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GTYH GTY Technology Holdings Inc

6.30
0.00 (0.00%)
01 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
GTY Technology Holdings Inc NASDAQ:GTYH NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 6.30 6.28 6.20 0 01:00:00

Amended Statement of Changes in Beneficial Ownership (4/a)

03/09/2021 5:50pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CURRAN JOHN J.
2. Issuer Name and Ticker or Trading Symbol

GTY Technology Holdings Inc. [ GTYH ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CHIEF FINANCIAL OFFICER
(Last)          (First)          (Middle)

SUITE 100
3. Date of Earliest Transaction (MM/DD/YYYY)

4/30/2021
(Street)

LAS VEGAS, NV 89144
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

5/4/2021 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)4/30/2021  A   70000     (1) (1)Common Stock 70000 $0 273616 D 
 
Restricted Stock Units  (2)4/30/2021  A   30000     (2) (2)Common Stock 30000 $0 303616 D 
 
Performance Restricted Stock Units  (3)4/30/2021  A   55000     (3) (3)Common Stock 55000 $0 358616 D 
 

Explanation of Responses:
(1) Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. If the reporting person remains employed with the issuer at such time, 25% of the restricted stock units will vest on December 31, 2021 and 75% of the restricted stock units will vest on December 31, 2022. The restricted stock units may be settled in shares of the issuer's common stock or cash.
(2) Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. If the reporting person remains employed with the issuer at such time, the restricted stock units will vest in substantially equal installments on February 19, 2022, February 19, 2023 and February 19, 2024. The restricted stock units may be settled in shares of the issuer's common stock or cash.
(3) Each performance restricted stock unit represents a contingent right to receive one share of the issuer's common stock. If certain performance criteria are met and the reporting person remains employed with the issuer at such time, the performance restricted stock units will vest in substantially equal installments on February 19, 2022, February 19, 2023 and February 19, 2024. The performance restricted stock units may be settled in shares of the issuer's common stock or cash.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
CURRAN JOHN J.
SUITE 100
LAS VEGAS, NV 89144


CHIEF FINANCIAL OFFICER

Signatures
/s/ John Curran9/3/2021
**Signature of Reporting PersonDate

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