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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Casella Waste Systems Inc | NASDAQ:CWST | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
1.13 | 1.07% | 106.39 | 106.27 | 106.41 | 107.19 | 105.705 | 105.98 | 31,482 | 15:08:19 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Coletta Edmond |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol CASELLA WASTE SYSTEMS INC [CWST] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) Senior Vice President & CFO / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Class A Common Stock | 41431 (1) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (Right to Buy) | 7/6/2010 | 7/6/2016 | Class A Common Stock | 2000 | $13.00 | D | |
Incentive Stock Option (Right to Buy) | 7/23/2010 | 7/23/2017 | Class A Common Stock | 1000 | $11.01 | D | |
Non-Statutory Stock Option (Right to Buy) | 12/13/2009 | 12/13/2017 | Class A Common Stock | 296 | $13.78 | D | |
Incentive Stock Option (Right to Buy) | 12/13/2009 | 12/13/2017 | Class A Common Stock | 19704 | $13.78 | D | |
Incentive Stock Option (Right to Buy) | 3/4/2012 | 3/4/2020 | Class A Common Stock | 20000 | $4.72 | D |
Explanation of Responses: | |
( 1) | Includes 18,201 Casella Waste Systems, Inc. (Casella) Restricted Stock Units (RSU's) awarded under the Casella 2006 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Coletta Edmond
25 GREENS HILL LANE RUTLAND, VT 05701 |
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Senior Vice President & CFO |
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Signatures
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/s/ Edmond R. Coletta | 12/12/2012 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Casella Waste Systems Chart |
1 Month Casella Waste Systems Chart |
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