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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Glu Mobile Inc | NASDAQ:GLUU | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 12.50 | 13.00 | 12.50 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
SKAFF DANIEL L |
2. Issuer Name
and
Ticker or Trading Symbol
GLU MOBILE INC [ GLUU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
C/O GLU MOBILE INC., 2207 BRIDGEPOINTE PARKWAY, STE 250 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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SAN MATEO, CA 94404 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 5/14/2010 | J | 763557 | D | (1) | 0 | I | See footnote (2) | ||
Common Stock | 5/14/2010 | J | 27622 | A | (3) | 54874 | D | |||
Common Stock | 5/14/2010 | J | 55 | A | (4) | 108 | I | See footnote (5) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | The shares were distributed by Sienna Limited Partnership III, L.P. to its partners without consideration. |
( 2) | Mr. Skaff is the managing member of Sienna Associates III, L.L.C., which is the general partner of Sienna Limited Partnership III, L.P. Mr. Skaff and two other individuals share voting and dispositive power over the shares owned by Sienna Limited Partnership III, L.P. and therefore may be deemed to be an indirect beneficial owner of such shares. Mr. Skaff disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest therein. |
( 3) | Mr. Skaff acquired these shares without the payment of any consideration in connection with the distribution of the Glu Mobile Inc. shares held by Sienna Limited Partnership III, L.P. to its partners without consideration. |
( 4) | Sienna Associates III, L.L.C. acquired these shares without the payment of any consideration in connection with the distribution of the Glu Mobile Inc. shares held by Sienna Limited Partnership III, L.P. to its partners without consideration. |
( 5) | Mr. Skaff is the managing member of Sienna Associates III, L.L.C. and therefore may be deemed to be an indirect beneficial owner of such shares. Mr. Skaff disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address |
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||||
Director | 10% Owner | Officer | Other | ||
SKAFF DANIEL L
C/O GLU MOBILE INC. 2207 BRIDGEPOINTE PARKWAY, STE 250 SAN MATEO, CA 94404 |
X |
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Signatures
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||
/s/ Daniel L. Skaff by Kevin S. Chou, Attorney-in-Fact | 5/18/2010 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Glu Mobile Chart |
1 Month Glu Mobile Chart |
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