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Share Name | Share Symbol | Market | Type |
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Visicu (MM) | NASDAQ:EICU | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
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0.00 | 0.00% | 0 | - |
OMB APPROVAL | ||
OMB
Number: 3235-0145
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Expires: February 28, 2009
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CUSIP No. | 92831L 20 4 | 13D | Page |
2
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of |
16
|
Pages |
1 |
NAMES OF REPORTING PERSONS.
Cardinal Health Partners, L.P. |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
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(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
WC | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware Limited Partnership | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,347,923 shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,347,923 shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,347,923 shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
10.1% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
PN |
CUSIP No.
|
92831L 20 4
|
13D | Page |
3
|
of |
16
|
Pages |
1 |
NAMES OF REPORTING PERSONS.
Cardinal Health Partners Management, LLC |
||||||||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
AF | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware Limited Liability Company | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,347,923 shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,347,923 shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,347,923 shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
10.1% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
OO |
CUSIP No.
|
92831L 20 4
|
13D | Page |
4
|
of |
16
|
Pages |
1 |
NAMES OF REPORTING PERSONS.
John K. Clarke |
||||||||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
AF | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States citizen | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 52,000 shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,347,923 shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 52,000 shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,347,923 shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,399,923 shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
10.3% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
CUSIP No.
|
92831L 20 4
|
13D | Page |
5
|
of |
16
|
Pages |
1 |
NAMES OF REPORTING PERSONS.
Brandon H. Hull |
||||||||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
AF | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States citizen | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 4,000 shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,347,923 shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 4,000 shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,347,923 shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,351,923 shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
10.1% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
CUSIP No.
|
92831L 20 4
|
13D | Page |
6
|
of |
16
|
Pages |
1 |
NAMES OF REPORTING PERSONS.
John J. Park |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
AF | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States citizen | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,347,923 shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,347,923 shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,347,923 shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
10.1% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
CUSIP No.
|
92831L 20 4
|
13D | Page |
7
|
of |
16
|
Pages |
1 |
NAMES OF REPORTING PERSONS.
Lisa M. Skeete Tatum |
||||||||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
AF | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States citizen | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 shares | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,347,923 shares | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 shares | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,347,923 shares | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,347,923 shares | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
10.1% | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
Page 8 of 16 pages
(a) | The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; | ||
(b) | An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; | ||
(c) | A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; | ||
(d) | Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; | ||
(e) | Any material change in the present capitalization or dividend policy of the Issuer; | ||
(f) | Any other material change in the Issuers business or corporate structure; |
Page 9 of 16 pages
(g) | Changes in the Issuers charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; | ||
(h) | Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; | ||
(i) | A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934; or | ||
(j) | Any action similar to any of those enumerated above. |
(a) | The Fund is the record owner of the Record Shares (i.e., 3,347,923 shares of Common Stock). As the sole general partner of the Fund, the General Partner may be deemed to beneficially own the Record Shares. In their capacities with the General Partner, each Managing Member may also be deemed to beneficially own the Record Shares. As of the date hereof, John K. Clarke is the record holder of 50,000 shares of Common Stock (the Clarke Reported Shares). In addition, as a director of the Issuer, Mr. Clarke has been granted an option to purchase an additional 2,000 shares of Common Stock (the Clarke Option Shares, and together with the Clarke Reported Shares, the Clarke Shares) and such Clarke Option Shares are currently exercisable. Accordingly, Mr. Clarke may be deemed to be the beneficial owner of the Clarke Shares in addition to the Record Shares for a total of 3,399,923 shares of Common Stock. As of the date hereof, Brandon H. Hull is the record holder of 4,000 shares of Common Stock (the Hull Reported Shares). Accordingly, Mr. Hull may be deemed to be the beneficial owner of the Hull Reported Shares in addition to the Record Shares for a total of 3,351,923 shares of Common Stock. | ||
Based on the Record Shares, each Reporting Person (other than Mr. Clarke) may be deemed to beneficially own 10.1% of the Common Stock of the Issuer, which percentage is calculated based upon 33,183,228 shares of Common Stock reported to be outstanding in the Issuers definitive proxy statement filed with the Securities and Exchange Commission on December 19, 2007 (the Definitive Proxy). Based on the Record Shares and the Clarke Shares, Mr. Clarke may be deemed to be the beneficial owner of 10.3% of the Common Stock of the Issuer. | |||
Each of the Fund and the Other Shareholders has agreed, pursuant to the terms of the Voting Agreement, to vote all shares of voting capital stock registered in its name or beneficially owned by it (whether held or owned as of the date of the Voting Agreement of any time thereafter) to approve the Merger and has granted Parent a proxy to vote such shares to approve the Merger. The Fund and the Other Shareholders have also agreed not to dispose of any shares of Common Stock of the Issuer held by them without the consent of the Parent and not to solicit competing bids to acquire the Issuer. | |||
The Other Shareholders collectively hold the Other Shareholders Securities consisting of 6,686,048 shares of Common Stock. As a result of entering into the Voting Agreement, the Fund and the Other Shareholders may be considered a group and in such case, the Fund, the General Partner, as the sole general partner of the Fund, and the Managing Members, in their capacities with the Fund and the General Partner, may also be deemed to beneficially own the Other Shareholders Securities. |
Page 10 of 16 pages
If the Fund and the Other Shareholders are considered a group, each Reporting Person (other than Messrs. Clarke and Hull) may be deemed to beneficially own 10,033,971 shares of Common Stock of the Issuer, representing 30.2% of the Common Stock of the Issuer, which percentage is calculated based upon the 33,183,228 shares of Common Stock reported to be outstanding in the Definitive Proxy. If the Fund and the Other Shareholders are considered a group, Messrs. Clarke and Hull may be deemed beneficially own 10,085,971 and 10,037,971 shares of Common Stock of the Issuer, respectively, representing 30.4% and 30.3% of the Common Stock of the Issuer, respectively, which percentages are calculated based upon the 33,183,228 shares of Common Stock reported to be outstanding in the Definitive Proxy. Each Reporting Person disclaims membership in a group. Each Reporting Person also disclaims beneficial ownership of any shares of the Issuer, except for (a) the Fund with respect to the Record Shares, (b) Mr. Clarke with respect to the Clarke Shares, and (c) Mr. Hull with respect to the Hull Reported Shares. |
(b) | Regarding the number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: 0 shares for each Reporting Person except Messrs. Clarke and Hull. 52,000 shares for Mr. Clarke which includes the Clarke Shares. 4,000 shares for Mr. Hull which includes the Hull Reported Shares. | ||
(ii) | shared power to vote or to direct the vote: 3,347,923 for each of the Reporting Persons. | ||
(iii) | sole power to dispose or to direct the disposition: 0 shares for each Reporting Person except Messrs. Clarke and Hull. 52,000 shares for Mr. Clarke which includes the Clarke Shares. 4,000 shares for Mr. Hull which includes the Hull Reported Shares. | ||
(iv) | shared power to dispose or to direct the disposition: 3,347,923 for each of the Reporting Persons. |
(c) | Except for the Voting Agreement discussed above, none of the Reporting Persons has effected any transaction in the Common Stock during the last 60 days. | ||
(d) | No other person is known to have the right to receive or the power to direct the receipt of dividends from, or any proceeds from the sale of, the Record Shares beneficially owned by any of the Reporting Persons. | ||
(e) | Not Applicable. |
Page 11 of 16 pages
Page 12 of 16 pages
CARDINAL HEALTH PARTNERS, L.P. | CARDINAL HEALTH PARTNERS MANAGEMENT, LLC | |||||||
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||||||||
By:
|
Cardinal Health Partners Management, LLC,
its Sole General Partner |
|||||||
|
||||||||
By:
|
/s/ John J. Park
Managing Member |
By: |
/s/ John J. Park
Managing Member |
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|
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/s/ John K. Clarke | /s/ Brandon H. Hull | |||||||
John K. Clarke | Brandon H. Hull | |||||||
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/s/ John J. Park | /s/ Lisa M. Skeete Tatum | |||||||
John J. Park | Lisa M. Skeete Tatum |
1 Year Visicu (MM) Chart |
1 Month Visicu (MM) Chart |
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