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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Dynasil Corp of America | NASDAQ:DYSL | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.04 | 1.02 | 1.15 | 0 | 01:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form SD
SPECIALIZED
DISCLOSURE
REPORT
Delaware 001-35011 22-1734088 ----------- --------------- ------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) |
incorporation)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
[X] Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Dynasil Corporation of America evaluated its current product lines and determined that certain products we manufacture or contract to manufacture contained conflict minerals, as defined by paragraph (d)(3) of Item 1.01 of Form SD (the "Conflict Minerals"), and that these Conflict Minerals were necessary to the functionality or production of those products. As a result, Dynasil conducted a reasonable country of origin inquiry (RCOI) to determine whether any of the Conflict Minerals contained in Dynasil's products originated in the Democratic Republic of the Congo or any adjoining country (the "Covered Countries") or were from recycled or scrap sources.
Our RCOI consisted of the following:
1. Educating our internal employees about Conflict Minerals and
our reporting obligation;
2. Listing all products and the component parts and materials
containing Conflict Minerals, or using engineering knowledge, that
would be expected to use Conflict Minerals during production;
3. Excluding parts which were manufactured before 2016 since
any Conflict Minerals contained in these products were smelted
before 2016;
4. Identifying the suppliers from which we purchase Conflict
Minerals;
5. Communicating our sourcing policy and commitments to our
suppliers;
6. Educating our suppliers about the Conflict Minerals
reporting obligation;
7. Requesting information from our suppliers regarding the
Conflict Mineral content of the components they provide and their
knowledge on the source of any Conflict Minerals, including
whether the Conflict Minerals come from recycled or scrap sources
(the "Survey"); and
8. Collecting and analyzing information from suppliers who
responded to the Survey.
We identified and contacted a total of eleven suppliers of Conflict Mineral related products and materials. All of these suppliers responded to our request for country of origin information, although not all of these suppliers were able to provide the actual country of origin. Upon completion of the RCOI, we were unable to determine that none of the Conflict Minerals contained in our products originated in the Covered Countries or were from recycled or scrap sources.
For this reason, Dynasil has filed a Conflict Minerals Report as Exhibit 1.01 to this Form SD. A copy of the Conflict Minerals Report is publicly available at: www.dynasil.com under "Corporate Governance".
Item 1.02 Exhibit
A copy of our Conflict Minerals Report is filed as Exhibit 1.01 to this Form SD.
Section 2 Exhibits
Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
DYNASIL CORPORATION OF AMERICA
By: /s/ Robert J. Bowdring Robert J. Bowdring Chief Financial Officer Dated: May 30, 2017 |
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