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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Hudson Technologies Inc | NASDAQ:HDSN | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.03 | 0.33% | 9.13 | 8.80 | 13.50 | 9.49 | 8.75 | 9.19 | 1,091,323 | 05:00:07 |
|
New York
(State or other jurisdiction of incorporation or organization) |
| |
13-3641539
(I.R.S. employer identification no.) |
|
|
Large accelerated filer
☐
|
| |
Accelerated filer
☐
|
|
|
Non-accelerated filer
☒
|
| |
Smaller reporting company
☒
|
|
| | | |
Emerging growth company
☐
|
|
|
CALCULATION OF REGISTRATION FEE
|
| ||||||||||||||||||||||||||||
|
Title of Each Class of Securities
to be Registered(1) |
| | |
Amount to be
Registered(2) |
| | |
Proposed Maximum
Offering Price Per Security |
| | |
Proposed Maximum
Aggregate Offering Price |
| | |
Amount of
Registration Fee |
| ||||||||||||
|
Common Stock, par value $.01 per share
|
| | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
|
Preferred Stock, par value $.01 per share
|
| | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
|
Warrants
|
| | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
|
Debt Securities
|
| | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
|
Units(3)
|
| | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
|
Total:
|
| | | | $ | 50,000,000.00 | | | | | |
|
(4
)
|
| | | | | $ | 50,000,000.00 | | | | | | $ | 5,455.00(5)(6) | | |
| | | | | 1 | | | |
| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 3 | | | |
| | | | | 3 | | | |
| | | | | 4 | | | |
| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 14 | | | |
| | | | | 14 | | | |
| | | | | 15 | | | |
| | | | | 15 | | | |
| | | | | 16 | | | |
| | | | | 16 | | |
|
SEC registration fees
|
| | | $ | 5,455.00 | | |
|
NASDAQ Capital Market Listing Fee
|
| | | $ | * | | |
|
Legal fees and expenses
|
| | | $ | * | | |
|
Accounting fees and expenses
|
| | | $ | * | | |
|
Printing fees and expenses
|
| | | $ | * | | |
|
Miscellaneous expenses
|
| | | $ | * | | |
|
Total
|
| | | $ | * | | |
Number
|
| |
Exhibit Title
|
|
4.13* | | | Form of Warrant Agreement | |
4.14* | | | Form of Unit Agreement | |
5 | | | Opinion of Wiggin and Dana LLP | |
23.1 | | | Consent of BDO USA, LLP | |
23.2 | | | Consent of Wiggin and Dana LLP (included in Item 5) | |
24 | | | Power of Attorney (included on the signature page of the Registration Statement) | |
|
Name
|
| |
Title
|
| |
Date
|
|
|
/s/ Brian F. Coleman
Brian F. Coleman
|
| | Chairman of the Board and Chief Executive Officer (Principal Executive Officer) | | |
December 23, 2020
|
|
|
/s/ Nat Krishnamurti
Nat Krishnamurti
|
| | Chief Financial Officer (Principal Financial and Accounting Officer) | | |
December 23, 2020
|
|
|
/s/ Vincent P. Abbatecola
Vincent P. Abbatecola
|
| | Director | | |
December 23, 2020
|
|
|
/s/ Richard D. Caruso
Richard D. Caruso
|
| | Director | | |
December 23, 2020
|
|
|
/s/ Jill K. Frizzley
Jill K. Frizzley
|
| | Director | | |
December 23, 2020
|
|
|
/s/ Stephen P. Mandracchia
Stephen P. Mandracchia
|
| | Director | | |
December 23, 2020
|
|
|
/s/ Dominic J. Monetta
Dominic J. Monetta
|
| | Director | | |
December 23, 2020
|
|
|
/s/ Otto C. Morch
Otto C. Morch
|
| | Director | | |
December 23, 2020
|
|
|
Name
|
| |
Title
|
| |
Date
|
|
|
/s/ Richard Parrillo
Richard Parrillo
|
| | Director | | |
December 23, 2020
|
|
|
/s/ Eric A. Prouty
Eric A. Prouty
|
| | Director | | |
December 23, 2020
|
|
1 Year Hudson Technologies Chart |
1 Month Hudson Technologies Chart |
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