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Share Name | Share Symbol | Market | Type |
---|---|---|---|
FinTech Acquisition Corporation III | NASDAQ:FTAC | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.37 | 11.30 | 11.67 | 0 | 00:00:00 |
1. Name and Address of Reporting Person * COHEN DANIEL G | 2. Issuer Name and Ticker or Trading Symbol Fintech Acquisition Corp. III [ FTAC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/16/2020 | M | 1091330 | A | (4) | 1091330 (7) | I | By Cohen Sponsor Interests III, LLC (5) | ||
Class A Common Stock | 10/16/2020 | M | 1091330 | A | (4) | 1091330 (7) | I | By DGC Family FinTech Trust (5)(6) | ||
Class A Common Stock | 10/16/2020 | A | 200000 | A | $10 | 200000 (7) | I | By Betsy Z Cohen Trust dated 10/7/99 | ||
Class A Common Stock | 10/16/2020 | A | 200000 | A | $10 | 200000 (7) | I | By Edward E Cohen Trust dated 10/7/99 | ||
Class A Common Stock | 10/16/2020 | A | 150000 | A | $10 | 150000 (7) | I | By The Betsy and Edward Cohen 2012 Grandchildren Trust dated 5/22/2012 | ||
Class A Common Stock | 10/16/2020 | A | 200000 | A | $10 | 200000 (7) | I | By The 2019 Grandchildren's Trust dated 6/26/2020 | ||
Class A Common Stock | 10/16/2020 | A | 300000 | A | $10 | 300000 (7) | I | By DGC Family FinTech Trust (3) | ||
Class A Common Stock | 10/16/2020 | A | 200000 | A | $10 | 200000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (1) | 10/16/2020 | J (2) | 68334 | (1) | (1) | Class A Common Stock | 68334 | $0.0028 | 1248570 (7) | I | By Cohen Sponsor Interests III, LLC (5) | |||
Class B Common Stock | (1) | 10/16/2020 | J (2) | 68334 | (1) | (1) | Class A Common Stock | 68334 | $0.0028 | 1248570 (7) | I | By DGC Family FinTech Trust (5)(6) | |||
Class B Common Stock | (1) | 10/16/2020 | J (3) | 157241 | (1) | (1) | Class A Common Stock | 157241 | (3) | 1091330 (7) | I | By Cohen Sponsor Interests III, LLC (5) | |||
Class B Common Stock | (1) | 10/16/2020 | J (3) | 157241 | (1) | (1) | Class A Common Stock | 157241 | (3) | 1091330 (7) | I | By DGC Family FinTech Trust (5)(6) | |||
Class B Common Stock | (1) | 10/16/2020 | J (3) | 22332 | (1) | (1) | Class A Common Stock | 22332 | (3) | 77668 (7)(8) | I | By FinTech Masala Advisors, LLC | |||
Class B Common Stock | (1) | 10/16/2020 | J (3) | 22332 | (1) | (1) | Class A Common Stock | 22332 | (3) | 77668 (7)(9) | I | By DGC Family FinTech Trust (6) | |||
Class B Common Stock | (4) | 10/16/2020 | M | 1091330 | (4) | (4) | Class A Common Stock | 1091330 | (4) | 0 | I | By Cohen Sponsor Interests III, LLC (5) | |||
Class B Common Stock | (4) | 10/16/2020 | M | 1091330 | (4) | (4) | Class A Common Stock | 1091330 | (4) | 0 | I | By DGC Family FinTech Trust (5)(6) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
COHEN DANIEL G C/O FINTECH ACQUISITION CORP. III 2929 ARCH STREET, SUITE 1703 PHILADELPHIA, PA 19104 | X |
Signatures | ||
/s/ Daniel G. Cohen | 10/20/2020 | |
**Signature of Reporting Person | Date |
1 Year FinTech Acquisition Corp... Chart |
1 Month FinTech Acquisition Corp... Chart |
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