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CXDC China XD Plastics Company Ltd

0.59
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
China XD Plastics Company Ltd NASDAQ:CXDC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.59 0.555 0.615 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

12/12/2019 11:45am

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Han Jie
2. Issuer Name and Ticker or Trading Symbol

China XD Plastics Co Ltd [ CXDC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Executive Officer
(Last)          (First)          (Middle)

NO 9 DALIAN N RD, HAPING RD CEN IND PK, HARBIN DEVELOPMENT ZONE
3. Date of Earliest Transaction (MM/DD/YYYY)

12/11/2019
(Street)

HEILONGJIANG PROVINCE, F4 150060
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0001 12/11/2019  P  554923 (1)A$2.049 5960788 I Through 100% ownership of XD. Engineering 
Common Stock, par value $0.0001         27104266 D  
Series B Preferred Shares, par value $0.0001         1000000 I Through 100% ownership of XD. Engineering 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) The amount reported in Colum 4 is an aggregate amount. The shares were purchased in multiple transactions at the price of $2.049. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares purchased at each transactions

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Han Jie
NO 9 DALIAN N RD, HAPING RD CEN IND PK
HARBIN DEVELOPMENT ZONE
HEILONGJIANG PROVINCE, F4 150060
XXChief Executive Officer

Signatures
/s/ Jie Han12/12/2019
**Signature of Reporting PersonDate

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