ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for alerts Register for real-time alerts, custom portfolio, and market movers

FCFC Firstcity Financial Corp. (MM)

10.00
0.00 (0.00%)
21 Jun 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Firstcity Financial Corp. (MM) NASDAQ:FCFC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 10.00 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

17/05/2013 9:08pm

Edgar (US Regulatory)


FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WILSON C IVAN
2. Issuer Name and Ticker or Trading Symbol

FIRSTCITY FINANCIAL CORP [ FCFC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

5018 WOOLRIDGE
3. Date of Earliest Transaction (MM/DD/YYYY)

5/17/2013
(Street)

CORPUS CHRISTI, TX 78413
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   5/17/2013     D    52979   D   (1) 0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy)   $9.50   5/17/2013     D         5000      (2) 12/21/2014   Common Stock   5000     (3) 0   D    
Stock option (right to buy)   $9.84   5/17/2013     D         5000      (4) 8/3/2016   Common Stock   5000     (3) 0   D    
Stock option (right to buy)   $8.04   5/17/2013     D         5000      (5) 11/12/2017   Common Stock   5000     (3) 0   D    
Stock option (right to buy)   $4.69   5/17/2013     D         5000      (6) 6/16/2018   Common Stock   5000     (3) 0   D    
Stock option (right to buy)   $6.93   5/17/2013     D         5000      (7) 8/13/2019   Common Stock   5000     (3) 0   D    

Explanation of Responses:
( 1)  Pursuant to the terms of the Agreement and Plan of Merger, dated as of December 20, 2012 (the "Merger Agreement"), by and among FirstCity Financial Corporation (the "Issuer"), Hotspurs Holdings LLC and Hotspurs Acquisition Corporation, each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) of the Merger (as defined in the Merger Agreement), subject to certain exceptions, was cancelled and converted into the right to receive $10.00 in cash, without interest (the "Merger Consideration").
( 2)  This stock option was granted on December 21, 2004 and vested immediately.
( 3)  At the Effective Time of the Merger, pursuant to the terms of the Merger Agreement, this stock option was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess of the Merger Consideration over the per share exercise price of such stock option multiplied by (ii) the aggregate number of shares of common stock into which such stock option was exercisable immediately prior to the Effective Time of the Merger.
( 4)  This stock option was granted on August 3, 2006 and originally provided for vesting in four equal quarterly installments beginning on the date of grant.
( 5)  This stock option was granted on November 12, 2007 and originally provided for vesting in four equal quarterly installments beginning on the date of grant.
( 6)  This stock option was granted on June 16, 2008 and originally provided for vesting in four equal quarterly installments beginning on the date of grant.
( 7)  This stock option was granted on August 13, 2009 and vested immediately.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
WILSON C IVAN
5018 WOOLRIDGE
CORPUS CHRISTI, TX 78413
X



Signatures
/s/ J. Bryan Baker, Attorney-in-fact for C. Ivan Wilson 5/17/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Firstcity Financial Corp. (MM) Chart

1 Year Firstcity Financial Corp. (MM) Chart

1 Month Firstcity Financial Corp. (MM) Chart

1 Month Firstcity Financial Corp. (MM) Chart