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ELOQ Eloqua, Inc. (MM)

23.50
0.00 (0.00%)
Pre Market
Last Updated: 00:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Eloqua, Inc. (MM) NASDAQ:ELOQ NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 23.50 0 00:00:00

Statement of Changes in Beneficial Ownership (4)

08/02/2013 10:01pm

Edgar (US Regulatory)


FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Yee Andre Hon Siew
2. Issuer Name and Ticker or Trading Symbol

Eloqua, Inc. [ ELOQ ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Senior VP, Product Development
(Last)          (First)          (Middle)

C/O ELOQUA, INC., 1921 GALLOWS ROAD, SUITE 200
3. Date of Earliest Transaction (MM/DD/YYYY)

2/8/2013
(Street)

VIENNA, VA 22182
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)   $1.58   2/8/2013     D         272000      (1) 4/15/2018   Common Stock   272000     (2) 0   D    
Stock Option (right to buy)   $1.35   2/8/2013     D         20000      (1) 10/21/2018   Common Stock   20000     (2) 0   D    
Stock Option (right to buy)   $1.20   2/8/2013     D         20000      (1) 2/6/2019   Common Stock   20000     (2) 0   D    
Stock Option (right to buy)   $1.55   2/8/2013     D         10000      (3) 2/8/2020   Common Stock   10000     (2) 0   D    
Stock Option (right to buy)   $8.83   2/8/2013     D         6000      (4) 3/30/2022   Common Stock   6000     (2) 0   D    

Explanation of Responses:
( 1)  This option is fully vested.
( 2)  Pursuant to the Agreement and Plan of Merger between Eloqua, Inc., OC Acquisition LLC, Esperanza Acquisition Corporation, and Oracle Corporation dated December 19, 2012 (the "Merger Agreement"), the vested and/or exercisable portion of each Eloqua, Inc. stock option was converted into the right to receive an amount in cash equal to the product of the number of shares issuable upon the exercise of such option and $23.50 minus the exercise price of such option. The unvested portion of each Eloqua, Inc. stock option was assumed by Oracle and automatically converted into an Oracle stock option denominated in shares of Oracle common stock.
( 3)  This option vests over a four-year period, at a rate of twenty-five percent (25%) on February 8, 2011, and in 36 equal monthly installments thereafter. 7,500 stock options under this award were vested as of the closing of the merger. 2,500 stock options under this award remain unvested.
( 4)  This option vests over a four-year period from the date of grant (March 30, 2012) in 48 equal monthly installments. 1,250 stock options under this award were vested as of the closing of the merger. 4,750 stock options under this award remain unvested.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Yee Andre Hon Siew
C/O ELOQUA, INC.
1921 GALLOWS ROAD, SUITE 200
VIENNA, VA 22182


Senior VP, Product Development

Signatures
/s/ Stephen E. Holsten, Attorney-in-Fact 2/8/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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