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DFR Cifc Corp. (MM)

8.13
0.00 (0.00%)
After Hours
Last Updated: 00:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Cifc Corp. (MM) NASDAQ:DFR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 8.13 0 00:00:00

Amended Statement of Ownership (sc 13g/a)

31/01/2013 10:01pm

Edgar (US Regulatory)


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)

CIFC CORP.
(Name of Issuer)

Common Stock, $0.001 Par Value
(Title of Class of Securities)

12547R105
(CUSIP Number)

December 31, 2012
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:

|_| Rule 13d-1(b)

|X| Rule 13d-1(c)

|_| Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

1 Name of Reporting Person
Joseph A. Jolson

IRS Identification No. of Above Person

2 Check the Appropriate Box if a member of a Group (a) |_|
(b) |_|

3 SEC USE ONLY

4 Citizenship or Place of Organization
United States of America

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

5 Sole Voting Power
1,065,055

6 Shared Voting Power
0 7 Sole Dispositive Power
1,065,055

8 Shared Dispositive Power
0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,065,055

10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares |_|

11 Percent of Class Represented by Amount in Row 9 5.1%

12 Type of Reporting Person
IN

Item 1(a). Name of Issuer:
CIFC CORP.

Item 1(b). Address of Issuer's Principal Executive Offices:
250 Park Avenue, 4th Floor
New York, NY 10177

Item 2(a). Names of Person Filing:
Joseph A. Jolson

Item 2(b). Address of Principal Business Office or, if none, Residence:
600 Montgomery Street, Suite 1700
San Francisco, CA 94111

Item 2(c). Citizenship:
United States of America

Item 2(d). Title of Class of Securities:
Common Stock, $0.001 par value.

Item 2(e). CUSIP Number:
12547R105

Item 3. Type of Reporting Person.
If this statement is filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or
(c), check whether the person filing is a:

Not applicable.

Item 4. Ownership.
(a) Amount beneficially owned:
1,065,055

(b) Percent of class:
5.1%

(c) Number of shares as to which such person has:

(i) Sole power to vote or direct the vote:
1,065,055

(ii) Shared power to vote or to direct the vote:
0

(iii) Sole power to dispose or direct the disposition of:
1,065,055

(iv) Shared power to dispose or to direct the disposition of:
0

The calculation of percentage of beneficial ownership in item 11 of page 2 was derived from the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 16, 2012 in which the Issuer stated that the number of shares of its common stock outstanding at November 9, 2012 was 20,705,883 shares.

Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.

Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security
Being Reported on by the Parent Holding Company.
Not applicable.

Item 8. Identification and Classification of Members of the Group.
Not applicable.

Item 9. Notice of Dissolution of Group.
Not applicable.

Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  January 30, 2013




By:  /s/ Joseph A. Jolson

Joseph A. Jolson, Individually

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