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Share Name | Share Symbol | Market | Type |
---|---|---|---|
HF Financial Corp. | NASDAQ:HFFC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 19.64 | 0 | 01:00:00 |
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Exhibit Index located on Page 9
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SEC 1746 (12-91)
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CUSIP No. 404172108
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Page 2 of 9 Pages
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1.
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Name of Reporting Person
S.S. or I.R.S. Identification No. of above person
Maltese Capital Management LLC
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ☐
(b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds*
00
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5.
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
New York
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7. Sole Voting Power
8. Shared Voting Power
324,100
9. Sole Dispositive Power
10. Shared Dispositive Power
324,100
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
324,100
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
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☐
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13.
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Percent of Class Represented by Amount in Row (11)
4.6%
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14.
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Type of Reporting Person*
00
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CUSIP No. 404172108
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Page 3 of 9 Pages
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1.
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Name of Reporting Person
S.S. or I.R.S. Identification No. of above person
Maltese Capital Holdings, LLC
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ☐
(b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds*
00
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5.
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7. Sole Voting Power
8. Shared Voting Power
236,300
9. Sole Dispositive Power
10. Shared Dispositive Power
236,300
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
236,300
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
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☐
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13.
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Percent of Class Represented by Amount in Row (11)
3.3%
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14.
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Type of Reporting Person*
00
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CUSIP No. 404172108
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Page 4 of 9 Pages
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1.
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Name of Reporting Person
S.S. or I.R.S. Identification No. of above person
Terry Maltese
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2.
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Check the Appropriate Box if a Member of a Group*
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(a) ☐
(b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds*
00
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5.
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Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
USA
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7. Sole Voting Power
8. Shared Voting Power
324,100
9. Sole Dispositive Power
10. Shared Dispositive Power
324,100
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
324,100
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
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☐
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13.
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Percent of Class Represented by Amount in Row (11)
4.6%
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14.
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Type of Reporting Person*
IN
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(i)
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MCM owned directly no shares of Common Stock. By reason of its position as investment advisor for various investment entities, under the provisions of Rule 13d-3 of the Securities and Exchange Commission ("Rule 13d-3"), MCM may be deemed to beneficially own 324,100 shares of Common Stock, constituting approximately 4.6% of the shares of Common Stock outstanding.
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(ii)
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Holdings owned directly no shares of Common Stock. By reason of its position as general partner of various investment entities, under the provisions of Rule 13d-3, Holdings may be deemed to beneficially own 236,300 shares of Common Stock, constituting approximately 3.3% of the shares of Common Stock outstanding.
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(iii)
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Mr. Maltese directly owned no shares of Common Stock. By reason of his position as Managing Member of Holdings and MCM, Mr. Maltese may be deemed to beneficially own the 324,100 shares of Common Stock constituting approximately 4.6% of the shares of Common Stock outstanding.
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Date
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Transaction
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Price
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Shares
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||||||
12/24/15
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Sale
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19.2500
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(200
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)
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12/28/15
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Sale
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19.2500
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(200
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)
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|||||
12/29/15
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Sale
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19.2506
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(1,700
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)
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12/30/15
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Sale
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19.2617
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(1,604
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)
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|||||
12/31/15
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Sale
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18.9001
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(8,753
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)
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|||||
1/5/16
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Sale
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18.2500
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(10,256
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)
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|||||
1/6/16
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Sale
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18.1129
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(27,155
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)
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|||||
1/7/16
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Sale
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18.1000
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(100
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)
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|||||
1/8/16
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Sale
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17.7725
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(3,600
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)
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|||||
1/14/16
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Sale
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17.1348
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(7,000
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)
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|||||
1/29/16
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Sale
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17.2104
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(9,300
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)
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|||||
2/1/16
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Sale
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17.4500
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(200
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)
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|||||
2/2/16
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Sale
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17.2533
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(900
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)
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2/3/16
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Sale
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17.2500
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(100
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)
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2/4/16
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Sale
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17.2500
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(202
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)
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|||||
2/8/16
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Sale
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15.9771
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(13,598
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)
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|||||
2/9/16
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Sale
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16.3911
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(21,100
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)
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|||||
2/10/16
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Sale
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16.4196
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(20,100
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)
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|||||
2/12/16
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Sale
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16.4357
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(15,600
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)
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|||||
2/16/16
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Sale
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16.5657
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(68,200
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)
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2/17/16
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Sale
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16.6027
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(5,900
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)
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Exhibit 1
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Written Agreement relating to the filing of joint acquisition statements as required by Rule 13d-1(f)(1) of the Securities and Exchange Commission
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Maltese Capital Management LLC
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Terry Maltese
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By:
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/s/ Terry Maltese
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By:
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/s/ Terry Maltese
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Terry Maltese
Managing Member
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Terry Maltese
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Maltese Capital Holdings, LLC
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By:
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/s/ Terry Maltese
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Terry Maltese
Managing Member
|
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Maltese Capital Management LLC
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Terry Maltese
|
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By:
|
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/s/ Terry Maltese
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By:
|
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/s/ Terry Maltese
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Terry Maltese
Managing Member
|
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Terry Maltese
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Maltese Capital Holdings, LLC
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|||||
By:
|
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/s/ Terry Maltese
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Terry Maltese
Managing Member
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1 Year HF Financial Corp. Chart |
1 Month HF Financial Corp. Chart |
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