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GNMXX General New York Municipal Money Market Fund (MM)

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Share Name Share Symbol Market Type
General New York Municipal Money Market Fund (MM) NASDAQ:GNMXX NASDAQ Ordinary Share
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Definitive Materials Filed by Investment Companies. (497)

31/03/2014 5:11pm

Edgar (US Regulatory)


WESTCORE TRUST


Supplement Dated March 31, 2014, to the Westcore Equity and Bond Funds Statement of Additional Information ( SAI ), dated April 30, 2013, as supplemented.



1.

Effective March 31, 2014, Todger Anderson, President of the Westcore Trust (the Trust ), has retired.  The Board has appointed John W. Zimmerman to serve as President of the Trust effective April 1, 2014.


2.

The information regarding Mr. Anderson is hereby removed from the Officers Table under the section titled Management of the Funds on page 50 of the SAI and replaced with the following:


Name, Address and Age 1

Position(s) Held with The Trust

Term of Office and Length of Time Served 2

Principal Occupation(s)

John W. Zimmerman

Age 51

Denver Investments

1225 17 th Street 26 th Fl.

Denver, Colorado  80202


President

Since April 1, 2014

· President, Denver Investments, 2013 - Present

· Partner, Northern Lights Capital Group, 2007 - 2013


1.

The information regarding Jasper R. Frontz in the Officers Table under the section titled Management of the Funds on page 50 of the SAI is hereby replaced with the following:


Name, Address and Age 1

Position(s) Held with The Trust

Term of Office and Length of Time Served 2

Principal Occupation(s)

Jasper R. Frontz, CPA, CFA

Age 45

Denver Investments

1225 17 th Street-26 th Fl.

Denver, Colorado 80202

Treasurer


Chief Compliance Officer

Since Feb. 12, 1997


Since Sept. 29, 2004

·

Chief Compliance Officer, March 31, 2014-present, Partner and Chief Operations Officer, January 1, 2014-present, Denver Investments; prior thereto, Vice President, May 2000-December 2013, Director of Mutual Fund Administration, June 1997-May 2000, Denver Investments

·

Registered Representative, ALPS Distributors, Inc., 1995-present

·

Treasurer, November 1997-2011 and Chief Compliance Officer September 2004-2011, Blue Chip Value Fund, Inc. (mutual fund).


1.

The second paragraph under the section titled Management of the Funds on page 57 of the SAI is hereby removed and replaced with the following:


The Adviser, of which Mr. Zimmerman, President of the Trust, is President, and Mr. Frontz, Treasurer of the Trust, is a Partner, Chief Operations Officer and Chief Compliance Officer, receives compensation



1

as the investment advisor and co-administrator. ALPS Fund Services, Inc. ( ALPS ), of which Ms. Kerschen and Mr. Buhler are employees, receives compensation as co-administrator, bookkeeping and pricing agent, and shareholder telephone servicing agent to the Trust and its affiliate, ADI, serves as distributor to the Trust.


Please retain this supplement for future reference.




2

WESTCORE TRUST

Supplement Dated March 31, 2014, to the Westcore Small-Cap Growth Fund Statement of Additional Information ( SAI ), dated December 19, 2013, as supplemented



2.

Effective March 31, 2014, Todger Anderson, President of the Westcore Trust (the Trust ), has retired.  The Board has appointed John W. Zimmerman to serve as President of the Trust effective April 1, 2014.


3.

The information regarding Mr. Anderson is hereby removed from the Officers Table under the section titled Management of the Funds on page 32 of the SAI and replaced with the following:


Name, Address and Age 1

Position(s) Held with The Trust

Term of Office and Length of Time Served 2

Principal Occupation(s)

John W. Zimmerman

Age 51

Denver Investments

1225 17 th Street 26 th Fl.

Denver, Colorado  80202


President

Since April 1, 2014

· President, Denver Investments, 2013 - Present

· Partner, Northern Lights Capital Group, 2007 - 2013


1.

The information regarding Jasper R. Frontz in the Officers Table under the section titled Management of the Funds on page 32 of the SAI is hereby replaced with the following:


Name, Address and Age 1

Position(s) Held with The Trust

Term of Office and Length of Time Served 2

Principal Occupation(s)

Jasper R. Frontz, CPA, CFA

Age 45

Denver Investments

1225 17 th Street-26 th Fl.

Denver, Colorado 80202

Treasurer


Chief Compliance Officer

Since Feb. 12, 1997


Since Sept. 29, 2004

·

Chief Compliance Officer, March 31, 2014-present, Partner and Chief Operations Officer, January 1, 2014-present, Denver Investments; prior thereto, Vice President, May 2000-December 2013, Director of Mutual Fund Administration, June 1997-May 2000, Denver Investments

·

Registered Representative, ALPS Distributors, Inc., 1995-present

·

Treasurer, November 1997-2011 and Chief Compliance Officer September 2004-2011, Blue Chip Value Fund, Inc. (mutual fund).


1.

The second paragraph under the section titled Management of the Funds on page 37 of the SAI is hereby removed and replaced with the following:


The Adviser, of which Mr. Zimmerman, President of the Trust, is President, and Mr. Frontz, Treasurer of the Trust, is a Partner, Chief Operations Officer and Chief Compliance Officer, receives compensation



3

as the investment advisor and co-administrator. ALPS Fund Services, Inc. ( ALPS ), of which Ms. Kerschen and Mr. Buhler are employees, receives compensation as co-administrator, bookkeeping and pricing agent, and shareholder telephone servicing agent to the Trust and its affiliate, ADI, serves as distributor to the Trust.


Please retain this supplement for future reference.




4

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