We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Humanigen Inc | NASDAQ:HGEN | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.0361 | 0.0356 | 0.0358 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Chappell Dale | 2. Issuer Name and Ticker or Trading Symbol HUMANIGEN, INC [ HGEN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Scientific Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Call Option (Right to Buy) (1) | $2.5 | 3/2/2022 | P | 680 | 3/2/2022 | 5/20/2022 | Common Stock, $0.001 par value | 68000 | $0.596 | 680 | I (2) | By Black Horse Capital LP | |||
Call Option (Right to Buy) (1) | $5 | 3/2/2022 | P | 11 | 3/2/2022 | 5/20/2022 | Common Stock, $0.001 par value | 1100 | $0.3255 | 11 | I (2) | By Black Horse Capital LP | |||
Call Option (Right to Buy) (1) | $2.5 | 3/3/2022 | P | 5 | 3/3/2022 | 5/20/2022 | Common Stock, $0.001 par value | 500 | $0.7 | 685 | I (2) | By Black Horse Capital LP | |||
Call Option (Right to Buy) (1) | $5 | 3/3/2022 | P | 173 | 3/3/2022 | 5/20/2022 | Common Stock, $0.001 par value | 17300 | $0.35 | 184 | I (2) | By Black Horse Capital LP | |||
Call Option (Right to Buy) (1) | $2.5 | 3/4/2022 | P | 127 | 3/4/2022 | 5/20/2022 | Common Stock, $0.001 par value | 12700 | $0.8972 | 812 | I (2) | By Black Horse Capital LP | |||
Call Option (Right to Buy) (1) | $2.5 | 3/2/2022 | P | 1360 | 3/2/2022 | 5/20/2022 | Common Stock, $0.001 par value | 136000 | $0.596 | 1360 | I (3) | By Black Horse Capital Master Fund Ltd. | |||
Call Option (Right to Buy) (1) | $5 | 3/2/2022 | P | 22 | 3/2/2022 | 5/20/2022 | Common Stock, $0.001 par value | 2200 | $0.3255 | 22 | I (3) | By Black Horse Capital Master Fund Ltd. | |||
Call Option (Right to Buy) (1) | $2.5 | 3/3/2022 | P | 10 | 3/3/2022 | 5/20/2022 | Common Stock, $0.001 par value | 1000 | $0.7 | 1370 | I (3) | By Black Horse Capital Master Fund Ltd. | |||
Call Option (Right to Buy) (1) | $5 | 3/3/2022 | P | 346 | 3/3/2022 | 5/20/2022 | Common Stock, $0.001 par value | 34600 | $0.35 | 368 | I (3) | By Black Horse Capital Master Fund Ltd. | |||
Call Option (Right to Buy) (1) | $2.5 | 3/4/2022 | P | 255 | 3/4/2022 | 5/20/2022 | Common Stock, $0.001 par value | 25500 | $0.8972 | 1625 | I (3) | By Black Horse Capital Master Fund Ltd. | |||
Call Option (Right to Buy) (1) | $2.5 | 3/2/2022 | P | 4762 | 3/2/2022 | 5/20/2022 | Common Stock, $0.001 par value | 476200 | $0.596 | 4762 | I (4) | By Cheval Holdings, Ltd. | |||
Call Option (Right to Buy) (1) | $5 | 3/2/2022 | P | 77 | 3/2/2022 | 5/20/2022 | Common Stock, $0.001 par value | 7700 | $0.3255 | 77 | I (4) | By Cheval Holdings, Ltd. | |||
Call Option (Right to Buy) (1) | $2.5 | 3/3/2022 | P | 36 | 3/3/2022 | 5/20/2022 | Common Stock, $0.001 par value | 3600 | $0.7 | 4798 | I (4) | By Cheval Holdings, Ltd. | |||
Call Option (Right to Buy) (1) | $5 | 3/3/2022 | P | 1213 | 3/3/2022 | 5/20/2022 | Common Stock, $0.001 par value | 121300 | $0.35 | 1290 | I (4) | By Cheval Holdings, Ltd. | |||
Call Option (Right to Buy) (1) | $2.5 | 3/4/2022 | P | 891 | 3/4/2022 | 5/20/2022 | Common Stock, $0.001 par value | 89100 | $0.8972 | 5689 | I (4) | By Cheval Holdings, Ltd. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Chappell Dale C/O OPUS EQUUM INC. PO BOX 788 DOLORES, CO 81323 | X | X | Chief Scientific Officer | ||
BLACK HORSE CAPITAL LP C/O OPUS EQUUM INC. PO BOX 788 DOLORES, CO 81323 | X | ||||
Black Horse Capital Master Fund Ltd. C/O OPUS EQUUM, INC. P.O. BOX 788 DOLORES, CO 81323 | X | ||||
BLACK HORSE CAPITAL MANAGEMENT LLC C/O OPUS EQUUM INC. PO BOX 788 DOLORES, CO 81323 | X | ||||
Cheval Holdings, Ltd. P.O. BOX 309G, UGLAND HOUSE GEORGETOWN GRAND CAYMAN, E9 KY1-1104 | X |
Signatures | ||
BLACK HORSE CAPITAL LP By: Black Horse Capital Management LLC, its Managing General Partner By: /s/ Dale Chappell Name: Dale Chappell Title: Manager | 3/4/2022 | |
**Signature of Reporting Person | Date | |
BLACK HORSE CAPITAL MASTER FUND LTD. By: /s/ Dale Chappell Name: Dale Chappell Title: Director | 3/4/2022 | |
**Signature of Reporting Person | Date | |
BLACK HORSE CAPITAL MANAGEMENT LLC By: /s/ Dale Chappell Name: Dale Chappell Title: Manager | 3/4/2022 | |
**Signature of Reporting Person | Date | |
CHEVAL HOLDINGS, LTD. By: /s/ Dale Chappell Name: Dale Chappell Title: Director | 3/4/2022 | |
**Signature of Reporting Person | Date | |
/s/ Dale Chappell DALE CHAPPELL | 3/4/2022 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Humanigen Chart |
1 Month Humanigen Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions