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COA Coastal Contacts - Ordinary Shares (MM)

11.29
0.00 (0.00%)
19 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Coastal Contacts - Ordinary Shares (MM) NASDAQ:COA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 11.29 0 01:00:00

- Initial Statement of Beneficial Ownership (3)

23/11/2012 1:08pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KINDERHOOK, LP

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/25/2012 

3. Issuer Name and Ticker or Trading Symbol

Coastal Contacts Inc [COA]

(Last)        (First)        (Middle)

TWO EXECUTIVE DRIVE, SUITE 585

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

FORT LEE, NJ 07024       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, no par value   2879050   D   (1) (2)  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of Kinderhook GP, LLC (the "General Partner"), which is responsible for making investment decisions with respect to Kinderhook, LP (the "Partnership") as its general partner. In addition, Mr. Shah and Mr. Clearman are the co-managing members of Kinderhook Partners, LLC (the "Investment Adviser"), which serves as the Partnership's investment adviser, and they are responsible for making investment recommendations on behalf of the Investment Adviser. As a result, Mr. Shah and Mr. Clearman may be deemed to control the Partnership, the General Partner, and the Investment Adviser, and may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's, and the Investment Adviser's power to vote and/or dispose of the shares of Common Stock.
( 2)  Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Partners, LLC and Kinderhook GP, LLC specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any. Kinderhook, LP specifically disclaims beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
KINDERHOOK, LP
TWO EXECUTIVE DRIVE, SUITE 585
FORT LEE, NJ 07024

X

KINDERHOOK GP LLC
TWO EXECUTIVE DRIVE, SUITE 585
FORT LEE, NJ 07024

X

KINDERHOOK PARTNERS, LLC
TWO EXECUTIVE DRIVE, SUITE 585
FORT LEE, NJ 07024

X

Shah Tushar
TWO EXECUTIVE DRIVE, SUITE 585
FORT LEE, NJ 07024

X

CLEARMAN STEPHEN J
TWO EXECUTIVE DRIVE, SUITE 585
FORT LEE, NJ 07024

X


Signatures
/s/ Tushar Shah, Managing Member of Kinderhook GP, LLC, the General Partner of Kinderhook, LP 11/21/2012
** Signature of Reporting Person Date

/s/ Tushar Shah, Managing Member of Kinderhook GP, LLC 11/21/2012
** Signature of Reporting Person Date

/s/ Tushar Shah, Managing Member of Kinderhook Partners, LLC 11/21/2012
** Signature of Reporting Person Date

/s/ Tushar Shah 11/21/2012
** Signature of Reporting Person Date

/s/ Stephen J. Clearman 11/21/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Coastal Contacts - Ordinary Shares (MM) Chart

1 Year Coastal Contacts - Ordinary Shares (MM) Chart

1 Month Coastal Contacts - Ordinary Shares (MM) Chart

1 Month Coastal Contacts - Ordinary Shares (MM) Chart

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