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DYSL Dynasil Corp of America

1.04
0.00 (0.00%)
After Hours
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Dynasil Corp of America NASDAQ:DYSL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 1.04 1.02 1.15 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

14/01/2019 6:37pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Entine Steven M.
2. Issuer Name and Ticker or Trading Symbol

DYNASIL CORP OF AMERICA [ DYSL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      __ X __ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
See Note 3 Below
(Last)          (First)          (Middle)

6747 DIVERSITY ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

12/18/2018
(Street)

MIDDLETON, WI 53562
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   (1) 12/18/2018     S    1450000   D $1   1396325   I   See Footnote 2   (2)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine.
(2)  On December 18, 2018 the Gerald Entine 1988 Family Trust sold 1,450,000 shares of common stock to Peter Sulick. Steven Entine and Ruth nelson are the Co-Trustees of the Gerald Entine 1988 Family Trust. All other shares of Dynasil Common Stock reported on this Form 4 are owned of record by the Gerald Entine 1988 Family Trust, a trust established by Gerald Entine.

Remarks:
Reporting Owner Information -- Filed on behalf of CIK 0001291132, Steven Entine, Ruth Nelson and the Gerald Entine 1988 Family Trust (the "Trust"). Steven Entine, Ruth Nelson and the Trust are collectively a "Reporting Person". Dr. Entine passed away on May 22, 2018. Steven Entine and Ruth Nelson are now Co-Trustees of the Gerald Entine 1988 Family Trust, and as such may be deemed to beneficially own the shares of Dynasil Common Stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Entine Steven M.
6747 DIVERSITY ROAD
MIDDLETON, WI 53562

X
See Note 3 Below

Signatures
Steven Entine, Co-Trustee 12/25/2018
** Signature of Reporting Person Date

Ruth Nelson, Co-Trustee 12/25/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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