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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Epic Bancorp (MM) | NASDAQ:EPIK | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.75 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Moulton Michael |
2. Issuer Name
and
Ticker or Trading Symbol
Epic Bancorp [ EPIK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) C.F.O. |
630 LAS GALLINAS AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SAN RAFAEL, CA 94903 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11195 | D | ||||||||
Common Stock | 2062 (2) | D | ||||||||
Common Stock | 4116 | I | Tamalpais Bank 401(k) Plan |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options | $4.05 (3) | 1/22/2002 | 1/22/2012 | Common Stock | 3531 (4) | 3531 | D | ||||||||
Employee Stock Options | $7.79 (3) | 12/17/2002 | 12/17/2012 | Common Stock | 1926 (1) | 1926 | D | ||||||||
Employee Stock Options | $9.35 (3) | 2/25/2004 | 2/25/2013 | Common Stock | 1284 (1) | 1284 | D | ||||||||
Employee Stock Options | $12.15 (3) | 6/1/2004 | 6/1/2014 | Common Stock | 16050 (5) | 16050 | D | ||||||||
Employee Stock Options | $12.15 (3) | 6/28/2005 | 6/28/2014 | Common Stock | 12840 (1) | 12840 | D | ||||||||
Employee Stock Options | $13.26 (3) | 5/23/2006 | 5/23/2015 | Common Stock | 5136 (1) | 5136 | D | ||||||||
Stock Options | $13.49 | 6/26/2007 | 7/26/2017 | Common Stock | 7750 (1) | 7750 | D | ||||||||
01/25/08 | $11.26 | 1/25/2008 | J | 7750 | 1/25/2009 | 1/25/2018 | Common Stock | 7750 (1) | $11.26 | 7750 | D |
Explanation of Responses: | |
( 1) | Vests over a 5 year period with 20% vesting on each anniversary date of the grant |
( 2) | Held in Michael Moulton's IRA |
( 3) | Form 4A to correct previously reported options outstanding to reflect 7% stock dividend paid on January 31, 2007 |
( 4) | Vests 100% on the Date Exercisable |
( 5) | Vests 40% on the Date Exercisable and 20% on the anniversary of the Date Exercisable |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Moulton Michael
630 LAS GALLINAS AVENUE SAN RAFAEL, CA 94903 |
|
|
C.F.O. |
|
Signatures
|
||
Michael Moulton | 4/9/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Epic Bancorp (MM) Chart |
1 Month Epic Bancorp (MM) Chart |
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