right to buy) | $7.80 | 4/21/2011 (21) | 4/21/2019 | Class A Common | 4746 | 4746 | D (21) |
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2010 Stock Option Grant (right to buy) | $15.89 | 4/14/2012 (22) | 4/14/2020 | Class A Common | 7913 | 7913 | D (22) |
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2011 Stock Option Grant (right to buy) | $17.72 | 4/13/2013 (23) | 4/13/2021 | Class A Common | 9041 | 9041 | D (23) |
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2012 Performance Shares | $0 | 12/31/2015 | 8/8/1988 (24) | Class A Common | 9905 | 9905 | D (24) |
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2013 Performance Shares | $0 | 12/31/2016 | 8/8/1988 (25) | Class A Common | 8093 | 8093 | D (25) |
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Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
RATNER BRIAN J
50 PUBLIC SQUARE, SUITE 1100 CLEVELAND, OH 44113 |
X | X | Executive Vice President |
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Signatures
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Geralyn M. Presti, Attorney-in-Fact for Brian J. Ratner | 6/14/2013 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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