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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Diamond Hill Finl (MM) | NASDAQ:DHFT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 12.89 | 0 | 01:00:00 |
SCHEDULE 13D/A
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT
02/22/13
1. NAME OF REPORTING PERSON
Bulldog Investors, Brooklyn Capital Management,
Phillip Goldstein, Andrew Dakos, Steven Samuels
2. CHECK THE BOX IF MEMBER OF A GROUP a[X]
b[]
3. SEC USE ONLY
4. SOURCE OF FUNDS WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) []
7. SOLE VOTING POWER 1,401,037
8. SHARED VOTING POWER
0
9. SOLE DISPOSITIVE POWER
1,401,037
10. SHARED DISPOSITIVE POWER
0
11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 1,401,037
12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES
13. PERCENT OF CLASS REPRESENTED BY ROW 11 35.31
14. TYPE OF REPORTING PERSON
Item 1. SECURITY AND ISSUER
This statement constitutes Amendment #16 to the schedule 13d filed January 13, 2012. Except as specifically set forth herein, the Schedule 13d remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
As per the DEF14A filed on January 9, 2013 there were 3,968,124 shares
of common stock outstanding as of 12/31/2012.
Phillip Goldstein, Andrew Dakos and Steven Samuels own Brooklyn Capital
Management, LLC (BCM), a registered investment advisor. As of February 25,
2013, BCM is deemed to be the beneficial owner of 1,401,037 shares of DHFT
(representing 35.31% of DHFT's outstanding shares) solely by virtue of BCM's
power to direct the vote of, and dispose of, these shares. These 1,401,037
shares of DHFT include 903,580 shares (representing 22.77% of DHFT's
outstanding shares) that are beneficially owned by the following entities
over which Messrs. Goldstein, Dakos and Mr. Samuels exercise control:
Opportunity Partners LP, Calapasas West Partners, LP, Full Value Special
Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP,
Opportunity Income Plus, LP, and MCM Opportunity Partners, LP (collectively,
Bulldog Investors). Bulldog Investors may be deemed to constitute a group.
All other shares included in the aforementioned 1,401,037 shares of DHFT
beneficially owned by BCM (solely by virtue of its power to sell or direct
the vote of these shares) are also beneficially owned by clients of BCM who
are not members of any group. The total number of these "non-group" shares is
497,457 shares (representing 12.54% of DHFT's outstanding shares).
c) Since the last filing on 2/21/13 the following shares were purchased:
Date: Shares: Price: 02/22/13 46,800 12.8358 02/22/13 1,800 12.8000 02/25/13 200 12.7500 |
d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds.
e) NA
ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS
WITH RESPECT TO SECURITIES OF THE ISSUER.
None.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: 02/26/2013 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos By: /S/ Steven Samuels Name: Steven Samuels |
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