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FBSS Fauquier Bankshares Inc

21.28
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Fauquier Bankshares Inc NASDAQ:FBSS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 21.28 20.67 22.62 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

29/03/2021 2:58pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Headly Christine Edwards
2. Issuer Name and Ticker or Trading Symbol

FAUQUIER BANKSHARES, INC. [ FBSS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & Chief Financial Officer
(Last)          (First)          (Middle)

10 COURTHOUSE SQUARE
3. Date of Earliest Transaction (MM/DD/YYYY)

3/25/2021
(Street)

WARRENTON, VA 20186
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 3/25/2021  M  2290 A (1)11275.214 D  
Common Stock 3/25/2021  D  1145 (1)D$20.70 10130.214 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Units  (1)3/25/2021  M     1097   (1) (1)Common Stock 1097 $0.00 0 D  
Performance Stock Units  (1)3/25/2021  M     1193   (1) (1)Common Stock 1193 $0.00 0 D  

Explanation of Responses:
(1) In connection with the pending merger of Fauquier Bankshares, Inc. (the Company) with Virginia National Bankshares Corporation, performance stock unit awards granted to the reporting person in 2019 and 2020 originally scheduled to vest on December 31, 2021 and December 31, 2022, respectively, vested on March 25, 2021. Each performance stock unit is the equivalent of one share of the Company's common stock. Upon vesting, 1,145 of the reporting person's performance stock units were settled for cash and the remaining 1,145 were settled for an equal number of shares of the Company's common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Headly Christine Edwards
10 COURTHOUSE SQUARE
WARRENTON, VA 20186


EVP & Chief Financial Officer

Signatures
Tammy P. Frazier, Attorney in Fact for Christine E. Headly3/29/2021
**Signature of Reporting PersonDate

1 Year Fauquier Bankshares Chart

1 Year Fauquier Bankshares Chart

1 Month Fauquier Bankshares Chart

1 Month Fauquier Bankshares Chart