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DFBHU DFB Healthcare Acquisitions Corporation

10.05
0.00 (0.00%)
03 Jul 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
DFB Healthcare Acquisitions Corporation NASDAQ:DFBHU NASDAQ Trust
  Price Change % Change Price Bid Price Offer Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 10.05 9.54 199,999.99 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

26/12/2019 9:10pm

Edgar (US Regulatory)


FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Deerfield/RAB Ventures, LLC
2. Issuer Name and Ticker or Trading Symbol

AdaptHealth Corp. [ AHCO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O ADAPTHEALTH HOLDING CORPORATION, 780 THIRD AVENUE, 37TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

12/20/2019
(Street)

NEW YORK, NY 10017
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/20/2019  J(1)  3672500 D$0.0 (1)0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Private Placement Warrant $11.5 12/20/2019  J (1)    2643333  12/8/2019 11/8/2024 Common Stock 2643333 $0.0 (1)0 D  

Explanation of Responses:
(1) On December 20, 2019, Deerfield/RAB Ventures, LLC (the "Sponsor"), transferred 3,672,500 shares of Class A common stock of AdaptHealth Corp. ("Adapt") and 2,643,333 warrants to purchase shares of Adapt's Class A common stock to its members in connection with the dissolution of the Sponsor, for no consideration.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Deerfield/RAB Ventures, LLC
C/O ADAPTHEALTH HOLDING CORPORATION
780 THIRD AVENUE, 37TH FLOOR
NEW YORK, NY 10017

X


Signatures
/s/ Alan I. Annex, Attorney-in-Fact12/26/2019
**Signature of Reporting PersonDate

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