We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Ecology and Environment Inc | NASDAQ:EEI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 15.45 | 0.01 | 199,999.99 | 0 | 01:00:00 |
Item 1.
|
Not applicable.
|
||
Item 2.
|
Not applicable
|
||
Item 3.
|
Not applicable
|
||
Item 4.
|
Financial Statements of the Plan
|
||
|
The Financial Statements of the Ecology and Environment Inc. 401(k) Plan (the Plan) for the fiscal years ended December 31, 2018 and 2017, together with the report of the Plan’s Independent Registered Public
Accounting Firm, are included in this Annual Report on Form 11-K, and are by specific reference incorporated herein and filed as a part hereof. The Financial Statements are presented in lieu of the financial statements required by Items 1, 2
and 3 of Form 11-K. The Plan is subject to the requirements of the Employee Retirement Income Security Act of 1974 (ERISA).
|
||
Exhibits:
|
|||
Exhibit Number
|
Description of Exhibit
|
||
Consent of Freed Maxick CPAs, P.C., Independent Registered Public Accounting Firm
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
Page
|
|
1
|
|
Financial Statements:
|
|
2
|
|
3
|
|
4 - 9
|
|
Supplemental Schedule:
|
|
10
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
|
|
Balance at December 31,
|
|
|||||
2018
|
2017
|
|||||||
Assets:
|
||||||||
Investments, at fair value (Note 5)
|
$
|
50,979,581
|
$
|
56,302,197
|
||||
Notes receivable from participants
|
342,829
|
233,643
|
||||||
Net assets available for benefits
|
$
|
51,322,410
|
$
|
56,535,840
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
Plan Year Ended
December 31,
2018
|
||||
Additions to net assets attributed to:
|
||||
Interest
|
$
|
320,788
|
||
Dividends
|
2,665,274
|
|||
Cash contributions:
|
||||
Participants
|
2,946,294
|
|||
Rollovers
|
584,263
|
|||
Total additions to net assets
|
6,516,619
|
|||
Deductions from net assets attributed to:
|
||||
Benefits paid to participants
|
6,104,561
|
|||
Net depreciation in fair value of instruments
|
5,623,150
|
|||
Administrative expenses
|
2,338
|
|||
Total deductions from net assets
|
11,730,049
|
|||
Net decrease in net assets available for benefits
|
(5,213,430
|
)
|
||
Net assets available for benefits, beginning of year
|
56,535,840
|
|||
Net assets available for benefits, end of year
|
$
|
51,322,410
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
1.
|
Description of the Plan
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
2.
|
Summary of Accounting Policies
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
3.
|
Tax Status
|
4.
|
Risks and Uncertainties
|
5.
|
Fair Value Measurements
|
Level 1: |
Inputs to the valuation methodology are quoted prices (unadjusted) in active markets for identical assets or liabilities that the Plan can access at the measurement date.
|
|
Level 2: |
Inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly, such as:
|
•
|
Quoted prices for similar assets or liabilities in active markets
|
•
|
Quoted prices for identical or similar assets or liabilities in inactive markets
|
•
|
Inputs other than quoted prices that are observable for the asset or liability
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
•
|
Inputs that are derived principally from or corroborated by observable market data by correlation or other means
|
|
Level 3: |
Inputs that are unobservable inputs for the asset or liability.
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
|
|
Assets at Fair Value at December 31, 2018
|
|
|||||||||||||
Level 1
|
Level 2
|
Level 3
|
Total
|
|||||||||||||
Mutual funds
|
$
|
37,265,297
|
$
|
---
|
$
|
---
|
$
|
37,265,297
|
||||||||
Self-directed brokerage account
|
1,771,945
|
---
|
---
|
1,771,945
|
||||||||||||
Unitized stock fund
|
510,101
|
---
|
---
|
510,101
|
||||||||||||
Total assets in fair value hierarchy
|
$
|
39,547,343
|
$
|
---
|
$
|
---
|
39,547,343
|
|||||||||
Investments measured at NAV
|
11,432,238
|
|||||||||||||||
Investments, at fair value
|
$
|
50,979,581
|
|
|
Assets at Fair Value at December 31, 2017
|
|
|||||||||||||
Level 1
|
Level 2
|
Level 3
|
Total
|
|||||||||||||
Mutual funds
|
$
|
41,387,349
|
$
|
---
|
$
|
---
|
$
|
41,387,349
|
||||||||
Self-directed brokerage account
|
1,853,673
|
---
|
---
|
1,853,673
|
||||||||||||
Unitized stock fund
|
490,300
|
---
|
---
|
490,300
|
||||||||||||
Total assets in fair value hierarchy
|
$
|
43,731,322
|
$
|
---
|
$
|
---
|
43,731,322
|
|||||||||
Investments measured at NAV
|
12,570,875
|
|||||||||||||||
Investments, at fair value
|
$
|
56,302,197
|
|
Fair Value
|
Unfunded
Commitments
|
Redemption
Frequency
|
Redemption Notice
Period
|
|||||
Balance at December 31, 2018:
|
|
||||||||
Common collective trust funds
|
$
|
11,432,238
|
None
|
Daily
|
None – 12 months
|
||||
|
|||||||||
Balance at December 31, 2017:
|
|||||||||
Common collective trust funds
|
$
|
12,570,875
|
None
|
Daily
|
None – 12 months
|
6.
|
Related Party Transactions and Parties-in-Interest
|
|
|
Balance at
December 31, 2018
|
|
|
Balance at
December 31, 2017
|
|
||||||||||
Number
of Shares
|
Fair Value
|
Number
of Shares
|
Fair Value
|
|||||||||||||
|
||||||||||||||||
Unitized Stock Fund:
|
||||||||||||||||
Ecology and Environment, Inc. Class A Common Stock
|
38,092
|
$
|
431,963
|
38,835
|
$
|
407,826
|
||||||||||
Brokerage Access Account:
|
||||||||||||||||
Ecology and Environment, Inc. Class A Common Stock
|
6,265
|
$
|
71,045
|
6,265
|
$
|
65,783
|
Ecology and Environment Inc.
|
401(k) Plan
|
Financial Statements and Supplemental Schedule
|
Ecology and Environment Inc.
|
401(k) Plan
|
EIN: 16-0971022
|
PLAN NUMBER: 003
|
(a) Shares
|
(c) Description of Investment
Including Maturity Date, Rate of Interest
Collateral, Par, or Maturity Value
|
(d) Cost
|
(e) Current Value
|
||||||||
|
|||||||||||
|
Mutual Funds:
|
||||||||||
|
|
||||||||||
*
|
280,827
|
Putnam Equity Income Y
|
**
|
$
|
5,950,352
|
||||||
*
|
196,918
|
Great-West T Rowe Price Mdcp Gr Fund Inv
|
**
|
4,726,027
|
|||||||
35,151
|
Franklin Growth A
|
**
|
3,162,868
|
||||||||
292,659
|
Metropolitan West Total Return Bond M
|
**
|
3,040,722
|
||||||||
76,334
|
Victory Sycamore Established Value I
|
**
|
2,523,607
|
||||||||
*
|
244,334
|
Great-West International Value Inv
|
**
|
2,294,295
|
|||||||
142,008
|
T. Rowe Price 2025 Adv
|
**
|
2,179,828
|
||||||||
71,372
|
T. Rowe Price 2030 Adv
|
**
|
1,578,040
|
||||||||
76,999
|
Mfs Total Return R3
|
**
|
1,323,611
|
||||||||
6,456
|
Vanguard Mid Cap Index Adm
|
**
|
1,104,175
|
||||||||
58,254
|
Mfs Growth Allocation R3
|
**
|
1,046,234
|
||||||||
46,094
|
Mfs Aggressive Growth Allocation R3
|
**
|
927,867
|
||||||||
40,035
|
T. Rowe Price 2040 Adv
|
**
|
914,401
|
||||||||
21,445
|
Victory Sycamore Small Co Opportunity A
|
**
|
803,989
|
||||||||
37,421
|
T. Rowe Price 2020 Adv
|
**
|
725,590
|
||||||||
10,918
|
Janus Henderson Venture A
|
**
|
694,720
|
||||||||
9,606
|
Vanguard Small Cap Index Fund - Admiral
|
**
|
607,401
|
||||||||
37,172
|
T. Rowe Price 2015 Adv
|
**
|
482,127
|
||||||||
29,320
|
Mfs Moderate Allocation R3
|
**
|
464,726
|
||||||||
39,610
|
American Century Inflat-Adj Bond A
|
**
|
436,110
|
||||||||
25,576
|
T. Rowe Price 2035 Adv
|
**
|
413,812
|
||||||||
12,339
|
Neuberger Berman Sustainable Equity Trst
|
**
|
404,109
|
||||||||
28,101
|
T. Rowe Price 2050 Adv
|
**
|
367,558
|
||||||||
25,788
|
T. Rowe Price 2055 Adv
|
**
|
342,463
|
||||||||
21,262
|
T. Rowe Price 2045 Adv
|
**
|
330,840
|
||||||||
21,812
|
Mfs Conservative Allocation R3
|
**
|
309,726
|
||||||||
3,999
|
T. Rowe Price 2010 Adv
|
**
|
64,621
|
||||||||
1,923
|
T. Rowe Price Balanced Adv
|
**
|
26,745
|
||||||||
1,522
|
T. Rowe Price 2005 Adv
|
**
|
18,733
|
||||||||
Total Mutual Funds
|
37,265,297
|
||||||||||
Common Collective Trust Funds:
|
|||||||||||
*
|
85,883
|
Putnam S & P 500 Index Fund Class A
|
**
|
7,001,166
|
|||||||
*
|
4,363,862
|
Putnam Stable Value Fund
|
**
|
4,363,862
|
|||||||
1,407
|
Wells Fargo Stable Value J
|
**
|
67,210
|
||||||||
Total Common Collective Trust Funds
|
11,432,238
|
||||||||||
Brokerage Access Account:
|
1,771,945
|
||||||||||
Unitized Stock Fund:
|
|||||||||||
*
|
38,092
|
Ecology and Environment Inc.
|
**
|
431,963
|
|||||||
-
|
AIM Treasury fund
|
**
|
78,138
|
||||||||
Total Unitized Stock Fund
|
510,101
|
||||||||||
Participant Loans:
|
|||||||||||
*
|
-
|
Notes receivable from participants with
|
|||||||||
|
|
interest rates ranging from 4.25% - 10.50%
|
**
|
342,829
|
|||||||
$
|
51,322,410
|
* |
Indicates parties-in-interest to the Plan.
|
** |
Cost not required to be presented for participant directed investments.
|
Name of Plan:
|
Ecology and Environment Inc. 401(k) Plan
|
||
By:
|
Ecology and Environment Inc. 401(k) Plan Committee, Plan Administrator
|
||
Date: June 27, 2019
|
By:
|
/s/ Ronald L. Frank
|
|
Ronald L. Frank
|
|||
Committee Member
|
1 Year Ecology and Environment Chart |
1 Month Ecology and Environment Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions