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Share Name | Share Symbol | Market | Type |
---|---|---|---|
1ST Century Bancshares, | NASDAQ:FCTY | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.22 | 10.98 | 12.02 | 0 | 01:00:00 |
Delaware
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26-1169687
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(State or other jurisdiction of incorporation or organization)
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(IRS Employer Identification No.)
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Jordan E. Hamburger, Esq.
Manatt, Phelps & Phillips, LLP
11355 W. Olympic Blvd.
Los Angeles, California 90064
(310) 312-4000
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Jason P. DiNapoli
President and Chief Operating Officer
1875 Century Park East, Suite 1400
Los Angeles, California 90067
(310) 270-9500
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Large accelerated filer
¨
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Accelerated filer
¨
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Non-accelerated filer
¨
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Smaller reporting company
x
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(Do not check if a smaller reporting company) |
(1)
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Pursuant to Rule 416(a) of the Securities Act of 1933, as amended, this registration statement shall be deemed to cover an indeterminate number of shares of the Registrant’s common stock that may become issuable under the 2013 Equity Incentive Plan as a result of a stock dividend, stock split, recapitalization or other similar adjustment of the outstanding shares of the Registrant’s common stock.
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(2)
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Estimated solely for the purpose of calculating the registration fee, pursuant to Rule 457(c) and (h) under the Securities Act of 1933, as amended, based on the average of the high and low prices of the Registrant’s common stock reported on the NASDAQ Capital Market on May 24, 2013.
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Exhibit Number
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Description
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4.1
|
Certificate of Incorporation of 1st Century Bancshares, Inc., filed with the Delaware Secretary of State on August 10, 2007. (1)
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4.2
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Bylaws of 1st Century Bancshares, Inc.(2)
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5.1
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Opinion of Manatt, Phelps & Phillips, LLP.*
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10.1
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2013 Equity Incentive Plan of 1st Century Bancshares, Inc.(3)
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10.2
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Notice of Grant and Stock Option Agreement of 1st Century Bancshares, Inc.(4)
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10.3
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Notice of Grant and Restricted Stock Agreement of 1st Century Bancshares, Inc.(5)
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10.4
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Notice of Grant and Restricted Stock Unit Agreement of 1st Century Bancshares, Inc.(6)
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10.5
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Stock Appreciation Rights Grant Agreement of 1st Century Bancshares, Inc.(7)
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23.1
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Consent of Crowe Horwath, LLP.*
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23.2
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Consent of Manatt, Phelps & Phillips, LLP (included in Exhibit 5.1).*
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24.1
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Power of Attorney, included on the signature page to this Registration Statement.
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(1)
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Filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on January 11, 2008.
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(2)
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Filed as Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on January 11, 2008.
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(3)
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Filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(4)
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Filed as Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(5)
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Filed as Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(6)
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Filed as Exhibit 10.4 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(7)
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Filed as Exhibit 10.5 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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1ST CENTURY BANCSHARES, INC.
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|||
By:
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/s/ Jason P. DiNapoli | ||
Jason P. DiNapoli
President and Chief Operating Officer
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Signature
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Title
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Date
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||
/s/ William W. Brien, M.D.
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Director
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June 4, 2013
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||
William W. Brien, M.D.
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||||
/s/ Dave Brooks
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Director
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June 4, 2013
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||
Dave Brooks
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||||
/s/ Joseph J. Digange
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Director
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June 4, 2013
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||
Joseph J. Digange
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||||
/s/ Jason P. DiNapoli
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Director, President and Chief Operating Officer
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June 4, 2013
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||
Jason P. DiNapoli | ||||
/s/ Eric M. George
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Director
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June 4, 2013
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||
Eric M. George
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||||
/s/ Alan D. Levy
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Director
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June 4, 2013
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||
Alan D. Levy | ||||
/s/ Robert A. Moore
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Director
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June 4, 2013
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||
Robert A. Moore | ||||
/s/ Barry D. Pressman, M.D.
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Director
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June 4, 2013
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||
Barry D. Pressman, M.D.
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||||
/s/ Alan I. Rothenberg
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Chairman of the Board and Chief Executive Officer (Principal Executive Officer)
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June 4, 2013
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||
Alan I. Rothenberg
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||||
/s/ Bradley Satenberg
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Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)
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June 4, 2013
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Bradley Satenberg | ||||
/s/ Lewis N. Wolff
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Director
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June 4, 2013
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Lewis N. Wolff
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||||
/s/ Nadine A. Watt
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Director
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June 4, 2013
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||
Nadine A. Watt | ||||
/s/ Stanley R. Zax
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Director
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June 4, 2013
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||
Stanley R. Zax |
Exhibit Number
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Description
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4.1
|
Certificate of Incorporation of 1st Century Bancshares, Inc., filed with the Delaware Secretary of State on August 10, 2007. (1)
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4.2
|
Bylaws of 1st Century Bancshares, Inc.(2)
|
5.1
|
Opinion of Manatt, Phelps & Phillips, LLP.*
|
10.1
|
2013 Equity Incentive Plan of 1st Century Bancshares, Inc.(3)
|
10.2
|
Notice of Grant and Stock Option Agreement of 1st Century Bancshares, Inc.(4)
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10.3
|
Notice of Grant and Restricted Stock Agreement of 1st Century Bancshares, Inc.(5)
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10.4
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Notice of Grant and Restricted Stock Unit Agreement of 1st Century Bancshares, Inc.(6)
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10.5
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Stock Appreciation Rights Grant Agreement of 1st Century Bancshares, Inc.(7)
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23.1
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Consent of Crowe Horwath, LLP.*
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23.2
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Consent of Manatt, Phelps & Phillips, LLP (included in Exhibit 5.1).*
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24.1
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Power of Attorney, included on the signature page to this Registration Statement.
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(1)
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Filed as Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on January 11, 2008.
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(2)
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Filed as Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on January 11, 2008.
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(3)
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Filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(4)
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Filed as Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(5)
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Filed as Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(6)
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Filed as Exhibit 10.4 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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(7)
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Filed as Exhibit 10.5 to the Registrant’s Current Report on Form 8-K filed with the U.S. Securities and Exchange Commission on May 10, 2013.
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