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Share Name | Share Symbol | Market | Type |
---|---|---|---|
GS Financial Corp. (MM) | NASDAQ:GSLA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 20.83 | 0 | 01:00:00 |
CUSIP
No. 640497202
|
Page
2 of 5 Pages
|
1
|
NAMES
OF REPORTING PERSONS
S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
RAFFLES
ASSOCIATES, L.P.
|
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
T
|
3
|
SEC
USE ONLY
|
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
69,496
|
6
|
SHARED
VOTING POWER
0
|
|
7
|
SOLE
DISPOSITIVE POWER
69,496
|
|
8
|
SHARED
DISPOSITIVE POWER
0
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
69,496
|
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
|
£
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%
|
|
12
|
TYPE
OF REPORTING PERSON*
PN
|
Item
1(a).
|
Name
of Issuer:
|
Item
1(b).
|
Address
of Issuer's Principal Executive
Offices:
|
Item
2(a).
|
Name
of Person Filing:
|
Item
2(b).
|
Address
of Principal Business Office or, if None,
Residence:
|
Item
2(c).
|
Citizenship:
|
Item
2(d).
|
Title
of Class of Securities:
|
Item
2(e).
|
CUSIP
Number:
|
Item
3.
|
If
this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c),
check whether the person filing is
a:
|
|
(a)
|
£
|
Broker
or Dealer registered under Section 15 of the
Act.
|
|
(b)
|
£
|
Bank
as defined in Section 3(a)(6) of the
Act.
|
|
(c)
|
£
|
Insurance
Company as defined in Section 3(a)(19) of the
Act.
|
|
(d)
|
£
|
Investment
Company registered under Section 8 of the Investment Company
Act.
|
|
(e)
|
£
|
Investment
Adviser registered under Section 203 of the Investment Advisors Act of
1940.
|
|
(f)
|
£
|
Employee
Benefit Plan or Endowment Fund in accordance with Rule
13d-1(b)(1)(ii)(F).
|
|
(g)
|
£
|
Parent
Holding Company in accordance with Rule
13d-1(b)(1)(ii)(G).
|
|
(h)
|
£
|
A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act.
|
|
(i)
|
£
|
A
church plan that is excluded from the definition of an investment company
under Section 3(c) (14) of the Investment Company
Act.
|
|
(j)
|
£
|
Group,
in accordance with Rule
13d-1(b)(1)(ii)(J).
|
Item
4.
|
Ownership.
|
|
(a)
|
Amount
beneficially
owned: 69,496
|
|
(b)
|
Percent
of
Class: 5.5%
|
|
(c)
|
Number
of Shares as to which the person
has:
|
|
(i)
|
Sole
power to vote or to direct the
vote: 69,496
|
|
(ii)
|
Shared
power to vote or to direct the
vote: 0
|
|
(iii)
|
Sole
power to dispose or to direct the disposition
of: 69,496
|
|
(iv)
|
Shared
Power to dispose or to direct the disposition
of: 0
|
Item 5.
|
Ownership of Five Percent or
Less of a Class.
If
this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following.
£
|
Item
6
|
Ownership
of More than Five Percent on Behalf of Another
Person.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding
Company.
|
Item
8.
|
Identification
and Classification of Members of the
Group.
|
Item
9.
|
Notice
of Dissolution of Group.
|
Item
10.
|
Certification.
|
RAFFLES
ASSOCIATES, L.P.
|
||
By:
|
RAFFLES
CAPITAL ADVISORS, LLC,
|
|
General
Partner
|
||
By:
|
/s/ Paul H. O’Leary
|
|
Name:
Paul H. O’Leary
|
||
Title
:
Managing
Member
|
1 Year GS Financial Corp. (MM) Chart |
1 Month GS Financial Corp. (MM) Chart |
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