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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Financial Institutions Inc | NASDAQ:FISI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.25 | -1.43% | 17.22 | 16.77 | 18.39 | 17.42 | 17.09 | 17.30 | 50,257 | 22:30:00 |
CUSIP No. 317585404
|
Page 1
of
12 Pages
|
Phillip M. Goldberg
Foley & Lardner LLP 321 North Clark Street
Suite 2800
Chicago, IL 60654-5313
(312) 832-4549
|
Peter D. Fetzer
Foley & Larder LLP 777 East Wisconsin Avenue
Suite 3800
Milwaukee, WI 53202-5306
(414) 297-5596
|
1
|
NAME OF REPORTING PERSON
MHC Mutual Conversion Fund, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
WC
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
623,882
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
623,882
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
623,882
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%
|
|||
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSON
Clover Partners, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
OO/AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
623,882
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
623,882
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
623,882
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%
|
|||
14
|
TYPE OF REPORTING PERSON
PN, IA
|
1
|
NAME OF REPORTING PERSON
Clover Partners Management, L.L.C.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
OO/AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
623,882
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
623,882
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
623,882
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%
|
|||
14
|
TYPE OF REPORTING PERSON
CO
|
1
|
NAME OF REPORTING PERSON
Johnny Guerry
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
OO/AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
623,882
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
623,882
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
623,882
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
Terry Philen
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
OO/AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
0
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
0
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 1. | Security and Issuer |
Securities acquired
:
|
Common Stock
|
|
Issuer
:
|
Financial Institutions, Inc.
220 Liberty Street
Warsaw, New York 14569
|
Item 2. | Identity and Background |
Item 3. | Source and Amount of Funds |
Item 4. | Purpose of the Transaction |
Item 5. | Interest in Securities of the Issuer |
Trade Date
|
Number of Shares Sold
|
Price per Share
|
Where and How Transaction Effected
|
11/14/2016
|
2,245
|
$31.17
|
Open Market Sale
|
11/15/2016
|
9,224
|
$31.01
|
Open Market Sale
|
11/16/2016
|
344
|
$31.00
|
Open Market Sale
|
11/17/2016
|
500
|
$31.00
|
Open Market Sale
|
11/22/2016
|
14,932
|
$30.76
|
Open Market Sale
|
11/23/2016
|
514
|
$30.79
|
Open Market Sale
|
11/25/2016
|
6,608
|
$30.75
|
Open Market Sale
|
11/30/2016
|
8,052
|
$30.75
|
Open Market Sale
|
12/01/2016
|
31,453
|
$30.75
|
Open Market Sale
|
12/02/2016
|
13,328
|
$30.75
|
Open Market Sale
|
12/05/2016
|
10,113
|
$32.16
|
Open Market Sale
|
12/06/2016
|
23,537
|
$32.30
|
Open Market Sale
|
12/07/2016
|
35,548
|
$32.96
|
Open Market Sale
|
12/08/2016
|
15,519
|
$33.52
|
Open Market Sale
|
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
Item 7. | Material to be Filed as Exhibits |
Exhibit No.
|
Description
|
Exhibit 99.1
|
Joint Filing Agreement by and among the Reporting Persons.*
|
Exhibit 99.2
|
Board Letter dated December 16, 2015.*
|
Exhibit 99.3
|
Nomination Letter to Financial Institutions, Inc. dated April 1, 2016.*
|
Exhibit 99.4
|
Board Letter dated April 13, 2016.*
|
MHC Mutual Conversion Fund, L.P.
By:
Clover Partners, L.P.
By:
Clover Partners Management, L.L.C., general partner
By:
/s/ John Guerry
Name:
John Guerry
Title:
Managing Partner
|
|
Clover Partners, L.P.
By:
Clover Partners Management, L.L.C., general partner
By:
/s/ John Guerry
Name:
John Guerry
Title:
Managing Partner
|
|
Clover Partners Management, L.L.C.
By:
/s/ John Guerry
Name:
John Guerry
Title:
Managing Partner
|
|
/s/ Johnny Guerry
Johnny Guerry
|
|
/s/ Terry Philen
Terry Philen
|
1 Year Financial Institutions Chart |
1 Month Financial Institutions Chart |
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