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HLIO Helios Technologies Inc

91.05
0.00 (0.00%)
03 Sep 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Helios Technologies Inc NASDAQ:HLIO NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 91.05 88.50 103.00 0 01:00:00

Initial Statement of Beneficial Ownership (3)

14/01/2022 11:02pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Greenberg Marc A
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/4/2022 

3. Issuer Name and Ticker or Trading Symbol

HELIOS TECHNOLOGIES, INC. [HLIO]
(Last)        (First)        (Middle)

C/O HELIOS TECHNOLOGIES, INC., 7456 16TH ST E
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
General Counsel and Secretary /
(Street)

SARASOTA, FL 34243      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 258.93 (1)D  
Common Stock 54.543 I by 401(k) Plan Trust 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (2) (2)Common Stock 545 $0.00 (3)D  
Restricted Stock Units  (4) (4)Common Stock 250 $0.00 (3)D  
Restricted Stock Units  (5) (5)Common Stock 988 $0.00 (3)D  

Explanation of Responses:
(1) Shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan
(2) Restricted stock units granted to reporting person on January 28, 2021; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
(3) Each RSU represents the right to receive, following vesting, one share of Common Stock.
(4) Restricted stock units granted to reporting person on December 8, 2021; unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into Common Stock on March 9, 2022.
(5) Restricted stock units granted to reporting person on January 3, 2022; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Greenberg Marc A
C/O HELIOS TECHNOLOGIES, INC.
7456 16TH ST E
SARASOTA, FL 34243


General Counsel and Secretary

Signatures
/s/ Carter Lang, Attorney-in-Fact for Marc A. Greenberg1/14/2022
**Signature of Reporting PersonDate

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