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ELGX Endologix Inc

0.22
0.00 (0.00%)
26 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Endologix Inc NASDAQ:ELGX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.22 0.2344 0.24 0 01:00:00

Initial Statement of Beneficial Ownership (3)

10/07/2020 9:13pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Pinto Cynthia Buch
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/1/2020 

3. Issuer Name and Ticker or Trading Symbol

ENDOLOGIX INC /DE/ [ELGX]
(Last)        (First)        (Middle)

2 MUSICK
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Interim CFO /
(Street)

IRVINE, CA 92618      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 24549 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Option to Purchase 12/30/2019 12/30/2028 Common Stock 12255.0 (2)$7.45 D  
Option to Purchase 9/5/2019 8/5/2029 Common Stock 15867.0 (3)$6.67 D  
Option to Purchase 9/10/2020 9/10/2026 Common Stock 1572.0 (4)$4.71 D  

Explanation of Responses:
(1) The number of shares beneficially owned includes 24,410 shares subject to time-based restricted stock unit awards and 139 shares purchased through the Company's Employee Stock Purchase Plan.
(2) 100% of the option award vested on December 30, 2019.
(3) Options vest ratably over thirty-six months.
(4) The reporting person received this stock option pursuant to the option exchange program. The options vest in three equal annual installments over a three-year period commencing on September 10, 2019.

Remarks:
EXHIBIT LIST: EX-24 Power of Attorney for Cynthia Buch Pinto

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Pinto Cynthia Buch
2 MUSICK
IRVINE, CA 92618


Interim CFO

Signatures
Cynthia Buch Pinto by Timothy N. Brady Attorney-in-Fact for Reporting Person7/10/2020
**Signature of Reporting PersonDate

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