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Share Name | Share Symbol | Market | Type |
---|---|---|---|
First Financial Holdings, Inc. (MM) | NASDAQ:FFCH | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 22.89 | 0 | 01:00:00 |
Schedule of
Investments
March 31, 2013 (unaudited)
|
||||||||
Prospector Capital Appreciation Fund
|
||||||||
Description
|
Shares
|
Value
|
||||||
COMMON STOCKS - 79.1%
|
||||||||
Banks - 0.0%
|
||||||||
Waterstone Financial *
|
200 | $ | 1,654 | |||||
Chemicals - 3.3%
|
||||||||
E.I. Du Pont de Nemours
|
27,700 | 1,361,732 | ||||||
Consumer Discretionary - 1.7%
|
||||||||
Cablevision Systems, Class A
|
25,300 | 378,488 | ||||||
DreamWorks Animation SKG, Class A *
|
16,000 | 303,360 | ||||||
681,848 | ||||||||
Consumer Staples - 13.7%
|
||||||||
Beam
|
10,200 | 648,108 | ||||||
Campbell Soup
|
15,600 | 707,616 | ||||||
Coca Cola Enterprises
|
13,900 | 513,188 | ||||||
Dole Food Company *
|
10,800 | 117,720 | ||||||
Energizer Holdings
|
5,000 | 498,650 | ||||||
Hillshire Brands
|
8,980 | 315,647 | ||||||
Sysco
|
10,400 | 365,768 | ||||||
Tootsie Roll Industries
|
25,797 | 771,578 | ||||||
Walgreen
|
19,100 | 910,688 | ||||||
Wal-Mart Stores
|
10,400 | 778,232 | ||||||
5,627,195 | ||||||||
Diversified Financial Services - 0.2%
|
||||||||
CIT Group *
|
1,800 | 78,264 | ||||||
Energy - 10.6%
|
||||||||
Clayton Williams Energy *
|
9,200 | 402,316 | ||||||
ConocoPhillips
|
16,700 | 1,003,670 | ||||||
Hess
|
22,600 | 1,618,386 | ||||||
Murphy Oil
|
11,800 | 752,014 | ||||||
Repsol YPF - ADR
|
11,848 | 241,581 | ||||||
Talisman Energy
|
16,600 | 203,350 | ||||||
WPX Energy *
|
8,400 | 134,568 | ||||||
4,355,885 | ||||||||
Healthcare - 8.5%
|
||||||||
Abbott Laboratories
|
15,200 | 536,864 | ||||||
AbbVie
|
5,100 | 207,978 | ||||||
Hospira *
|
7,200 | 236,376 | ||||||
Johnson & Johnson
|
15,500 | 1,263,715 | ||||||
Pfizer
|
42,600 | 1,229,436 | ||||||
3,474,369 | ||||||||
Industrials - 1.5%
|
||||||||
Curtiss-Wright
|
12,400 | 430,280 | ||||||
Fortune Brands Home & Security *
|
4,400 | 164,692 | ||||||
594,972 | ||||||||
Information Technology - 6.3%
|
||||||||
Automatic Data Processing
|
22,900 | 1,488,958 | ||||||
Corning
|
46,900 | 625,177 | ||||||
Microsoft
|
5,300 | 151,633 | ||||||
Paychex
|
1,600 | 56,112 | ||||||
Xerox
|
31,500 | 270,900 | ||||||
2,592,780 | ||||||||
Insurance - 13.9%
|
||||||||
Alterra Capital Holdings
|
5,600 | 176,400 | ||||||
American International Group *
|
7,200 | 279,504 | ||||||
Arch Capital Group *
|
4,000 | 210,280 | ||||||
Aspen Insurance Holdings
|
7,800 | 300,924 | ||||||
Berkshire Hathaway, Class B *
|
5,800 | 604,360 | ||||||
CNA Financial
|
8,600 | 281,134 | ||||||
Donegal Group, Class A
|
7,900 | 120,633 | ||||||
First American Financial
|
12,300 | 314,511 | ||||||
Loews
|
22,700 | 1,000,389 | ||||||
Montpelier Re Holdings
|
16,400 | 427,220 | ||||||
Platinum Underwriters Holdings
|
25,600 | 1,428,736 | ||||||
State Auto Financial
|
32,700 | 569,634 | ||||||
5,713,725 | ||||||||
Metals & Mining - 6.4%
|
||||||||
AngloGold Ashanti - ADR
|
12,100 | 284,955 | ||||||
AuRico Gold
|
2,420 | 15,222 | ||||||
Barrick Gold
|
23,300 | 685,020 | ||||||
Gold Fields - ADR
|
92,300 | 715,325 | ||||||
Newmont Mining
|
18,300 | 766,587 | ||||||
Sibanye Gold - ADR *
|
24,325 | 137,436 | ||||||
2,604,545 | ||||||||
Paper & Forest Products - 3.0%
|
||||||||
Domtar
|
14,301 | 1,110,044 | ||||||
Neenah Paper
|
3,700 | 113,812 | ||||||
1,223,856 | ||||||||
Real Estate - 3.1%
|
||||||||
Forestar Group *
|
21,100 | 461,246 | ||||||
Post Properties
|
16,800 | 791,280 | ||||||
1,252,526 | ||||||||
Telecommunication Services - 1.4%
|
||||||||
Telephone & Data Systems
|
27,800 | 585,746 | ||||||
Utilities - 5.5%
|
||||||||
FirstEnergy
|
9,754 | 411,618 | ||||||
NRG Energy
|
25,701 | 680,819 | ||||||
Public Service Enterprise Group
|
16,200 | 556,309 | ||||||
TECO Energy
|
14,000 | 249,480 | ||||||
UNS Energy
|
7,658 | 374,783 | ||||||
2,273,009 | ||||||||
Total Common Stocks
|
||||||||
(Cost $28,442,533)
|
32,422,106 | |||||||
CONVERTIBLE BONDS - 16.0%
|
Par
|
|||||||
Consumer Staples - 2.7%
|
||||||||
Archer Daniels
|
||||||||
0.875%, 02/15/2014
|
$ | 725,000 | 732,250 | |||||
Chiquita Brands
|
||||||||
4.250%, 08/15/2016
|
150,000 | 136,875 | ||||||
Molson Coors Brewing
|
||||||||
2.500%, 07/30/2013
|
75,000 | 77,391 | ||||||
Smithfield Foods
|
||||||||
4.000%, 06/30/2013
|
150,000 | 176,438 | ||||||
1,122,954 | ||||||||
Diversified Financial Services - 2.6%
|
||||||||
Janus Capital Group
|
||||||||
3.250%, 07/15/2014
|
425,000 | 445,719 | ||||||
PHH
|
||||||||
4.000%, 09/01/2014
|
550,000 | 604,656 | ||||||
1,050,375 | ||||||||
Energy - 2.0%
|
||||||||
InterOil
|
||||||||
2.750%, 11/15/2015
|
25,000 | 24,406 | ||||||
USEC
|
||||||||
3.000%, 10/01/2014
|
2,375,000 | 807,500 | ||||||
831,906 | ||||||||
Healthcare - 2.7%
|
||||||||
Charles River Laboratories International
|
||||||||
2.250%, 06/15/2013
|
575,000 | 579,672 | ||||||
Chemed
|
||||||||
1.875%, 05/15/2014
|
275,000 | 301,984 | ||||||
Endo Health Solutions
|
||||||||
1.750%, 04/15/2015
|
25,000 | 29,797 | ||||||
Hologic
|
||||||||
2.000%, 12/15/2037
|
150,000 | 181,125 | ||||||
1,092,578 | ||||||||
Industrials - 2.5%
|
||||||||
Alliant Techsystems
|
||||||||
3.000%, 08/15/2024
|
175,000 | 189,875 | ||||||
L-3 Communications
|
||||||||
3.000%, 08/01/2035
|
125,000 | 126,406 | ||||||
Trinity Industries
|
||||||||
3.875%, 06/01/2036
|
600,000 | 719,625 | ||||||
1,035,906 | ||||||||
Information Technology - 1.0%
|
||||||||
Comtech Telecommunications
|
||||||||
3.000%, 05/01/2029
|
400,000 | 409,500 | ||||||
Metals & Mining - 1.8%
|
||||||||
Horsehead Holding
|
||||||||
3.800%, 07/01/2017
|
50,000 | 50,188 | ||||||
Newmont Mining
|
||||||||
1.250%, 07/15/2014
|
225,000 | 252,141 | ||||||
Northgate Minerals
|
||||||||
3.500%, 10/01/2016
|
50,000 | 51,469 | ||||||
RTI International
|
||||||||
3.000%, 12/01/2015
|
325,000 | 375,983 | ||||||
729,781 | ||||||||
Real Estate - 0.7%
|
||||||||
Forestar Group
|
||||||||
3.750%, 03/01/2020
|
250,000 | 292,031 | ||||||
Total Convertible Bonds
|
||||||||
(Cost $7,529,691)
|
6,565,031 | |||||||
CORPORATE BONDS - 1.5%
|
||||||||
Utilities - 1.5%
|
||||||||
Edison Mission Energy
|
||||||||
7.750%, 06/15/2016 (a)
|
200,000 | 106,250 | ||||||
7.000%, 05/15/2017 (a)
|
925,000 | 494,875 | ||||||
Total Corporate Bonds
|
||||||||
(Cost $928,378)
|
601,125 | |||||||
SHORT-TERM INVESTMENT - 3.8%
|
Shares
|
|||||||
Invesco Treasury Portfolio, 0.020% ^
|
||||||||
(Cost $1,558,959)
|
1,558,959 | 1,558,959 | ||||||
Total Investments - 100.4%
|
||||||||
(Cost $38,459,561)
|
41,147,221 | |||||||
Other Assets and Liabilities, Net - (0.4%)
|
(146,034 | ) | ||||||
Total Net Assets - 100.0%
|
$ | 41,001,187 |
*
|
Non-income producing security
|
|
(a)
|
Security in default
|
|
ADR |
American Depository Receipt
|
|
^
|
Variable Rate Security - the rate shown is the annualized seven-day effective yield as of March 31, 2013.
|
Schedule of
Investments
March 31, 2013 (unaudited)
|
||||||||
Prospector Opportunity Fund
|
||||||||
Description
|
Shares
|
Value
|
||||||
COMMON STOCKS - 91.7%
|
||||||||
Banks - 14.0%
|
||||||||
AJS Bancorp* (a)
|
8,958 | $ | 90,476 | |||||
Cape Bancorp
|
3,700 | 33,892 | ||||||
Central Pacific Financial *
|
31,800 | 499,260 | ||||||
Chicopee Bancorp
|
26,200 | 440,160 | ||||||
City National
|
6,500 | 382,915 | ||||||
Clifton Savings Bancorp
|
27,200 | 338,912 | ||||||
Fifth Third Bancorp
|
50,600 | 825,286 | ||||||
First Connecticut Bancorp
|
22,300 | 328,479 | ||||||
First Defiance Financial
|
29,000 | 676,280 | ||||||
Fox Chase Bancorp
|
24,702 | 417,217 | ||||||
Greenhill & Co.
|
5,300 | 282,914 | ||||||
HomeTrust Bancshares *
|
68,800 | 1,087,040 | ||||||
Metro Bancorp *
|
18,780 | 310,621 | ||||||
Ocean Shore Holding
|
25,072 | 376,080 | ||||||
OceanFirst Financial
|
76,600 | 1,104,571 | ||||||
OmniAmerican Bancorp *
|
9,500 | 240,160 | ||||||
Oritani Financial
|
66,750 | 1,033,958 | ||||||
PacWest Bancorp
|
18,100 | 526,891 | ||||||
Peoples Federal Bancshares
|
14,980 | 286,118 | ||||||
United Financial Bancorp
|
37,100 | 563,920 | ||||||
Virginia Commerce Bancorp *
|
29,800 | 418,690 | ||||||
Washington Trust Bancorp
|
26,300 | 720,094 | ||||||
Westfield Financial
|
97,900 | 761,662 | ||||||
11,745,596 | ||||||||
Chemicals - 1.8%
|
||||||||
H.B. Fuller
|
19,000 | 742,520 | ||||||
RPM International
|
24,500 | 773,710 | ||||||
1,516,230 | ||||||||
Consumer Discretionary - 3.5%
|
||||||||
Gentex
|
18,100 | 362,181 | ||||||
Home Depot
|
10,800 | 753,624 | ||||||
Hyatt Hotels, Class A *
|
18,300 | 791,109 | ||||||
Jack in the Box *
|
12,700 | 439,293 | ||||||
Matthews International, Class A
|
17,700 | 617,553 | ||||||
2,963,760 | ||||||||
Consumer Staples - 10.9%
|
||||||||
Church & Dwight
|
12,400 | 801,412 | ||||||
Crimson Wine Group *
|
5,970 | 55,521 | ||||||
De Master Blenders *
|
49,800 | 769,228 | ||||||
Harris Teeter Supermarkets
|
9,700 | 414,287 | ||||||
Hillshire Brands
|
42,260 | 1,485,439 | ||||||
J & J Snack Foods
|
13,400 | 1,030,326 | ||||||
Lancaster Colony
|
18,000 | 1,386,000 | ||||||
Monster Beverage *
|
8,400 | 401,016 | ||||||
PepsiCo
|
11,800 | 933,498 | ||||||
Post Holdings *
|
20,400 | 875,772 | ||||||
Wal-Mart Stores
|
13,800 | 1,032,654 | ||||||
9,185,153 | ||||||||
Containers & Packaging - 1.4%
|
||||||||
Silgan Holdings
|
25,700 | 1,214,325 | ||||||
Diversified Financial Services - 9.3%
|
||||||||
Citigroup
|
13,070 | 578,217 | ||||||
Franklin Resources
|
18,100 | 2,729,661 | ||||||
IntercontinentalExchange *
|
1,600 | 260,912 | ||||||
Invesco
|
58,900 | 1,705,744 | ||||||
Legg Mason
|
7,900 | 253,985 | ||||||
Leucadia National
|
59,700 | 1,637,571 | ||||||
PICO Holdings *
|
28,600 | 634,920 | ||||||
7,801,010 | ||||||||
Energy - 5.7%
|
||||||||
Clayton Williams Energy *
|
8,900 | 389,197 | ||||||
Hess
|
35,700 | 2,556,477 | ||||||
Murphy Oil
|
29,600 | 1,886,408 | ||||||
4,832,082 | ||||||||
Healthcare - 5.4%
|
||||||||
Haemonetics *
|
7,800 | 324,948 | ||||||
Johnson & Johnson
|
9,000 | 733,770 | ||||||
Merck & Co.
|
18,948 | 838,070 | ||||||
Molina Healthcare *
|
10,850 | 334,940 | ||||||
Patterson Companies
|
22,100 | 840,684 | ||||||
Pfizer
|
23,200 | 669,552 | ||||||
WellPoint
|
12,300 | 814,629 | ||||||
4,556,593 | ||||||||
Industrials - 4.7%
|
||||||||
Alliant Techsystems
|
7,600 | 550,468 | ||||||
Celadon Group
|
54,300 | 1,132,698 | ||||||
CIRCOR International
|
21,240 | 902,700 | ||||||
Northrop Grumman
|
6,000 | 420,900 | ||||||
Tyco International
|
29,300 | 937,600 | ||||||
3,944,366 | ||||||||
Information Technology - 10.2%
|
||||||||
BMC Software *
|
21,300 | 986,829 | ||||||
Cisco Systems
|
17,700 | 370,107 | ||||||
EMC *
|
17,400 | 415,686 | ||||||
Global Cash Access Holdings *
|
79,500 | 560,475 | ||||||
Maxim Integrated Products
|
28,500 | 930,525 | ||||||
Microsoft
|
17,100 | 489,231 | ||||||
NetApp *
|
28,900 | 987,224 | ||||||
Paychex
|
28,700 | 1,006,509 | ||||||
Symantec *
|
59,500 | 1,468,460 | ||||||
VeriSign *
|
9,700 | 458,616 | ||||||
Xilinx
|
23,800 | 908,446 | ||||||
8,582,108 | ||||||||
Insurance - 16.1%
|
||||||||
Arthur J. Gallagher
|
27,200 | 1,123,632 | ||||||
Aspen Insurance Holdings
|
33,600 | 1,296,288 | ||||||
Axis Capital Holdings
|
36,800 | 1,531,616 | ||||||
Catlin Group
|
29,427 | 232,955 | ||||||
Chubb
|
12,800 | 1,120,384 | ||||||
CNA Financial
|
51,900 | 1,696,611 | ||||||
Endurance Specialty Holdings
|
11,700 | 559,377 | ||||||
Infinity Property & Casualty
|
7,300 | 410,260 | ||||||
MetLife
|
12,500 | 475,250 | ||||||
Montpelier Re Holdings
|
16,200 | 422,010 | ||||||
Platinum Underwriters Holdings
|
38,700 | 2,159,847 | ||||||
Progressive
|
48,400 | 1,223,068 | ||||||
W.R. Berkley
|
11,500 | 510,255 | ||||||
XL Group
|
25,500 | 772,650 | ||||||
13,534,203 | ||||||||
Metals & Mining - 3.0%
|
||||||||
Gold Fields - ADR
|
39,800 | 308,450 | ||||||
Kinross Gold
|
54,600 | 432,978 | ||||||
Newmont Mining
|
40,300 | 1,688,167 | ||||||
Sibanye Gold - ADR *
|
9,950 | 56,218 | ||||||
Victoria Gold *
|
96,500 | 17,109 | ||||||
2,502,922 | ||||||||
Paper & Forest Products - 0.7%
|
||||||||
Domtar
|
7,200 | 558,864 | ||||||
Real Estate - 1.3%
|
||||||||
Forestar Group *
|
21,300 | 465,618 | ||||||
Howard Hughes *
|
3,300 | 276,573 | ||||||
Thomas Properties Group
|
74,700 | 383,211 | ||||||
1,125,402 | ||||||||
Utilities - 3.7%
|
||||||||
Empire District Electric
|
23,500 | 526,400 | ||||||
NV Energy
|
14,900 | 298,447 | ||||||
Public Service Enterprise Group
|
25,000 | 858,500 | ||||||
TECO Energy
|
52,600 | 937,332 | ||||||
UIL Holdings
|
11,800 | 467,162 | ||||||
3,087,841 | ||||||||
Total Common Stocks
|
||||||||
(Cost $62,816,303)
|
77,150,455 | |||||||
CONVERTIBLE BONDS - 0.7%
|
Par
|
|||||||
Industrials - 0.4%
|
||||||||
Alliant Techsystems
|
||||||||
3.000%, 08/15/2024
|
$ | 325,000 | 352,625 | |||||
Real Estate - 0.3%
|
||||||||
Forestar Group
|
||||||||
3.750%, 03/01/2020
|
200,000 | 233,625 | ||||||
Total Convertible Bonds
|
||||||||
(Cost $538,309)
|
586,250 | |||||||
SHORT-TERM INVESTMENT - 7.9%
|
Shares
|
|||||||
Invesco Treasury Portfolio, 0.020% ^
|
||||||||
(Cost $6,622,384)
|
6,622,384 | 6,622,384 | ||||||
Total Investments - 100.3%
|
||||||||
(Cost $69,976,996)
|
84,359,089 | |||||||
Other Assets and Liabilities, Net - (0.3%)
|
(258,665 | ) | ||||||
Total Net Assets - 100.0%
|
$ | 84,100,424 |
*
|
Non-income producing security
|
||||||
(a)
|
Illiquid Security - A security is considered illiquid if it may not be sold or disposed of in the ordinary course of business within seven days at approximately the price at which it is valued. As of March 31, 2013, the fair value of this investment was $90,476 or 0.1% of total net assets. Information concerning the illiquid security is as follows:
|
Security
|
Shares
|
Dates Acquired
|
Cost Basis
|
||||
AJS Bancorp
|
8,958
|
08/08-01/11
|
$ | 119,698 |
ADR |
American Depository Receipt
|
|
^
|
Variable Rate Security - the rate shown is the annualized seven-day effective yield as of March 31, 2013.
|
Summary of Fair Value Exposure
|
|
The Fund has adopted fair value accounting standards which establish an authoritative definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion in changes in valuation techniques and related inputs during the period and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below:
|
|
Level 1 – |
Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access.
|
Level 2 – |
Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data.
|
Level 3 – |
Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available.
|
The inputs or methodology used for valuing securities are not an indication of the risk associated with investing in those securities.
|
Capital Appreciation Fund
|
Opportunity Fund
|
|||||||
Cost of investments
|
$ | 38,459,561 | $ | 69,976,996 | ||||
Gross unrealized appreciation
|
6,422,242 | 15,873,712 | ||||||
Gross unrealized depreciation
|
(3,734,582 | ) | (1,491,619 | ) | ||||
Net unrealized appreciation
|
$ | 2,687,660 | $ | 14,382,093 | ||||
(a)
|
The Registrant’s President and Treasurer have concluded that the Registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “1940 Act”)) are effective as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 15d-15(b) under the Securities Exchange Act of 1934, as amended.
|
(b)
|
There were no changes in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the Registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting.
|
1 Year First Financial Chart |
1 Month First Financial Chart |
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