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Share Name | Share Symbol | Market | Type |
---|---|---|---|
First Charter Corp (MM) | NASDAQ:FCTR | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 30.02 | 13.33 | 23.88 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
WARLICK L D JR |
2. Issuer Name
and
Ticker or Trading Symbol
FIRST CHARTER CORP /NC/ [ FCTR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
10200 DAVID TAYLOR DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
CHARLOTTE, NC 28262-2373 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 119847.044 (1) | D | ||||||||
Common Stock | 1635.523 | I | LD Warlick - Custodian Laura | |||||||
Common Stock | 1635.523 | I | LD Warlick - Custodian Sarah | |||||||
Common Stock | 1531.3903 | I | M. E. Warlick - Custodian Laura | |||||||
Common Stock | 1531.3903 | I | M. E. Warlick - Custodian Sarah | |||||||
Common Stock | 6807 | I | Souse IRA - M. E. Warlick | |||||||
Common Stock | 24328.3719 | I | Spouse - M. E. Warlick | |||||||
Common Stock | 135 | I | Spouse - Mary E Goldsmith Warlick Trust | |||||||
Common Stock | 13460.2686 (2) | I | Warlick Funeral Home, Inc. |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (3) | 4/1/2008 | A | 102.787 | (4) | (4) | Common Stock | 102.787 | $26.71 | 1203.474 (5) | D | ||||
Stock Options (Right to buy) | $15.75 | (6) | 1/17/2011 | Common Stock | 720 | 720 | D | ||||||||
Stock Options (Right to buy) | $17.37 | (6) | 1/16/2012 | Common Stock | 2500 | 2500 | D | ||||||||
Stock Options (Right to buy) | $18.81 | (6) | 1/22/2013 | Common Stock | 1000 | 1000 | D | ||||||||
Stock Options (Right to buy) | $20.02 | (6) | 1/21/2014 | Common Stock | 1800 | 1800 | D | ||||||||
Stock Options (Right to buy) | $23.66 | (6) | 1/19/2015 | Common Stock | 2500 | 2500 | D |
Explanation of Responses: | |
( 1) | Includes 1085.044 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report. |
( 2) | Includes 226.792 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report. |
( 3) | One for One |
( 4) | Non-Employee directors may withdraw common stock from the deferred comp plan the first day of the calendar month following retirement, death, or termination. |
( 5) | Due to an administrative error by the plan administrator relating to the allocation of the plan shares, the director's previously reported holdings have been reduced by 5.937 shares. |
( 6) | All Options are currently exercisable |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
WARLICK L D JR
10200 DAVID TAYLOR DRIVE CHARLOTTE, NC 28262-2373 |
X |
|
|
|
Signatures
|
||
Stephen J Antal, by Power of Attorney | 4/3/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year First Charter Corp (MM) Chart |
1 Month First Charter Corp (MM) Chart |
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