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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Cma Treasury Fund (MM) | NASDAQ:CMTXX | NASDAQ | Ordinary Share |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
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0.00 | 0.00% | 0.00 | - |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-MFP MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS |
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1. Identity Information
Is this an electronic copy of an official filing submitted in paper format? No
Report date: March 31, 2013
CIK Number of Registrant: 0001227155
EDGAR Series Identifier: s000004150
Total number of share classes in the series: 7
Do you anticipate this will be the fund's final filing on Form N-MFP? No
If this is not a final filing, has the fund acquired or merged with another fund since the last filing? No
Part 1: Information about the Fund
A. Series-Level Information
Item 1. Securities Act File Number: 333-104972
Item 2. Investment Adviser
Adviser |
SEC file number |
---|---|
Morgan Stanley Investment Management, Inc. |
801-15757 |
Item 3. Sub-Adviser. If a fund has one or more sub-advisers, disclose the name of each sub-adviser
Item 4. Independent Public Accountant
Name |
City |
State |
---|---|---|
Ernst & Young LLP |
Boston |
MA |
Item 5. Administrator. If a fund has one or more administrators, disclose the name of each administrator
Administrator |
---|
Morgan Stanley Investment Management, Inc. |
Item 6. Transfer Agent
Name |
CIK number |
SEC file number |
---|---|---|
Morgan Stanley Services Company, Inc. |
0001413398 |
84-06270 |
Item 7. Master-Feeder Funds. Is this a feeder fund? No
a. Identify the master fund by CIK
b. Securities Act file number of the master fund
c. EDGAR series identifier of the master fund
Item 8. Master-Feeder Funds. Is this a master fund? No
a. If this is a master fund, identify all feeder funds by CIK or, if the fund does not have a CIK, by name
b. Securities Act file number of each feeder fund
c. EDGAR series identifier of each feeder fund
Item 9. Is this series primarily used to fund insurance company separate accounts? No
Item 10. Category. Indicate the category that most closely identifies the money market fund: Prime
Item 11. Dollar weighted average portfolio maturity: 21 days
Item 12. Dollar weighted average life maturity. Calculate the dollar weighted average portfolio maturity without reference to the exceptions in rule 2a-7(d) regarding interest rate readjustments: 53 days
Item 13. Total value of portfolio securities at amortized cost, to the nearest cent: $3,520,181,359.81
Item 14. Total value of other assets, to the nearest cent: $36,595,225.90
Item 15. Total value of liabilities, to the nearest cent: $23,839,185.98
Item 16. Net assets of the series, to the nearest cent: $3,532,937,399.73
Item 17. 7-day gross yield: 0.27%
Item 18. Shadow Price of the Series
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 18a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 18c was calculated.
2013-03-31
B. Class-Level Information. For each Class of the Series, disclose the following:
Item 19. EDGAR Class Identifier: C000011666
Item 20. Minimum Initial Investment: $10,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $100,000.65
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: $.00
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$.00
b. Gross redemptions for the month ended, to the nearest cent
$.00
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.01%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Item 19. EDGAR Class Identifier: C000011667
Item 20. Minimum Initial Investment: $10,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $1,655,200.12
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: $100,710.23
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$690,693.76
b. Gross redemptions for the month ended, to the nearest cent
$589,983.53
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.01%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Item 19. EDGAR Class Identifier: C000011668
Item 20. Minimum Initial Investment: $10,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $3,395,322,630.41
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: $21,574,105.97
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$2,830,714,916.70
b. Gross redemptions for the month ended, to the nearest cent
$2,809,140,810.73
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.11%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Item 19. EDGAR Class Identifier: C000011669
Item 20. Minimum Initial Investment: $10,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $3,110,034.42
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: -$317,057.38
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$470,334.83
b. Gross redemptions for the month ended, to the nearest cent
$787,392.21
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.01%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0000
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0000
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Item 19. EDGAR Class Identifier: C000011670
Item 20. Minimum Initial Investment: $10,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $3,629,021.56
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: $2,780,479.51
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$4,121,598.07
b. Gross redemptions for the month ended, to the nearest cent
$1,341,118.56
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.01%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Item 19. EDGAR Class Identifier: C000011671
Item 20. Minimum Initial Investment: $10,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $52,106,464.13
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: $2,653.86
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$2,653.86
b. Gross redemptions for the month ended, to the nearest cent
$.00
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.06%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Item 19. EDGAR Class Identifier: C000017909
Item 20. Minimum Initial Investment: $1,000,000.00
Item 21. Net assets of the Class, to the nearest cent: $77,014,048.44
Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent: $1.00
Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent: -$8,496,664.35
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$24,110,814.81
b. Gross redemptions for the month ended, to the nearest cent
$32,607,479.16
Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A: 0.01%
Item 25. Shadow Price of Each Class
a. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
b. Date as of which the market-based net asset value disclosed in item 25a was calculated.
2013-03-31
c. The net asset value per share most recently calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest hundredth of a cent.
$1.0001
d. Date as of which the market-based net asset value disclosed in item 25c was calculated.
2013-03-31
Part II - Schedule of Portfolio Securities
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: ABN Amro Securities LLC
Item 27. The title of the issue (including coupon or yield): ABN Amro Securities LLC 0.260000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WG77_0.2600_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001245022
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
BERKSHIRE HATHAWAY FINANCE CORPORATION |
2018-05-15 |
5.400000 |
Other Instrument - Corporate Bond |
$471,208.00 |
$572,451.75 |
EXELON GENERATION COMPY LL |
2014-01-15 |
5.349999 |
Other Instrument - Corporate Bond |
$7,509,754.00 |
$7,866,682.17 |
GENERAL ELEC CAPT CORP |
2015-01-09 |
2.149999 |
Other Instrument - Corporate Bond |
$1,000,000.00 |
$1,030,028.06 |
J P MORGAN CHASE & CO |
2014-03-15 |
4.875000 |
Other Instrument - Corporate Bond |
$1,087.00 |
$1,133.08 |
JPMORGAN CHASE CO |
2015-10-15 |
1.100000 |
Other Instrument - Corporate Bond |
$1,022,833.00 |
$1,029,705.87 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: ABN Amro Securities LLC
Item 27. The title of the issue (including coupon or yield): ABN Amro Securities LLC 0.360000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WG85_0.3600_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001245022
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
3M CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$332,295.24 |
ALLERGAN INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$550,001.01 |
ALLSTATE CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$504,075.19 |
ALTRIA GROUP INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$289,560.15 |
AMERICAN TOWER CORP NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$604,427.04 |
AMERISOURCEBERGEN CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$340,771.20 |
APACHE CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$582,231.24 |
APPLE INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$526,221.12 |
AUTOMATIC DATA PROCESSING INCOM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$602,631.20 |
BANK OF AMERICA CORPORATION COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$49,262.44 |
BLOCK H & R INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$224,532.00 |
CBS CORP NEW CL B |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$547,272.96 |
COMERICA INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$193,708.20 |
CROWN CASTLE INTL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$631,488.42 |
D R HORTON INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$192,632.22 |
DANAHER CORP DEL COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$380,068.64 |
DARDEN RESTAURANTS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$184,706.36 |
DENBURY RES INC COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$205,376.85 |
DENTSPLY INTL INC NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$168,376.32 |
DIRECTV COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$541,375.92 |
DISNEY WALT CO COM DISN |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$599,711.40 |
DOMINION RES INC VA NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$515,296.21 |
ECOLAB INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$588,960.12 |
EQUIFAX INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$192,995.04 |
EXXON MOBIL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$552,809.74 |
FAMILY DLR STORES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$162,521.81 |
FORD MTR CO DEL COM PAR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$252,713.52 |
GANNETT INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$143,270.37 |
GENERAL DYNAMICS CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$126,046.44 |
GENERAL MLS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$526,736.84 |
HARRIS CORP DEL COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$145,879.09 |
HELMERICH & PAYNE INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$181,965.60 |
HEWLETT PACKARD CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$497,349.36 |
HORMEL FOODS CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$153,051.80 |
HOWARD HUGHES CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$89,775.66 |
ILLINOIS TOOL WKS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$509,632.34 |
INTERNATIONAL BUSINESS MACHSCOM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$622,125.50 |
JABIL CIRCUIT INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$97,673.29 |
LEGGETT & PLATT INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$133,186.68 |
METLIFE INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$82,883.52 |
MICROSOFT CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$244,265.70 |
MOLEX INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$113,652.45 |
NEXTERA ENERGY INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$653,633.76 |
NRG ENERGY INC COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$240,673.28 |
NYSE EURONEXT COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$599,998.70 |
PEPCO HOLDINGS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$137,491.20 |
PFIZER INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$33,193.76 |
PUBLIC STORAGE COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$127,915.20 |
PULTE GROUP INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$195,132.96 |
ROBERT HALF INTL INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$148,564.36 |
SIMON PPTY GROUP INC NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$474,256.80 |
SNAP ON INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$135,196.95 |
TIME WARNER CABLE INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$591,805.64 |
TJX COS INC NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$485,123.94 |
TRAVELERS COMPANIES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$402,593.73 |
TRIPADVISOR INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$162,655.20 |
VERIZON COMMUNICATIONS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$552,777.30 |
WESTERN DIGITAL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$96,619.78 |
WESTERN UN CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$115,453.92 |
WEYERHAEUSER CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$474,235.93 |
WYNN RESORTS LTD COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$280,409.67 |
XYLEM INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$144,009.33 |
YAHOO INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$559,035.82 |
YUM BRANDS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$74,886.00 |
ZIONS BANCORPORATION COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$130,847.64 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $20,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $20,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .57%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $20,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $20,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: ASB Finance Ltd.
Item 27. The title of the issue (including coupon or yield): ASB Finance Ltd. 0.300500%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 0020P2SE7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-14
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $12,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $12,495,520.83
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .35%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $12,496,625.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $12,496,625.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: ASB Finance Ltd.
Item 27. The title of the issue (including coupon or yield): ASB Finance Ltd. 0.010000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 0020P5DV8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $23,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $23,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .65%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $23,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $23,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of Montreal
Item 27. The title of the issue (including coupon or yield): Bank of Montreal 0.300000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 06366XDZ2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-09
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $14,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $14,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .4%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $14,001,820.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $14,001,820.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of Montreal
Item 27. The title of the issue (including coupon or yield): Bank of Montreal 0.300000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 06366XEL2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-13
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $12,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $12,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .34%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $12,001,680.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $12,001,680.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of New York Td - 01apr13
Item 27. The title of the issue (including coupon or yield): National Bank of Canada (Montreal) 0.080000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ATD05OCA0_0.0800_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Instrument
Brief description: (optional): Time Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $50,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $50,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $50,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $50,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of New York Td - 01apr13
Item 27. The title of the issue (including coupon or yield): DNB Nor Bank ASA/Cayman Islands 0.080000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ATD05OCB8_0.0800_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Instrument
Brief description: (optional): Time Deposit
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $175,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $175,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 4.95%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $175,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $175,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of Nova Scotia
Item 27. The title of the issue (including coupon or yield): Bank of Nova Scotia 0.353000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 06417E4U4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-02
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $25,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $25,006,500.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $25,006,500.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of Nova Scotia
Item 27. The title of the issue (including coupon or yield): Bank of Nova Scotia 0.300500%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 06417ES20
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-26
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-26
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $55,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $54,999,623.29
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.56%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $55,004,950.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $55,004,950.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Bank of Nova Scotia
Item 27. The title of the issue (including coupon or yield): Bank of Nova Scotia 0.355500%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 06417FMJ6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-30
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-30
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $33,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $33,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .93%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $32,999,670.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $32,999,670.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Barclays Capital, Inc.
Item 27. The title of the issue (including coupon or yield): Barclays Capital, Inc. 0.740000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP03YKL8_0.7400_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001484219
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ANGIES LIST INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$49,878.92 |
APARTMENT INVT & MGMT CO CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$689,200.93 |
APOLLO RESIDENTIAL MTG INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$380,935.70 |
ASIAINFO-LINKAGE INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$407,674.08 |
AV HOMES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$106,699.10 |
AXIALL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$485,632.19 |
BANNER CORP COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$38,771.25 |
BERKSHIRE HATHAWAY INC DEL CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$463,890.00 |
BERKSHIRE HILLS BANCORP INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$606,764.86 |
BIOMED REALTY TRUST INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,997.90 |
BLACK BOX CORP DEL COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$2,225.52 |
BT GROUP PLC ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$145,224.87 |
CHUBB CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,932.80 |
CIT GROUP INC COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,988.24 |
COMPANHIA DE SANEAMENTO BASISPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$918,481.38 |
CONCEPTUS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$531,050.00 |
CONNECTICUT WTR SVC INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$23,300.03 |
COVIDIEN PLC SHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,988.80 |
CPFL ENERGIA S A SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$280,924.32 |
CSR PLC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$63,229.40 |
DEUTSCHE BANK AG NAMEN AK |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$625,393.49 |
EAST WEST BANCORP INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$412,880.92 |
EINSTEIN NOAH REST GROUP INCCOM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$81,161.15 |
ELAN PLC ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$166,611.52 |
FIBRIA CELULOSE S A SP ADR R |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$685,995.22 |
FOCUS MEDIA HLDG LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$436,804.96 |
FOCUS MEDIA HLDG LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$56,374.84 |
FOSSIL INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$328,086.80 |
FRESENIUS MED CARE AG&CO KGASPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$213,679.20 |
FURIEX PHARMACEUTICALS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$175,496.59 |
GREEN DOT CORP CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$150,265.92 |
GRUPO FINANCIERO SANTANDER MSPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$520,589.91 |
HCC INS HLDGS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$234,282.44 |
JP Morgan Chase & Co |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,984.60 |
LAWSON PRODS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$26,717.81 |
M & T BK CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,965.20 |
MADDEN STEVEN LTD COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$486,086.40 |
MBIA INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,010,098.56 |
MELLANOX TECHNOLOGIES LTD SHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$558,660.74 |
METHODE ELECTRS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$57,376.00 |
METHODE ELECTRS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$33,864.88 |
MUELLER INDS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$204,002.83 |
NAM TAI ELECTRS INC COM PAR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$13,790.00 |
NATIONAL GRID PLC SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,034,824.12 |
NEWCASTLE INVT CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$74,882.08 |
PEOPLES FED BANCSHARES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$10,657.59 |
PHILIPPINE LONG DISTANCE TELSPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$899,746.20 |
POST PPTYS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,983.92 |
PROVIDENT FINL SVCS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$26,639.40 |
RBS CAP FDG TR V PFD TR 5 |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$47,816.00 |
$1,000,788.88 |
RESOURCES CONNECTION INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$132,341.16 |
ROCKY MTN CHOCOLATE FACTORY COM PAR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,235.00 |
SENSATA TECHNOLOGIES HLDG BVSHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,986.54 |
SMITH & NEPHEW PLC SPDN ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$217,213.50 |
SOCIEDAD QUIMICA MINERA DE CSPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$965,214.81 |
STATOIL ASA SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$229,238.00 |
TAIWAN SEMICONDUCTOR MFG LTDSPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,997.01 |
TATA MTRS LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$451,911.60 |
TEJON RANCH CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$54,396.00 |
TEXAS CAPITAL BANCSHARES INCCOM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$606,084.00 |
TIM PARTICIPACOES S A SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$336,400.30 |
TORONTO DOMINION BK ONT COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$173,604.18 |
TRAVELERS COMPANIES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$30,596.79 |
ULTRAPAR PARTICIPACOES S A SP ADR R |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$148,562.00 |
US Government |
2049-01-01 |
NA |
Other Instrument - Cash Collateral |
$.00 |
$6,150,000.00 |
VALASSIS COMMUNICATIONS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,997.04 |
VALE S A ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,049,985.60 |
VANTIV INC CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$381,836.16 |
VOCUS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$33,376.22 |
WASHINGTON POST CO CL B |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$181,460.64 |
WILLIS GROUP HOLDINGS PUBLICSHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$86,613.66 |
WUXI PHARMATECH CAYMAN INC SPONS AD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$855.00 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $35,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $35,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .99%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $35,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $35,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Barclays Capital, Inc.
Item 27. The title of the issue (including coupon or yield): Barclays Capital, Inc. 0.650000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04HNE7_0.6500_M130425_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001484219
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
AVAYA |
2019-04-01 |
7.000000 |
Other Instrument - Corporate Bond |
$954,456.00 |
$968,216.07 |
CB NEIMAN MARCUS GROUP |
2028-06-01 |
7.125000 |
Other Instrument - Corporate Bond |
$2,823,338.00 |
$2,963,710.84 |
CLEARWIRE ESCROW CORPORATION |
2015-12-01 |
12.000000 |
Other Instrument - Corporate Bond |
$4,410.00 |
$4,934.79 |
EAGLE ROCK ENERGY PARTNERS LP EAGLE ROCK |
2019-06-01 |
8.375000 |
Other Instrument - Corporate Bond |
$232,840.00 |
$251,983.81 |
GCB SPRINT CAPITAL |
2019-05-01 |
6.900000 |
Other Instrument - Corporate Bond |
$121,232.00 |
$136,467.83 |
NBTY INC |
2018-10-01 |
9.000000 |
Other Instrument - Corporate Bond |
$836,867.00 |
$974,322.40 |
NXP BV NXP FUNDING LLC |
2018-08-01 |
9.750000 |
Other Instrument - Corporate Bond |
$1,146,425.00 |
$1,324,622.44 |
PLAINS EXPLORATION & PRODUCTION COMPANY |
2022-02-01 |
6.750000 |
Other Instrument - Corporate Bond |
$172,666.00 |
$196,364.41 |
QUEBECOR MEDIAINC |
2023-01-15 |
5.750000 |
Other Instrument - Corporate Bond |
$718,065.00 |
$751,694.38 |
RITE AID CORP |
2027-02-15 |
7.700000 |
Other Instrument - Corporate Bond |
$305,269.00 |
$300,444.90 |
SPECTRUM BRANDS ESCROW CORP |
2022-11-15 |
6.625000 |
Other Instrument - Corporate Bond |
$69,472.00 |
$77,238.39 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-25
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-25
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $7,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $7,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .21%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? Yes
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $7,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $7,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BMO Capital Markets Corp.
Item 27. The title of the issue (including coupon or yield): BMO Capital Markets Corp. 0.260000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WG69_0.2600_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000009622
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
U.S. Treasury Bill |
2014-01-09 |
NA |
Treasury Debt |
$1,274,200.00 |
$1,272,976.77 |
U.S. Treasury Note |
2018-10-31 |
1.750000 |
Treasury Debt |
$8,463,200.00 |
$8,927,073.88 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNP Paribas Securities Corp.
Item 27. The title of the issue (including coupon or yield): BNP Paribas Securities Corp. 0.205000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP040RL4_0.2050_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001197610
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2019-04-01 |
5.500000 |
Government Agency Debt |
$9,072,097.00 |
$1,663,941.29 |
Federal Home Loan Mortgage Corp. |
2027-01-01 |
4.000000 |
Government Agency Debt |
$1,843,145.00 |
$1,711,207.96 |
Federal Home Loan Mortgage Corp. |
2038-08-01 |
5.500000 |
Government Agency Debt |
$4,130,000.00 |
$1,664,393.74 |
Federal Home Loan Mortgage Corp. |
2039-05-01 |
4.500000 |
Government Agency Debt |
$2,600,000.00 |
$1,666,646.02 |
Federal Home Loan Mortgage Corp. |
2041-02-01 |
4.500000 |
Government Agency Debt |
$2,656,768.00 |
$1,663,611.90 |
Federal Home Loan Mortgage Corp. |
2041-03-01 |
4.000000 |
Government Agency Debt |
$2,066,421.00 |
$1,694,800.52 |
Federal Home Loan Mortgage Corp. |
2041-04-01 |
5.000000 |
Government Agency Debt |
$2,005,681.00 |
$1,694,101.77 |
Federal Home Loan Mortgage Corp. |
2041-08-01 |
4.000000 |
Government Agency Debt |
$1,663,400.00 |
$1,737,652.74 |
Federal Home Loan Mortgage Corp. |
2041-09-01 |
4.000000 |
Government Agency Debt |
$1,838,388.00 |
$1,733,277.14 |
Federal Home Loan Mortgage Corp. |
2041-12-01 |
4.000000 |
Government Agency Debt |
$2,047,500.00 |
$1,699,413.43 |
Federal National Mortgage Association |
2018-10-01 |
5.000000 |
Government Agency Debt |
$10,600,000.00 |
$1,750,282.05 |
Federal National Mortgage Association |
2019-05-01 |
5.000000 |
Government Agency Debt |
$13,400,000.00 |
$1,685,832.26 |
Federal National Mortgage Association |
2020-03-01 |
5.000000 |
Government Agency Debt |
$6,667,922.00 |
$1,701,477.68 |
Federal National Mortgage Association |
2020-12-01 |
5.000000 |
Government Agency Debt |
$5,065,000.00 |
$1,734,935.99 |
Federal National Mortgage Association |
2026-11-01 |
3.500000 |
Government Agency Debt |
$3,085,389.00 |
$1,747,030.85 |
Federal National Mortgage Association |
2027-01-01 |
3.000000 |
Government Agency Debt |
$437,507.00 |
$432,783.58 |
Federal National Mortgage Association |
2027-12-01 |
2.500000 |
Government Agency Debt |
$1,658,803.00 |
$1,699,053.72 |
Federal National Mortgage Association |
2028-12-01 |
5.000000 |
Government Agency Debt |
$12,700,000.00 |
$1,715,203.92 |
Federal National Mortgage Association |
2034-12-01 |
5.500000 |
Government Agency Debt |
$6,811,354.00 |
$1,685,547.91 |
Federal National Mortgage Association |
2035-11-01 |
2.642999 |
Government Agency Debt |
$805,437.00 |
$80,667.86 |
Federal National Mortgage Association |
2036-10-01 |
5.500000 |
Government Agency Debt |
$14,400,000.00 |
$1,695,245.39 |
Federal National Mortgage Association |
2036-12-01 |
5.000000 |
Government Agency Debt |
$6,000,000.00 |
$1,746,863.54 |
Federal National Mortgage Association |
2037-01-01 |
6.000000 |
Government Agency Debt |
$9,565,102.00 |
$1,680,412.55 |
Federal National Mortgage Association |
2037-02-01 |
6.000000 |
Government Agency Debt |
$8,446,677.00 |
$1,742,050.86 |
Federal National Mortgage Association |
2037-07-01 |
6.000000 |
Government Agency Debt |
$6,435,000.00 |
$1,711,457.44 |
Federal National Mortgage Association |
2038-08-01 |
5.166000 |
Government Agency Debt |
$7,106,000.00 |
$1,740,418.19 |
Federal National Mortgage Association |
2039-04-01 |
4.500000 |
Government Agency Debt |
$3,461,983.00 |
$1,691,984.04 |
Federal National Mortgage Association |
2039-08-01 |
4.500000 |
Government Agency Debt |
$2,600,000.00 |
$1,733,778.34 |
Federal National Mortgage Association |
2040-05-01 |
3.802000 |
Government Agency Debt |
$15,100,000.00 |
$1,683,607.43 |
Federal National Mortgage Association |
2040-07-01 |
3.577999 |
Government Agency Debt |
$3,250,000.00 |
$1,718,101.12 |
Federal National Mortgage Association |
2041-06-01 |
4.500000 |
Government Agency Debt |
$1,580,130.00 |
$1,664,772.04 |
Federal National Mortgage Association |
2041-06-01 |
5.000000 |
Government Agency Debt |
$2,016,811.00 |
$1,732,861.83 |
Federal National Mortgage Association |
2042-05-01 |
3.000000 |
Government Agency Debt |
$1,666,333.00 |
$1,689,000.80 |
Federal National Mortgage Association |
2046-10-01 |
6.283999 |
Government Agency Debt |
$19,900,000.00 |
$1,732,679.53 |
Federal National Mortgage Association |
2047-08-01 |
5.500000 |
Government Agency Debt |
$7,343,426.00 |
$1,524,904.70 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $55,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $55,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.56%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $55,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $55,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNP Paribas Securities Corp.
Item 27. The title of the issue (including coupon or yield): BNP Paribas Securities Corp. 0.650000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP041GV2_0.6500_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001197610
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
CCO HOLDINGS LLC |
2021-03-15 |
5.250000 |
Other Instrument - Corporate Bond |
$1,200,220.00 |
$1,195,169.07 |
ENTERPRISE PROD OPER LP |
2049-08-01 |
8.375000 |
Other Instrument - Corporate Bond |
$842,842.00 |
$980,444.74 |
PHH CORP |
2016-03-01 |
9.250000 |
Other Instrument - Corporate Bond |
$2,139,822.00 |
$2,513,087.20 |
RITE AID CORP |
2017-06-15 |
9.500000 |
Other Instrument - Corporate Bond |
$13,043.00 |
$14,041.58 |
ROCKWOOD SPECIALTIES GROUP, INC |
2020-10-15 |
4.625000 |
Other Instrument - Corporate Bond |
$570,463.00 |
$583,518.28 |
THE LIMITED |
2037-07-15 |
7.599999 |
Other Instrument - Corporate Bond |
$4,032.00 |
$4,401.58 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $5,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $5,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $5,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $5,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNP Paribas Securities Corp.
Item 27. The title of the issue (including coupon or yield): BNP Paribas Securities Corp. 0.205000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP048VN8_0.2050_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001197610
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2015-10-01 |
5.000000 |
Government Agency Debt |
$5,273,560.00 |
$420,945.19 |
Federal Home Loan Mortgage Corp. |
2018-07-01 |
5.000000 |
Government Agency Debt |
$1,509,028.00 |
$422,806.98 |
Federal Home Loan Mortgage Corp. |
2023-01-01 |
5.500000 |
Government Agency Debt |
$2,234,392.00 |
$433,175.63 |
Federal Home Loan Mortgage Corp. |
2035-01-01 |
5.000000 |
Government Agency Debt |
$3,000,000.00 |
$427,537.47 |
Federal Home Loan Mortgage Corp. |
2035-06-01 |
5.000000 |
Government Agency Debt |
$2,270,000.00 |
$425,799.39 |
Federal Home Loan Mortgage Corp. |
2035-06-01 |
5.500000 |
Government Agency Debt |
$1,642,146.00 |
$433,539.45 |
Federal Home Loan Mortgage Corp. |
2037-09-01 |
6.500000 |
Government Agency Debt |
$2,278,739.00 |
$430,355.40 |
Federal Home Loan Mortgage Corp. |
2038-02-01 |
5.500000 |
Government Agency Debt |
$2,620,850.00 |
$430,778.80 |
Federal Home Loan Mortgage Corp. |
2038-04-01 |
5.000000 |
Government Agency Debt |
$1,606,391.00 |
$429,569.39 |
Federal Home Loan Mortgage Corp. |
2042-02-01 |
4.000000 |
Government Agency Debt |
$525,000.00 |
$434,095.46 |
Federal National Mortgage Association |
2018-11-01 |
5.000000 |
Government Agency Debt |
$4,796,945.00 |
$435,523.40 |
Federal National Mortgage Association |
2020-11-01 |
1.990000 |
Government Agency Debt |
$697,857.00 |
$438,156.78 |
Federal National Mortgage Association |
2020-12-01 |
5.500000 |
Government Agency Debt |
$1,244,944.00 |
$406,115.64 |
Federal National Mortgage Association |
2025-07-01 |
6.000000 |
Government Agency Debt |
$2,036,164.00 |
$430,610.59 |
Federal National Mortgage Association |
2033-05-01 |
1.998000 |
Government Agency Debt |
$2,000,000.00 |
$424,557.78 |
Federal National Mortgage Association |
2035-09-01 |
5.500000 |
Government Agency Debt |
$801,187.00 |
$433,669.38 |
Federal National Mortgage Association |
2036-01-01 |
6.000000 |
Government Agency Debt |
$2,948,050.00 |
$432,733.88 |
Federal National Mortgage Association |
2036-10-01 |
6.000000 |
Government Agency Debt |
$2,000,000.00 |
$438,776.72 |
Federal National Mortgage Association |
2037-07-01 |
5.500000 |
Government Agency Debt |
$1,316,497.00 |
$423,535.26 |
Federal National Mortgage Association |
2037-08-01 |
5.500000 |
Government Agency Debt |
$1,047,028.00 |
$314,626.16 |
Federal National Mortgage Association |
2037-11-01 |
2.789000 |
Government Agency Debt |
$1,895,000.00 |
$433,928.28 |
Federal National Mortgage Association |
2038-05-01 |
5.500000 |
Government Agency Debt |
$1,186,324.00 |
$431,884.63 |
Federal National Mortgage Association |
2038-08-01 |
6.000000 |
Government Agency Debt |
$1,007,000.00 |
$432,384.88 |
Federal National Mortgage Association |
2039-10-01 |
5.000000 |
Government Agency Debt |
$585,452.00 |
$432,636.74 |
Federal National Mortgage Association |
2040-05-01 |
5.000000 |
Government Agency Debt |
$664,382.00 |
$433,741.19 |
Federal National Mortgage Association |
2040-07-01 |
5.000000 |
Government Agency Debt |
$505,649.00 |
$425,678.94 |
Federal National Mortgage Association |
2040-11-01 |
4.500000 |
Government Agency Debt |
$510,000.00 |
$434,609.65 |
Federal National Mortgage Association |
2043-01-01 |
3.000000 |
Government Agency Debt |
$421,591.00 |
$434,634.95 |
Government National Mortgage Association |
2034-07-20 |
1.750000 |
Government Agency Debt |
$4,004,884.00 |
$433,592.22 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $12,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $12,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .34%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $12,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $12,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNP Paribas Securities Corp.
Item 27. The title of the issue (including coupon or yield): BNP Paribas Securities Corp. 0.200000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP049GQ6_0.2000_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001197610
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2035-06-01 |
5.000000 |
Government Agency Debt |
$2,000,000.00 |
$471,957.92 |
Federal Home Loan Mortgage Corp. |
2037-06-01 |
5.000000 |
Government Agency Debt |
$2,110,730.00 |
$475,856.93 |
Federal Home Loan Mortgage Corp. |
2038-05-01 |
5.500000 |
Government Agency Debt |
$2,028,376.00 |
$465,262.67 |
Federal Home Loan Mortgage Corp. |
2038-12-01 |
6.000000 |
Government Agency Debt |
$3,000,250.00 |
$473,907.03 |
Federal Home Loan Mortgage Corp. |
2040-08-01 |
4.500000 |
Government Agency Debt |
$855,000.00 |
$467,173.16 |
Federal Home Loan Mortgage Corp. |
2040-08-01 |
5.000000 |
Government Agency Debt |
$650,000.00 |
$464,670.47 |
Federal National Mortgage Association |
2018-05-01 |
5.000000 |
Government Agency Debt |
$3,689,558.00 |
$466,639.09 |
Federal National Mortgage Association |
2018-06-01 |
5.000000 |
Government Agency Debt |
$2,500,000.00 |
$461,358.13 |
Federal National Mortgage Association |
2019-06-01 |
4.500000 |
Government Agency Debt |
$2,200,000.00 |
$468,585.06 |
Federal National Mortgage Association |
2021-07-01 |
5.500000 |
Government Agency Debt |
$758,007.00 |
$472,894.18 |
Federal National Mortgage Association |
2024-11-01 |
5.000000 |
Government Agency Debt |
$1,053,300.00 |
$465,783.90 |
Federal National Mortgage Association |
2025-01-01 |
6.000000 |
Government Agency Debt |
$3,229,780.00 |
$474,971.24 |
Federal National Mortgage Association |
2025-08-01 |
4.500000 |
Government Agency Debt |
$1,969,498.00 |
$463,566.08 |
Federal National Mortgage Association |
2028-05-01 |
5.000000 |
Government Agency Debt |
$2,771,946.00 |
$471,374.43 |
Federal National Mortgage Association |
2029-05-01 |
6.500000 |
Government Agency Debt |
$17,300,000.00 |
$325,764.69 |
Federal National Mortgage Association |
2032-09-01 |
6.000000 |
Government Agency Debt |
$12,100,000.00 |
$469,483.11 |
Federal National Mortgage Association |
2034-03-01 |
5.500000 |
Government Agency Debt |
$3,700,000.00 |
$464,625.10 |
Federal National Mortgage Association |
2035-12-01 |
5.500000 |
Government Agency Debt |
$2,075,239.00 |
$474,043.96 |
Federal National Mortgage Association |
2037-04-01 |
5.500000 |
Government Agency Debt |
$1,050,000.00 |
$463,630.51 |
Federal National Mortgage Association |
2037-06-01 |
6.000000 |
Government Agency Debt |
$1,190,000.00 |
$473,926.56 |
Federal National Mortgage Association |
2037-08-01 |
6.000000 |
Government Agency Debt |
$3,074,607.00 |
$463,235.96 |
Federal National Mortgage Association |
2038-08-01 |
6.500000 |
Government Agency Debt |
$893,158.00 |
$468,121.71 |
Federal National Mortgage Association |
2038-09-01 |
6.000000 |
Government Agency Debt |
$3,217,826.00 |
$462,030.29 |
Federal National Mortgage Association |
2040-01-01 |
5.500000 |
Government Agency Debt |
$453,527.00 |
$473,414.46 |
Federal National Mortgage Association |
2041-02-01 |
4.500000 |
Government Agency Debt |
$368,040.00 |
$326,484.09 |
Federal National Mortgage Association |
2041-09-01 |
4.500000 |
Government Agency Debt |
$600,000.00 |
$464,535.51 |
Federal National Mortgage Association |
2043-02-01 |
4.000000 |
Government Agency Debt |
$435,290.00 |
$466,703.78 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $12,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $12,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .34%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $12,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $12,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNP Paribas Securities Corp.
Item 27. The title of the issue (including coupon or yield): BNP Paribas Securities Corp. 0.180000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04FGS8_0.1800_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001197610
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2023-12-01 |
5.000000 |
Government Agency Debt |
$2,280,577.00 |
$411,914.59 |
Federal Home Loan Mortgage Corp. |
2024-06-01 |
4.500000 |
Government Agency Debt |
$1,676,461.00 |
$405,956.95 |
Federal Home Loan Mortgage Corp. |
2027-03-01 |
2.500000 |
Government Agency Debt |
$445,997.00 |
$416,453.48 |
Federal Home Loan Mortgage Corp. |
2034-02-01 |
6.000000 |
Government Agency Debt |
$1,283,734.00 |
$408,127.61 |
Federal Home Loan Mortgage Corp. |
2034-03-01 |
5.500000 |
Government Agency Debt |
$3,430,000.00 |
$415,790.02 |
Federal Home Loan Mortgage Corp. |
2035-09-01 |
4.500000 |
Government Agency Debt |
$1,612,147.00 |
$415,948.59 |
Federal Home Loan Mortgage Corp. |
2037-12-01 |
5.500000 |
Government Agency Debt |
$2,147,931.00 |
$416,549.39 |
Federal Home Loan Mortgage Corp. |
2038-04-01 |
5.500000 |
Government Agency Debt |
$2,092,185.00 |
$415,052.72 |
Federal Home Loan Mortgage Corp. |
2038-11-01 |
5.500000 |
Government Agency Debt |
$2,000,000.00 |
$409,669.08 |
Federal Home Loan Mortgage Corp. |
2039-02-01 |
5.000000 |
Government Agency Debt |
$784,927.00 |
$315,674.85 |
Federal Home Loan Mortgage Corp. |
2039-09-01 |
6.500000 |
Government Agency Debt |
$1,010,675.00 |
$413,455.49 |
Federal Home Loan Mortgage Corp. |
2042-03-01 |
4.000000 |
Government Agency Debt |
$400,000.00 |
$419,203.75 |
Federal National Mortgage Association |
2021-01-01 |
5.000000 |
Government Agency Debt |
$1,729,522.00 |
$413,201.32 |
Federal National Mortgage Association |
2023-05-01 |
6.500000 |
Government Agency Debt |
$2,760,000.00 |
$406,091.63 |
Federal National Mortgage Association |
2023-09-01 |
5.000000 |
Government Agency Debt |
$1,014,932.00 |
$405,698.67 |
Federal National Mortgage Association |
2025-07-01 |
4.500000 |
Government Agency Debt |
$708,665.00 |
$420,057.20 |
Federal National Mortgage Association |
2025-10-01 |
3.500000 |
Government Agency Debt |
$595,686.00 |
$404,411.71 |
Federal National Mortgage Association |
2033-06-01 |
2.024000 |
Government Agency Debt |
$1,455,000.00 |
$404,282.00 |
Federal National Mortgage Association |
2036-04-01 |
5.500000 |
Government Agency Debt |
$2,000,000.00 |
$409,489.94 |
Federal National Mortgage Association |
2036-11-01 |
6.000000 |
Government Agency Debt |
$1,371,000.00 |
$411,601.94 |
Federal National Mortgage Association |
2037-08-01 |
5.500000 |
Government Agency Debt |
$352,972.00 |
$106,066.15 |
Federal National Mortgage Association |
2039-07-01 |
5.500000 |
Government Agency Debt |
$472,070.00 |
$407,321.15 |
Federal National Mortgage Association |
2040-01-01 |
4.500000 |
Government Agency Debt |
$579,465.00 |
$415,209.57 |
Federal National Mortgage Association |
2040-05-01 |
5.000000 |
Government Agency Debt |
$620,000.00 |
$418,064.55 |
Federal National Mortgage Association |
2041-07-01 |
3.233000 |
Government Agency Debt |
$682,646.00 |
$411,907.90 |
Federal National Mortgage Association |
2041-07-01 |
4.500000 |
Government Agency Debt |
$400,497.00 |
$402,799.85 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNP Paribas Securities Corp.
Item 27. The title of the issue (including coupon or yield): BNP Paribas Securities Corp. 0.170000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04OFQ4_0.1700_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001197610
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2018-10-01 |
5.000000 |
Government Agency Debt |
$9,059,389.00 |
$983,972.89 |
Federal Home Loan Mortgage Corp. |
2021-09-01 |
6.000000 |
Government Agency Debt |
$5,303,008.00 |
$967,869.71 |
Federal Home Loan Mortgage Corp. |
2026-08-01 |
4.000000 |
Government Agency Debt |
$1,426,978.00 |
$998,586.60 |
Federal Home Loan Mortgage Corp. |
2035-04-01 |
2.887999 |
Government Agency Debt |
$4,095,000.00 |
$969,285.63 |
Federal Home Loan Mortgage Corp. |
2035-11-01 |
5.000000 |
Government Agency Debt |
$4,180,668.00 |
$1,008,947.00 |
Federal Home Loan Mortgage Corp. |
2037-11-01 |
5.500000 |
Government Agency Debt |
$2,002,303.00 |
$976,620.24 |
Federal Home Loan Mortgage Corp. |
2038-02-01 |
5.000000 |
Government Agency Debt |
$3,251,059.00 |
$1,009,729.28 |
Federal Home Loan Mortgage Corp. |
2038-04-01 |
5.500000 |
Government Agency Debt |
$3,301,062.00 |
$669,339.98 |
Federal Home Loan Mortgage Corp. |
2039-08-01 |
5.000000 |
Government Agency Debt |
$3,100,000.00 |
$1,001,713.72 |
Federal Home Loan Mortgage Corp. |
2041-02-01 |
5.000000 |
Government Agency Debt |
$1,478,319.00 |
$970,169.10 |
Federal National Mortgage Association |
2017-09-01 |
5.000000 |
Government Agency Debt |
$20,100,000.00 |
$990,785.38 |
Federal National Mortgage Association |
2018-01-01 |
5.500000 |
Government Agency Debt |
$3,555,019.00 |
$1,011,387.09 |
Federal National Mortgage Association |
2018-12-01 |
5.000000 |
Government Agency Debt |
$3,349,200.00 |
$976,536.45 |
Federal National Mortgage Association |
2022-09-01 |
6.000000 |
Government Agency Debt |
$29,900,000.00 |
$988,721.27 |
Federal National Mortgage Association |
2024-04-01 |
6.000000 |
Government Agency Debt |
$3,479,601.00 |
$724,188.28 |
Federal National Mortgage Association |
2026-01-01 |
4.000000 |
Government Agency Debt |
$1,365,000.00 |
$977,896.99 |
Federal National Mortgage Association |
2026-07-01 |
4.000000 |
Government Agency Debt |
$1,306,132.00 |
$961,408.25 |
Federal National Mortgage Association |
2026-12-01 |
4.000000 |
Government Agency Debt |
$1,181,075.00 |
$992,553.32 |
Federal National Mortgage Association |
2033-08-01 |
4.500000 |
Government Agency Debt |
$3,001,491.00 |
$994,434.61 |
Federal National Mortgage Association |
2034-09-01 |
6.000000 |
Government Agency Debt |
$2,405,326.00 |
$969,202.03 |
Federal National Mortgage Association |
2035-07-01 |
4.500000 |
Government Agency Debt |
$2,036,409.00 |
$1,003,545.99 |
Federal National Mortgage Association |
2035-09-01 |
6.000000 |
Government Agency Debt |
$4,189,756.00 |
$963,461.75 |
Federal National Mortgage Association |
2036-04-01 |
6.000000 |
Government Agency Debt |
$6,010,942.00 |
$981,188.05 |
Federal National Mortgage Association |
2038-03-01 |
6.000000 |
Government Agency Debt |
$4,801,890.00 |
$1,003,186.67 |
Federal National Mortgage Association |
2038-06-01 |
5.500000 |
Government Agency Debt |
$2,533,835.00 |
$974,412.39 |
Federal National Mortgage Association |
2039-07-01 |
4.500000 |
Government Agency Debt |
$1,500,000.00 |
$1,013,795.53 |
Federal National Mortgage Association |
2039-11-01 |
6.000000 |
Government Agency Debt |
$1,177,059.00 |
$964,723.57 |
Federal National Mortgage Association |
2040-09-01 |
4.500000 |
Government Agency Debt |
$1,753,038.00 |
$962,408.49 |
Federal National Mortgage Association |
2040-09-01 |
5.000000 |
Government Agency Debt |
$917,693.00 |
$969,101.80 |
Federal National Mortgage Association |
2040-11-01 |
4.500000 |
Government Agency Debt |
$1,012,124.00 |
$994,108.32 |
Federal National Mortgage Association |
2041-03-01 |
4.500000 |
Government Agency Debt |
$1,208,128.00 |
$960,358.00 |
Federal National Mortgage Association |
2041-05-01 |
4.500000 |
Government Agency Debt |
$944,960.00 |
$966,361.65 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $30,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $30,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .85%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $30,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $30,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNZ International Funding Ltd.
Item 27. The title of the issue (including coupon or yield): BNZ International Funding Ltd. 0.303100%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 0556X4BN5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-06
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-06
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $13,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $13,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .38%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $13,498,110.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $13,498,110.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: BNZ International Funding Ltd.
Item 27. The title of the issue (including coupon or yield): BNZ International Funding Ltd. 0.299600%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 0556X4BP0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-09
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $12,400,000.00
Item 41. The total current amortized cost, to the nearest cent: $12,400,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .35%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $12,398,264.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $12,398,264.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Branch Banking & Trust Co.
Item 27. The title of the issue (including coupon or yield): Branch Banking & Trust Co. 0.140000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 10513DRJ1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-05
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $85,900,000.00
Item 41. The total current amortized cost, to the nearest cent: $85,900,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 2.43%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $85,900,859.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $85,900,859.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: California St Cas 06/13 Fixed 2.5
Item 27. The title of the issue (including coupon or yield): California, Ser 2012-13 A-2 RANs 2.500000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 13063BB68
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Municipal Debt
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-20
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $40,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $40,180,837.21
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $40,203,200.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $40,203,200.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: California Statewide Communities Development Authority,Kaiser Permanente Ser 2008 A
Item 27. The title of the issue (including coupon or yield): California Statewide Communities Development Authority,Kaiser Permanente Ser 2008 A 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 130795SZ1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $27,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $27,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .78%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $27,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $27,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: California Statewide Communities Development Authority,Kaiser Permanente Ser 2009 C-1
Item 27. The title of the issue (including coupon or yield): California Statewide Communities Development Authority,Kaiser Permanente Ser 2009 C-1 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 130795C70
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $27,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $27,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .76%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $27,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $27,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: California Statewide Communities Development Authority,Kaiser Permanente Ser 2009 C-2
Item 27. The title of the issue (including coupon or yield): California Statewide Communities Development Authority,Kaiser Permanente Ser 2009 C-2 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 130795C88
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $17,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $17,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .5%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $17,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $17,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: California Statewide Communities Development Authority,Kaiser Permanente Ser 2009 C-3
Item 27. The title of the issue (including coupon or yield): California Statewide Communities Development Authority,Kaiser Permanente Ser 2009 C-3 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 130795C96
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $34,900,000.00
Item 41. The total current amortized cost, to the nearest cent: $34,900,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .99%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $34,900,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $34,900,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Chicago Mission AAA Hockey Club,IL,Taxable Ser 2011
Item 27. The title of the issue (including coupon or yield): Chicago Mission AAA Hockey Club,IL,Taxable Ser 2011 0.250000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 167786AA0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
FEDERAL HOME LOAN BANKS |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $5,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $5,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $5,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $5,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Coca-Cola Co.
Item 27. The title of the issue (including coupon or yield): Coca-Cola Co. 0.260300%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 19121AS10
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,100,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,097,811.67
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .29%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,099,293.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,099,293.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Coca-Cola Co.
Item 27. The title of the issue (including coupon or yield): Coca-Cola Co. 0.264000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 19121AS28
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-02
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $6,800,000.00
Item 41. The total current amortized cost, to the nearest cent: $6,798,477.56
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .19%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $6,799,456.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $6,799,456.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Coca-Cola Co.
Item 27. The title of the issue (including coupon or yield): Coca-Cola Co. 0.274000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 19121ASE2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-14
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $9,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $9,496,936.25
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .27%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $9,498,765.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $9,498,765.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Colorado Housing & Finance Authority,Multi-Family Class II 2005 Ser A-3 (AMT)
Item 27. The title of the issue (including coupon or yield): Colorado Housing & Finance Authority,Multi-Family Class II 2005 Ser A-3 (AMT) (Federal Home Loan Bank SPA) 0.130000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 196479KQ1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
FEDERAL HOME LOAN BANKS |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $15,535,000.00
Item 41. The total current amortized cost, to the nearest cent: $15,535,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .44%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $15,535,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $15,535,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Colorado Housing & Finance Authority,Single Family Mortgage Class I 2003 Ser B-3 (AMT)
Item 27. The title of the issue (including coupon or yield): Colorado Housing & Finance Authority,Single Family Mortgage Class I 2003 Ser B-3 (AMT) (Federal Home Loan Bank SPA) 0.120000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 196483BW0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
FEDERAL HOME LOAN BANKS |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $11,880,000.00
Item 41. The total current amortized cost, to the nearest cent: $11,880,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .34%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $11,880,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $11,880,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Credit Agricole Corp.
Item 27. The title of the issue (including coupon or yield): Credit Agricole Corp. 0.230000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WJT6_0.2300_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001191672
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2042-08-01 |
3.500000 |
Government Agency Debt |
$28,300,000.00 |
$29,472,371.08 |
Federal National Mortgage Association |
2027-12-01 |
2.500000 |
Government Agency Debt |
$75,100,000.00 |
$76,938,652.50 |
Federal National Mortgage Association |
2042-12-01 |
3.000000 |
Government Agency Debt |
$183,000,000.00 |
$182,400,307.66 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $280,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $280,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 7.93%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $280,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $280,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Credit Suisse NY
Item 27. The title of the issue (including coupon or yield): Credit Suisse NY 0.254700%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 22550D2Y4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-24
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-24
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $47,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $47,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.33%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $47,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $47,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Denver Public Schools,CO,Ser 2011 A-3 COPs (Taxable)
Item 27. The title of the issue (including coupon or yield): Denver Public Schools,CO,Ser 2011 A-3 COPs (Taxable) (Wells Fargo Bank N.A. LOC) 0.160000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 249218AE8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Wells Fargo Bank NA |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $12,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $12,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .35%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $12,500,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $12,500,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Deutsche Bank Securities, Inc.
Item 27. The title of the issue (including coupon or yield): Deutsche Bank Securities, Inc. 0.510000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFD5_0.5100_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001074042
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ADMINISTRADORA FONDOS PENSIOSPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,956.80 |
AERCAP HOLDINGS NV SHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,716.72 |
AK STL CORP NOTE 5. |
2019-11-15 |
5.000000 |
Other Instrument - Convertible Bond |
$40.00 |
$38.54 |
ANGLOGOLD ASHANTI LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,997.60 |
BT GROUP PLC ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,974.04 |
CHINA SOUTHN AIRLS LTD SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,999.31 |
COMPANHIA DE SANEAMENTO BASISPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,970.81 |
COMPANIA DE MINAS BUENAVENTUSPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,991.06 |
DIAGEO P L C SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,934.90 |
EMPRESA NACIONAL DE ELCTRCIDSPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,952.03 |
GRIFOLS S A SP ADR R |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,992.41 |
LENNAR CORP CL B |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,996.64 |
LEUCADIA NATL CORP NOTE 3. |
2014-04-15 |
3.750000 |
Other Instrument - Convertible Bond |
$695,000.00 |
$907,481.77 |
MEDTRONIC INC NOTE 1. |
2013-04-15 |
1.625000 |
Other Instrument - Convertible Bond |
$992,000.00 |
$999,298.78 |
MELCO CROWN ENTMT LTD ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,986.75 |
MGM RESORTS INTERNATIONAL NOTE 4. |
2015-04-15 |
4.250000 |
Other Instrument - Convertible Bond |
$911,000.00 |
$999,706.85 |
NETEASE INC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,963.04 |
NEWCASTLE INVT CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,995.36 |
NICE SYS LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,980.35 |
P T TELEKOMUNIKASI INDONESIASPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,979.60 |
RANDGOLD RES LTD ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,996.75 |
RYANAIR HLDGS PLC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,980.08 |
SILVER WHEATON CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,969.40 |
STATOIL ASA SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,998.00 |
TEVA PHARMACEUTICAL INDS LTDADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,963.00 |
TIM PARTICIPACOES S A SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,987.86 |
VEOLIA ENVIRONNEMENT SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,992.00 |
VODAFONE GROUP PLC NEW SPONS AD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,993.52 |
WNS HOLDINGS LTD SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,992.80 |
WUXI PHARMATECH CAYMAN INC SPONS AD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$299,985.30 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Deutsche Bank Securities, Inc.
Item 27. The title of the issue (including coupon or yield): Deutsche Bank Securities, Inc. 0.250000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WMK1_0.2500_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001074042
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal National Mortgage Association |
2040-08-01 |
4.500000 |
Government Agency Debt |
$81,800,000.00 |
$39,824,396.56 |
Federal National Mortgage Association |
2042-06-01 |
4.000000 |
Government Agency Debt |
$2,693,223.00 |
$2,882,688.00 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $41,470,000.00
Item 41. The total current amortized cost, to the nearest cent: $41,470,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.17%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $41,470,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $41,470,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Fremont,CA,Ser 2010 COPs
Item 27. The title of the issue (including coupon or yield): Fremont,CA,Ser 2010 COPs (U.S. Bank N.A. LOC) 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 357122KX7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
US BANK NATIONAL ASSOCIATION |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Goldman Sachs & Co.
Item 27. The title of the issue (including coupon or yield): Goldman Sachs & Co. 0.230000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WMF2_0.2300_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000769993
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Government National Mortgage Association |
2027-02-15 |
3.500000 |
Government Agency Debt |
$3,549,154.00 |
$3,362,534.81 |
Government National Mortgage Association |
2027-05-15 |
2.500000 |
Government Agency Debt |
$3,482,844.00 |
$3,384,014.72 |
Government National Mortgage Association |
2027-07-20 |
3.000000 |
Government Agency Debt |
$3,308,362.00 |
$3,287,559.24 |
Government National Mortgage Association |
2027-08-15 |
6.500000 |
Government Agency Debt |
$163,000,000.00 |
$3,349,814.84 |
Government National Mortgage Association |
2032-07-15 |
6.500000 |
Government Agency Debt |
$8,199,452.00 |
$3,211,196.34 |
Government National Mortgage Association |
2037-07-15 |
6.500000 |
Government Agency Debt |
$12,300,000.00 |
$3,359,336.41 |
Government National Mortgage Association |
2039-01-15 |
6.500000 |
Government Agency Debt |
$9,000,000.00 |
$3,256,206.64 |
Government National Mortgage Association |
2039-02-15 |
6.000000 |
Government Agency Debt |
$11,500,000.00 |
$3,372,532.65 |
Government National Mortgage Association |
2039-04-15 |
5.000000 |
Government Agency Debt |
$3,784,012.00 |
$3,210,312.05 |
Government National Mortgage Association |
2040-05-15 |
5.000000 |
Government Agency Debt |
$3,519,008.00 |
$3,212,347.80 |
Government National Mortgage Association |
2042-09-15 |
3.500000 |
Government Agency Debt |
$3,114,222.00 |
$3,360,555.91 |
Government National Mortgage Association |
2042-10-15 |
3.500000 |
Government Agency Debt |
$2,270,185.00 |
$2,438,139.73 |
Government National Mortgage Association |
2042-12-20 |
3.500000 |
Government Agency Debt |
$991,285.00 |
$1,070,671.24 |
Government National Mortgage Association |
2043-01-15 |
3.500000 |
Government Agency Debt |
$3,006,090.00 |
$3,277,013.52 |
Government National Mortgage Association |
2043-02-20 |
4.000000 |
Government Agency Debt |
$2,889,184.00 |
$3,197,765.11 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $45,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $45,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.27%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $45,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $45,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: ING Financial Markets LLC
Item 27. The title of the issue (including coupon or yield): ING Financial Markets LLC 0.290000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WGL6_0.2900_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000877559
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
AMERIPRISE FINANCIAL 7.518 |
2066-06-01 |
7.517999 |
Other Instrument - Corporate Bond |
$300,000.00 |
$343,643.30 |
CB BK OF AMER CORPORATION 5.25 |
2015-12-01 |
5.250000 |
Other Instrument - Corporate Bond |
$513,000.00 |
$564,111.53 |
CELGENE CORP 1.900 |
2017-08-15 |
1.899999 |
Other Instrument - Corporate Bond |
$1,000,000.00 |
$1,018,716.10 |
DTE ENERGY COMPANY 7.625 |
2014-05-15 |
7.625000 |
Other Instrument - Corporate Bond |
$489,000.00 |
$539,900.11 |
GOLDCORP INC 3.700 |
2023-03-15 |
3.700000 |
Other Instrument - Corporate Bond |
$500,000.00 |
$502,851.13 |
HESS CORP 8.125 |
2019-02-15 |
8.125000 |
Other Instrument - Corporate Bond |
$19,186,600.00 |
$25,042,411.71 |
HOSPIRA INC |
2014-06-15 |
5.900000 |
Other Instrument - Corporate Bond |
$1,205,000.00 |
$1,293,676.57 |
NOMURA HOLDINGS INC 6.700 |
2020-03-04 |
6.700000 |
Other Instrument - Corporate Bond |
$990,000.00 |
$1,189,600.48 |
ROGERS COMMUNICATION 3.000 |
2023-03-15 |
3.000000 |
Other Instrument - Corporate Bond |
$1,000,000.00 |
$1,005,930.07 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $30,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $30,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .85%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $30,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $30,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Jp Morgan Chase Bank Na Unsecured 03/19 Var
Item 27. The title of the issue (including coupon or yield): JP Morgan Chase Bank NA 0.361100%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 48125LJB9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-07
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $25,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $24,994,800.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $24,994,800.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: JP Morgan Clearing Corp.
Item 27. The title of the issue (including coupon or yield): JP Morgan Clearing Corp. 0.550000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04E744_0.5500_M130410_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001168163
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ALCATEL-LUCENT USA INC |
2025-06-15 |
NA |
Other Instrument - Convertible Bond |
$6,143,000.00 |
$6,220,119.22 |
CGG |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$221,879.11 |
D R HORTON INC |
2014-05-15 |
NA |
Other Instrument - Convertible Bond |
$3,286,000.00 |
$6,221,166.92 |
MELCO CROWN ENTERTAINMENT |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,969.75 |
SILVER WHEATON CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,990.40 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-10
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $15,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $15,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? Yes
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $15,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $15,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: JP Morgan Clearing Corp.
Item 27. The title of the issue (including coupon or yield): JP Morgan Clearing Corp. 0.707100%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04PYU1_0.7071_M130603_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001168163
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ALCOA INC |
2014-03-15 |
NA |
Other Instrument - Convertible Bond |
$4,497,000.00 |
$6,220,394.30 |
ANGLOGOLD ASHANTI |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,964.96 |
ARM HLDGS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,984.34 |
COMCAST CORP(NEW) |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$655,243.82 |
COSAN LTD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,965.20 |
DYNEGY INC(NEW) |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,434,842.64 |
LENNAR CORP |
2020-12-15 |
NA |
Other Instrument - Convertible Bond |
$3,177,000.00 |
$6,221,976.59 |
NOVO-NORDISK AS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,974.16 |
OMNICARE INC |
2025-12-15 |
NA |
Other Instrument - Convertible Bond |
$3,850,000.00 |
$6,222,805.05 |
SONY CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,976.72 |
TELEFLEX INC |
2017-08-01 |
NA |
Other Instrument - Convertible Bond |
$4,301,000.00 |
$6,220,119.10 |
TOYOTA MOTOR CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,734,038.90 |
ULTRAPAR PARTICIPACOES SA |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,970.34 |
VIMPELCOM LTD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,962.80 |
YOUKU TUDOU |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,966.70 |
YPF SOCIEDAD ANONIMA |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,733,970.24 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $40,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $40,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? Yes
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $40,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $40,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: JP Morgan Clearing Corp.
Item 27. The title of the issue (including coupon or yield): JP Morgan Clearing Corp. 0.320000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WGW2_0.3200_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001168163
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ALTISOURCE PORTFOLIO |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,191,182.59 |
AMAG PHARMACEUTICALS INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,135.60 |
AMAZON COM INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,175.00 |
AMERICAN INTERNATIONAL GROUP INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,146.25 |
AMGEN |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,187.45 |
ANGLOGOLD ASHANTI |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,131.04 |
APPLE INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,399.04 |
ARM HLDGS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,149.88 |
BOEING CO |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,157.80 |
CABLEVISION SYSTEMS CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,128.28 |
CARDINAL HEALTH INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,142.52 |
CASH AMERICA INTERNATIONAL INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$277,757.20 |
CGG |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$585,052.76 |
CH ROBINSON WORLDWIDE INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,131.60 |
CHICOS FAS INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,120.76 |
CITRIX SYSTEMS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,138.60 |
COMCAST CORP(NEW) |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,120.62 |
COPART INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$24,650.99 |
COSAN LTD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,131.40 |
CSR PLC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$609,586.50 |
CYMER INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,145.60 |
DYNEGY INC(NEW) |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,135.36 |
EAGLE MATERIALS COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,165.80 |
EMBOTELLADORA ANDINA SA |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$122,970.25 |
FEDEX CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,173.25 |
GOLDCORP INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$733,106.52 |
GRUMA SAB DE CV |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$242,905.52 |
ICON PLC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,122.50 |
INTERXION HLDG NV |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$265,588.38 |
JPMORGAN CHASE & CO |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,124.83 |
MAXIMUS INC |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$147,599.76 |
MELCO CROWN ENTERTAINMENT |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,129.67 |
NOVO-NORDISK AS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,133.12 |
SILVER WHEATON CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,138.60 |
SONY CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,131.04 |
TOYOTA MOTOR CORP |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,191.30 |
ULTRAPAR PARTICIPACOES SA |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,133.10 |
VIMPELCOM LTD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,122.00 |
YOUKU TUDOU |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,133.26 |
YPF SOCIEDAD ANONIMA |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,260,120.24 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $40,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $40,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $40,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $40,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: JP Morgan Securities LLC
Item 27. The title of the issue (including coupon or yield): JP Morgan Securities LLC 0.500000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04RG11_0.5000_M130614_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001168163
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
144A ARCH COAL INC 9.875 |
2019-06-15 |
9.875000 |
Other Instrument - Corporate Bond |
$90,000.00 |
$95,385.32 |
144A BUMBLE BEE ACQUISITO |
2017-12-15 |
9.000000 |
Other Instrument - Corporate Bond |
$584,000.00 |
$657,437.97 |
144A CLAIRE'S STORES INC |
2020-03-15 |
6.125000 |
Other Instrument - Corporate Bond |
$3,370,000.00 |
$3,444,853.73 |
144A CONVATEC HEALTHCARE |
2018-12-15 |
10.500000 |
Other Instrument - Corporate Bond |
$550,000.00 |
$628,650.00 |
144A EXTERRAN PARTNERS/EX |
2021-04-01 |
6.000000 |
Other Instrument - Corporate Bond |
$15,000.00 |
$14,943.75 |
144A HERCULES OFFSHORE LL |
2017-10-15 |
10.500000 |
Other Instrument - Corporate Bond |
$250,000.00 |
$282,770.81 |
144A LINN ENERGY LLC/FIN |
2019-11-01 |
6.250000 |
Other Instrument - Corporate Bond |
$520,000.00 |
$534,047.23 |
144A LIVE NATION ENTERTAI |
2020-09-01 |
7.000000 |
Other Instrument - Corporate Bond |
$430,000.00 |
$465,427.22 |
144A LYNX II CORP 6.375 |
2023-04-15 |
6.375000 |
Other Instrument - Corporate Bond |
$21,000.00 |
$22,183.88 |
144A MAXIM CRANE WORKS LP |
2015-04-15 |
12.250000 |
Other Instrument - Corporate Bond |
$275,000.00 |
$303,970.47 |
144A PALACE ENT HLDG LLC/ |
2017-04-15 |
8.875000 |
Other Instrument - Corporate Bond |
$475,000.00 |
$507,013.01 |
144A SAWGRASS MERG SUB 8. |
2020-12-15 |
8.750000 |
Other Instrument - Corporate Bond |
$775,000.00 |
$826,397.59 |
144A UPC HOLDING BV 9.875 |
2018-04-15 |
9.875000 |
Other Instrument - Corporate Bond |
$1,825,000.00 |
$2,121,036.71 |
144A WIND ACQUISITION HOL |
2017-07-15 |
NA |
Other Instrument - Corporate Bond |
$4,000,493.00 |
$4,150,511.58 |
ADVANCED MICRO DEVIC 8.125 |
2017-12-15 |
8.125000 |
Other Instrument - Corporate Bond |
$900,000.00 |
$920,984.32 |
ALERIS INTL INC 7.625 |
2018-02-15 |
7.625000 |
Other Instrument - Corporate Bond |
$155,000.00 |
$169,716.93 |
AMC ENTERTAINMENT IN 8.750 |
2019-06-01 |
8.750000 |
Other Instrument - Corporate Bond |
$500,000.00 |
$562,968.73 |
AMERENENERGY GENERAT 6.300 |
2020-04-01 |
6.299999 |
Other Instrument - Corporate Bond |
$1,760,000.00 |
$1,333,948.06 |
AMERENENERGY GENERAT 7.000 |
2018-04-15 |
7.000000 |
Other Instrument - Corporate Bond |
$1,259,000.00 |
$1,028,498.06 |
AMERICAN AXLE & MFG 6.625 |
2022-10-15 |
6.625000 |
Other Instrument - Corporate Bond |
$1,917,000.00 |
$1,987,975.51 |
ARCH COAL INC. |
2016-08-01 |
8.750000 |
Other Instrument - Corporate Bond |
$20,000.00 |
$21,077.08 |
CAESARS ENTERTAINMEN 8.500 |
2020-02-15 |
8.500000 |
Other Instrument - Corporate Bond |
$453,000.00 |
$460,734.73 |
CLEAR CHANNEL WORLDW 7.625 |
2020-03-15 |
7.625000 |
Other Instrument - Corporate Bond |
$687,000.00 |
$719,193.62 |
DAVITA INC 5.750 |
2022-08-15 |
5.750000 |
Other Instrument - Corporate Bond |
$1,350,000.00 |
$1,410,468.79 |
DYNACAST INTL LLC/FI 9.250 |
2019-07-15 |
9.250000 |
Other Instrument - Corporate Bond |
$99,000.00 |
$109,461.68 |
EASTON-BELL SPORTS I 9.750 |
2016-12-01 |
9.750000 |
Other Instrument - Corporate Bond |
$97,000.00 |
$106,147.26 |
FERRELLGAS LP/FERREL 9.125 |
2017-10-01 |
9.125000 |
Other Instrument - Corporate Bond |
$1,000.00 |
$1,093.03 |
HARRAHS OPERATING CO 11.250 |
2017-06-01 |
11.250000 |
Other Instrument - Corporate Bond |
$810,000.00 |
$891,253.10 |
HERTZ CORP 6.750 |
2019-04-15 |
6.750000 |
Other Instrument - Corporate Bond |
$26,000.00 |
$28,431.00 |
HERTZ CORP 7.500 |
2018-10-15 |
7.500000 |
Other Instrument - Corporate Bond |
$3,000,000.00 |
$3,318,750.14 |
HUDBAY MINERALS INC 9.500 |
2020-10-01 |
9.500000 |
Other Instrument - Corporate Bond |
$300,000.00 |
$333,261.04 |
INTELSAT JACKSON HLD 7.250 |
2020-10-15 |
7.250000 |
Other Instrument - Corporate Bond |
$63,000.00 |
$71,400.88 |
INTELSAT JACKSON HLD 7.500 |
2021-04-01 |
7.500000 |
Other Instrument - Corporate Bond |
$2,658,000.00 |
$2,991,357.42 |
ISLE OF CAPRI CASINO 7.750 |
2019-03-15 |
7.750000 |
Other Instrument - Corporate Bond |
$998,000.00 |
$1,089,836.71 |
KAR HOLDINGS INC 6.801 |
2014-05-01 |
4.273250 |
Other Instrument - Corporate Bond |
$1,110,000.00 |
$1,117,521.33 |
LIN TELEVISION CORP 8.375 |
2018-04-15 |
8.375000 |
Other Instrument - Corporate Bond |
$1,350,000.00 |
$1,520,259.39 |
MEDIACOM LLC/CAPTL C 9.125 |
2019-08-15 |
9.125000 |
Other Instrument - Corporate Bond |
$500,000.00 |
$572,953.10 |
MICHAELS STORES INC 7.750 |
2018-11-01 |
7.750000 |
Other Instrument - Corporate Bond |
$20,000.00 |
$22,108.33 |
NOVELIS INC 8.375 |
2017-12-15 |
8.375000 |
Other Instrument - Corporate Bond |
$802,000.00 |
$908,975.11 |
OASIS PETROLEUM INC 6.875 |
2023-01-15 |
6.875000 |
Other Instrument - Corporate Bond |
$33,000.00 |
$36,841.98 |
PENN VIRGINIA RESOUR 8.375 |
2020-06-01 |
8.375000 |
Other Instrument - Corporate Bond |
$1,650,000.00 |
$1,751,016.62 |
PINNACLE ENTERTAINME 7.750 |
2022-04-01 |
7.750000 |
Other Instrument - Corporate Bond |
$81,000.00 |
$87,231.93 |
RBS GLOBAL & REXNORD 8.500 |
2018-05-01 |
8.500000 |
Other Instrument - Corporate Bond |
$625,000.00 |
$690,321.18 |
SANDRIDGE ENERGY INC 8.750 |
2020-01-15 |
8.750000 |
Other Instrument - Corporate Bond |
$600,000.00 |
$669,875.05 |
STALLION OILFIELD HL 10.500 |
2015-02-15 |
10.500000 |
Other Instrument - Corporate Bond |
$75,000.00 |
$80,131.25 |
SUNGARD DATA SYSTEMS 7.375 |
2018-11-15 |
7.375000 |
Other Instrument - Corporate Bond |
$2,904,000.00 |
$3,187,593.75 |
US AIRWAYS 2011-1C P 10.875 |
2014-10-22 |
10.875000 |
Other Instrument - Corporate Bond |
$510,000.00 |
$559,369.08 |
US AIRWAYS 2012-1C P 9.125 |
2015-10-01 |
9.125000 |
Other Instrument - Corporate Bond |
$3,850,000.00 |
$4,263,928.53 |
W & T OFFSHORE INC 8.500 |
2019-06-15 |
8.500000 |
Other Instrument - Corporate Bond |
$250,000.00 |
$275,170.15 |
WEST CORP 7.875 |
2019-01-15 |
7.875000 |
Other Instrument - Corporate Bond |
$289,000.00 |
$309,934.44 |
WEST CORP 8.625 |
2018-10-01 |
8.625000 |
Other Instrument - Corporate Bond |
$34,000.00 |
$37,124.46 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-14
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-14
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $45,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $45,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.27%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? Yes
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $45,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $45,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Kansas Department of Transportation,Highway Ser 2004 C-4
Item 27. The title of the issue (including coupon or yield): Kansas Department of Transportation,Highway Ser 2004 C-4 (JP Morgan Chase Bank N.A. SPA) 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 485424LG8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
JPMorgan Chase Bank NA |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $46,550,000.00
Item 41. The total current amortized cost, to the nearest cent: $46,550,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.32%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $46,550,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $46,550,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Loudoun County Industrial Development Authority,VA,Howard Hughes Medical Institute Ser 2003 D
Item 27. The title of the issue (including coupon or yield): Loudoun County Industrial Development Authority,VA,Howard Hughes Medical Institute Ser 2003 D 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 545910AH4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $11,200,000.00
Item 41. The total current amortized cost, to the nearest cent: $11,200,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .32%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $11,200,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $11,200,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Maryland Department of Housing & Community Development,Community Development Administration Residential 2004 Ser F (AMT)
Item 27. The title of the issue (including coupon or yield): Maryland Department of Housing & Community Development,Community Development 0.120000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 57419NU85
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
STATE STREET BANK AND TRUST COMP |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $20,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $20,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .57%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $20,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $20,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Maryland Department of Housing & Community Development,Community Development Administration Residential 2006 Ser G (AMT)
Item 27. The title of the issue (including coupon or yield): Maryland Department of Housing & Community Development,Community Development 0.140000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 57419PBU2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
STATE STREET BANK AND TRUST COMP |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $19,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $19,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .54%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $19,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $19,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Merrill Lynch Pierce Fenner & Smith
Item 27. The title of the issue (including coupon or yield): Merrill Lynch Pierce Fenner & Smith 0.590000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP031RU3_0.5900_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000065100
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
AK STL CORP NOTE 5. |
2019-11-15 |
5.000000 |
Other Instrument - Convertible Bond |
$750,000.00 |
$722,604.17 |
AMERICA MOVIL SAB DE CV SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$344,012.40 |
ASPEN INSURANCE HOLDINGS LTDPFD PRP |
2049-01-01 |
NA |
Other Instrument - Convertible Preferred Stock |
$42,500.00 |
$2,499,850.00 |
BP PLC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$755,355.24 |
BRF-BRASIL FOODS S A SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$775,950.45 |
BUNGE LIMITED PREF PER |
2049-01-01 |
NA |
Other Instrument - Convertible Preferred Stock |
$14,000.00 |
$1,473,794.00 |
CITIGROUP CAP VIII TRUPS 6. |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$5,093.00 |
$128,038.02 |
CITIGROUP CAP XI CAP TRUP |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$8.00 |
$202.08 |
CMS ENERGY CORP NOTE 5. |
2029-06-15 |
5.500000 |
Other Instrument - Convertible Bond |
$1,244,000.00 |
$2,499,800.72 |
CORPORATE BACKED TR CTFS 04-4 CL |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$30.00 |
$742.50 |
CPFL ENERGIA S A SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$771,171.72 |
CTRIP COM INTL LTD AMERICAN |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$775,183.55 |
DDR CORP DEPOSITA |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$29,832.00 |
$749,976.48 |
GMAC INC NT 7.375 |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$17,481.00 |
$439,996.77 |
GRUPO TELEVISA SA SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$221,021.43 |
INTERCONTINENTAL HTLS GRP PLSPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$319,267.29 |
KB HOME NOTE 1. |
2019-02-01 |
1.375000 |
Other Instrument - Convertible Bond |
$894,660.00 |
$986,637.39 |
KILROY RLTY CORP PFD-H |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$154.00 |
$4,010.16 |
LENNAR CORP NOTE 3. |
2021-11-15 |
3.250000 |
Other Instrument - Convertible Bond |
$1,309,000.00 |
$2,499,544.59 |
MEDTRONIC INC NOTE 1. |
2013-04-15 |
1.625000 |
Other Instrument - Convertible Bond |
$2,481,000.00 |
$2,499,254.30 |
MERITAGE HOMES CORP NOTE 1. |
2032-09-15 |
1.875000 |
Other Instrument - Convertible Bond |
$624,000.00 |
$703,595.62 |
MOBILE TELESYSTEMS OJSC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$642,983.04 |
MONTPELIER RE HOLDINGS LTD PFD NON |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$19,588.00 |
$555,711.56 |
MORGAN STANLEY CAP TR III CAP SECS |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$526.00 |
$13,234.16 |
MORGAN STANLEY CAP TR VI CAP SECS |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$1,440.00 |
$36,576.00 |
MORGAN STANLEY CAP TR VII CAP SECS |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$2.00 |
$50.46 |
NATIONAL RURAL UTILS COOP FISU NT 44 |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$363.00 |
$9,343.62 |
NORTHSTAR RLTY FIN CORP PFD SER |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$568.00 |
$14,688.48 |
OMNICARE CAP TR I PIERS |
2049-01-01 |
NA |
Other Instrument - Convertible Preferred Stock |
$12,250.00 |
$588,000.00 |
PACIFIC GAS & ELEC CO PFD 1ST |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$200.00 |
$5,072.00 |
PETROLEO BRASILEIRO SA PETROSPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$749,998.00 |
PHOENIX COS INC NEW QUIBS 20 |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$18,282.00 |
$430,541.10 |
PROLOGIS INC PFD M 6. |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$500.00 |
$12,495.00 |
PROLOGIS INC PFD SER |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$30.00 |
$752.10 |
PS BUSINESS PKS INC CALIF S R1/100 |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$30.00 |
$754.50 |
PUBLIC STORAGE PFD SHS |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$12.00 |
$329.64 |
RBS CAP FDG TR VII PFD TR 6 |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$91.00 |
$1,908.27 |
RYANAIR HLDGS PLC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$737,025.04 |
STEWART ENTERPRISES INC NOTE 3. |
2014-07-15 |
3.125000 |
Other Instrument - Convertible Bond |
$10,000.00 |
$10,500.87 |
TEVA PHARMACEUTICAL INDS LTDADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$107,993.00 |
TEXTRON INC NOTE 4. |
2013-05-01 |
4.500000 |
Other Instrument - Convertible Bond |
$1,103,000.00 |
$2,499,260.12 |
UBS PFD FDG TR IV PFD TR F |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$41,896.00 |
$669,498.08 |
VORNADO RLTY TR PFD SER |
2049-01-01 |
NA |
Other Instrument - Preferred Stock |
$30.00 |
$764.70 |
WELLS FARGO & CO NEW PERP PFD |
2049-01-01 |
NA |
Other Instrument - Convertible Preferred Stock |
$1,000.00 |
$1,285,880.00 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $25,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $25,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $25,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Mizuho Securities USA, Inc.
Item 27. The title of the issue (including coupon or yield): Mizuho Securities USA, Inc. 0.370000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFE3_0.3700_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000812291
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
3M CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,961.34 |
ACE LTD SHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,511,055.70 |
ALLIANT ENERGY CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,514,096.58 |
ALLSCRIPTS HEALTHCARE SOLUTNCOM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$853,918.56 |
AMERICAN CAPITAL AGENCY CORPCOM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$666,455.00 |
AUTODESK INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,495,953.36 |
BANK OF AMERICA CORPORATION COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,997.27 |
CABOT OIL & GAS CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$198,657.21 |
CAPITAL ONE FINL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$186,388.00 |
CARDINAL HEALTH INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,487,837.41 |
CARNIVAL CORP PAIRED C |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$367,475.01 |
CATERPILLAR INC DEL COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$104,280.00 |
CHEVRON CORP NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,486,029.16 |
CISCO SYS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,260.08 |
CONSOLIDATED GRAPHICS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$802,363.11 |
CRAY INC COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,391,005.35 |
CTRIP COM INTL LTD AMERICAN |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,532,514.20 |
DIAGEO P L C SPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$123,430.00 |
EASTERN INS HLDGS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$466,948.44 |
GRIFOLS S A SP ADR R |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,384,473.24 |
LIBERTY GLOBAL INC COM SER |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,536,824.84 |
MARATHON OIL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,977.04 |
MEDTRONIC INC NOTE 1. |
2013-04-15 |
1.625000 |
Other Instrument - Convertible Bond |
$2,768,000.00 |
$2,788,365.95 |
MICROSOFT CORP NOTE |
2013-06-15 |
NA |
Other Instrument - Convertible Bond |
$2,183,000.00 |
$2,181,646.54 |
NEW ORIENTAL ED & TECH GRP ISPON ADR |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,557,742.42 |
NEWS CORP CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,982.37 |
NICE SYS LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$294,640.00 |
NOBLE CORPORATION BAAR NAMEN -A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,554,902.42 |
ORACLE CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$282,022.65 |
PNC FINL SVCS GROUP INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,138,468.00 |
PROCTER & GAMBLE CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$947,838.00 |
PVH CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,512,852.27 |
ROYAL DUTCH SHELL PLC SPONS AD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,495,840.71 |
RYANAIR HLDGS PLC SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,488,887.00 |
SIEMENS A G SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,473,398.10 |
SIMON PPTY GROUP INC NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$835,959.20 |
STEINER LEISURE LTD ORD |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,479,900.00 |
TIME WARNER INC COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,958.81 |
TOTAL SYS SVCS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$98,034.30 |
TRAVELERS COMPANIES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,493,156.70 |
TYCO INTERNATIONAL LTD SHS |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,499,976.26 |
UNUM GROUP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$694,199.17 |
US BANCORP DEL COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,508,464.32 |
VIMPELCOM LTD SPONSORE |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,520,607.00 |
XILINX INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$770,802.45 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $50,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $50,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $50,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $50,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: National Australia Bank
Item 27. The title of the issue (including coupon or yield): National Australia Bank 0.292000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 63253TRV2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-09
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $70,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $70,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.98%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $70,035,700.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $70,035,700.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: National Australia Bank
Item 27. The title of the issue (including coupon or yield): National Australia Bank 0.300000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 63253TSU3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-11
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $53,600,000.00
Item 41. The total current amortized cost, to the nearest cent: $53,600,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.52%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $53,626,800.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $53,626,800.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: New York City Municipal Water Finance Authority,NY,Second General Fiscal 2010 Ser CC
Item 27. The title of the issue (including coupon or yield): New York City Municipal Water Finance Authority,NY,Second General Fiscal 2010 Ser CC (Barclays Bank PLC SPA) 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 64972FK62
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Barclays Bank Plc |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $52,200,000.00
Item 41. The total current amortized cost, to the nearest cent: $52,200,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.48%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $52,200,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $52,200,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: New York City,NY,Fiscal 2010 Subser G-4
Item 27. The title of the issue (including coupon or yield): New York City,NY,Fiscal 2010 Subser G-4 (Barclays Bank PLC LiqFac) 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 64966HXT2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Barclays Bank Plc |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $23,700,000.00
Item 41. The total current amortized cost, to the nearest cent: $23,700,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .67%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $23,700,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $23,700,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: New York State Housing Finance Agency,Chelsea Apartments 2003 Ser A (AMT)
Item 27. The title of the issue (including coupon or yield): New York State Housing Finance Agency,Chelsea Apartments 2003 Ser A (AMT) (Fannie Mae LiqFac) 0.130000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 64986MQM0
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Fannie Mae |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $45,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $45,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.27%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $45,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $45,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: New York State Housing Finance Agency,Related-Taconic West 17th Street Ser 2009 A
Item 27. The title of the issue (including coupon or yield): New York State Housing Finance Agency,Related-Taconic West 17th Street Ser 2009 A (Fannie Mae LiqFac) 0.110000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 64986M4E2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Fannie Mae |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $17,150,000.00
Item 41. The total current amortized cost, to the nearest cent: $17,150,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .49%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $17,150,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $17,150,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Nordea North America, Inc.
Item 27. The title of the issue (including coupon or yield): Nordea North America, Inc. 0.310000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 6555P0T58
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-05
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $13,300,000.00
Item 41. The total current amortized cost, to the nearest cent: $13,292,675.76
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .38%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $13,295,478.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $13,295,478.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Nordea North America, Inc.
Item 27. The title of the issue (including coupon or yield): Nordea North America, Inc. 0.300400%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 6555P0TC3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-12
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $4,600,000.00
Item 41. The total current amortized cost, to the nearest cent: $4,597,240.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $4,598,206.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $4,598,206.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: NRW Bank
Item 27. The title of the issue (including coupon or yield): NRW Bank 0.175000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 62939LR35
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $100,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $99,999,027.78
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 2.83%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $99,998,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $99,998,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: NRW Bank
Item 27. The title of the issue (including coupon or yield): NRW Bank 0.165000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 62939LR43
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $24,999,656.25
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $24,999,250.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $24,999,250.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: NRW Bank
Item 27. The title of the issue (including coupon or yield): NRW Bank 0.170000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 62939LR43
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $9,999,858.33
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $9,999,700.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $9,999,700.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Nuveen Premium Income Municipal Fund 2 Inc,OT,VRDP Ser 1-4895 (AMT)
Item 27. The title of the issue (including coupon or yield): Nuveen Premium Income Municipal Fund 2 Inc,OT,VRDP Ser 1-4895 (AMT) (Barclays Bank PLC LiqFac) 0.220000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 67063W847
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Investment Company
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Barclays Bank Plc |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Oversea Chinese Banking Corporation
Item 27. The title of the issue (including coupon or yield): Oversea Chinese Banking Corporation 0.220200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 69033QUN6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-22
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-22
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $23,200,000.00
Item 41. The total current amortized cost, to the nearest cent: $23,184,120.89
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .66%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $23,182,368.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $23,182,368.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Rabobank USA Financial Corp.
Item 27. The title of the issue (including coupon or yield): Rabobank USA Financial Corp. 0.381000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 74977KR50
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-05
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $40,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $39,998,333.33
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $39,998,800.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $39,998,800.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: RBS Securities Inc.
Item 27. The title of the issue (including coupon or yield): RBS Securities, Inc. 0.510000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFF0_0.5100_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000808379
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Home Loan Mortgage Corp. |
2023-04-01 |
2.500000 |
Government Agency Debt |
$5,458,373.00 |
$5,664,693.39 |
Federal Home Loan Mortgage Corp. |
2027-08-01 |
3.000000 |
Government Agency Debt |
$5,433,268.00 |
$5,396,283.91 |
Federal Home Loan Mortgage Corp. |
2028-01-01 |
3.000000 |
Government Agency Debt |
$5,388,896.00 |
$5,705,926.16 |
Federal Home Loan Mortgage Corp. |
2028-02-01 |
2.500000 |
Government Agency Debt |
$1,424,665.00 |
$1,468,354.28 |
Federal Home Loan Mortgage Corp. |
2028-02-01 |
3.000000 |
Government Agency Debt |
$5,358,793.00 |
$5,666,357.63 |
Federal Home Loan Mortgage Corp. |
2028-03-01 |
2.500000 |
Government Agency Debt |
$5,458,898.00 |
$5,666,196.14 |
Federal Home Loan Mortgage Corp. |
2028-03-01 |
2.500000 |
Government Agency Debt |
$5,473,249.00 |
$5,659,952.99 |
Federal Home Loan Mortgage Corp. |
2028-03-01 |
2.500000 |
Government Agency Debt |
$5,453,500.00 |
$5,621,597.74 |
Federal Home Loan Mortgage Corp. |
2033-01-01 |
2.500000 |
Government Agency Debt |
$5,465,559.00 |
$5,473,894.87 |
Federal Home Loan Mortgage Corp. |
2033-02-01 |
3.500000 |
Government Agency Debt |
$5,523,251.00 |
$5,963,314.48 |
Federal Home Loan Mortgage Corp. |
2036-07-01 |
5.000000 |
Government Agency Debt |
$5,339,447.00 |
$5,196,117.62 |
Federal Home Loan Mortgage Corp. |
2041-07-01 |
4.000000 |
Government Agency Debt |
$5,383,791.00 |
$4,105,879.60 |
Federal Home Loan Mortgage Corp. |
2041-08-01 |
4.000000 |
Government Agency Debt |
$5,522,323.00 |
$2,706,165.11 |
Federal Home Loan Mortgage Corp. |
2041-10-01 |
4.000000 |
Government Agency Debt |
$5,443,990.00 |
$5,673,929.34 |
Federal Home Loan Mortgage Corp. |
2042-08-01 |
3.500000 |
Government Agency Debt |
$5,400,000.00 |
$5,223,355.94 |
Federal Home Loan Mortgage Corp. |
2042-11-01 |
4.000000 |
Government Agency Debt |
$1,360,000.00 |
$1,485,287.16 |
Federal Home Loan Mortgage Corp. |
2043-01-01 |
3.000000 |
Government Agency Debt |
$5,501,318.00 |
$5,657,406.91 |
Federal Home Loan Mortgage Corp. |
2043-04-01 |
3.500000 |
Government Agency Debt |
$5,445,065.00 |
$5,807,331.61 |
Federal Home Loan Mortgage Corp. |
2043-04-01 |
3.500000 |
Government Agency Debt |
$5,375,370.00 |
$5,727,960.51 |
GCB ROYAL BANK OF SCOT |
2031-09-30 |
NA |
Other Instrument - Corporate Bond |
$8,950,000.00 |
$9,307,999.66 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $100,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $100,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 2.83%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $100,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $100,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Royal Bank of Canada
Item 27. The title of the issue (including coupon or yield): Royal Bank of Canada 0.355000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 78009NHF6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-11
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $48,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $48,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.36%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $48,014,880.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $48,014,880.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Royal Bank of Canada
Item 27. The title of the issue (including coupon or yield): Royal Bank of Canada 0.350500%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 78009NHK5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-26
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-26
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $13,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $13,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .37%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $13,004,680.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $13,004,680.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Royal Bank of Canada
Item 27. The title of the issue (including coupon or yield): Royal Bank of Canada 0.374500%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 78009NLP9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $55,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $54,994,865.73
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.56%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $54,989,550.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $54,989,550.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Santa Clara Valley Transportation Authority,CA,Measure A Sales Tax Ser 2008 A
Item 27. The title of the issue (including coupon or yield): Santa Clara Valley Transportation Authority,CA,Measure A Sales Tax Ser 2008 A (JP Morgan Chase Bank N.A. SPA) 0.100000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 80168NDQ9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
JPMorgan Chase Bank NA |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $22,945,000.00
Item 41. The total current amortized cost, to the nearest cent: $22,945,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .65%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $22,945,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $22,945,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: SG Americas Securities
Item 27. The title of the issue (including coupon or yield): SG Americas Securities 0.360000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFS2_0.3600_M130404_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0001261467
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ADVANCE AUTO PARTS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,295,463.52 |
AMERICAN INTL GROUP INC COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,078,076.25 |
AMERICAN TOWER CORP NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$113,522.22 |
ANADARKO PETE CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,412,082.84 |
APPLE INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,308,771.60 |
BROADCOM CORP CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$412,146.72 |
CAPITAL ONE FINL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,205,108.06 |
CISCO SYS INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,201,536.89 |
DISCOVER FINL SVCS COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,273,743.64 |
EBAY INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,290,346.67 |
EXXON MOBIL CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$133,605.50 |
GENERAL ELECTRIC CO COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,283,320.50 |
GOOGLE INC CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,254,557.58 |
HOME DEPOT INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$533,101.10 |
MARATHON PETE CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$579,806.22 |
MERCK & CO INC NEW COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$680,992.20 |
MICROSOFT CORP COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,270,124.90 |
MONDELEZ INTL INC CL A |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,338,647.45 |
MORGAN STANLEY COM NEW |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,263,018.27 |
NYSE EURONEXT COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,256,236.54 |
PFIZER INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$990,399.84 |
PRUDENTIAL FINL INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,227,773.81 |
QUALCOMM INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,283,456.64 |
TRAVELERS COMPANIES INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,244,297.25 |
YAHOO INC COM |
2049-01-01 |
NA |
Other Instrument - Common Stock |
$.00 |
$1,319,931.27 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $25,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $25,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $25,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Skandin Ens Banken AB
Item 27. The title of the issue (including coupon or yield): Skandin Ens Banken 0.300000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 83051HEM4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-08
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-08
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $30,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $30,000,116.26
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .85%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $30,001,800.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $30,001,800.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Skandin Ens Banken AB
Item 27. The title of the issue (including coupon or yield): Skandin Ens Banken 0.250000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 83051HFV3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-02
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-02
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $55,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $55,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.56%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $55,004,950.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $55,004,950.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Societe Generale
Item 27. The title of the issue (including coupon or yield): Societe Generale 0.210000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WM54_0.2100_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000865845
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal National Mortgage Association |
2041-12-01 |
4.000000 |
Government Agency Debt |
$31,100,000.00 |
$29,781,598.61 |
Federal National Mortgage Association |
2043-03-01 |
4.000000 |
Government Agency Debt |
$20,200,000.00 |
$21,760,667.67 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $50,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $50,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $50,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $50,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: South Carolina Jobs - Economic Development Authority,Oconee Memorial Hospital Ser 2006 A (Radian)
Item 27. The title of the issue (including coupon or yield): South Carolina Jobs - Economic Development Authority,Oconee Memorial Hospital Ser 2006 A (Radian) (Wells Fargo Bank N.A. LOC) 0.120000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 83703FAV4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $26,830,000.00
Item 41. The total current amortized cost, to the nearest cent: $26,830,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .76%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $26,830,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $26,830,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Sumitomo Mitsui Banking Corp.
Item 27. The title of the issue (including coupon or yield): Sumitomo Mitsui Banking Corp. 0.260000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86562DR77
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-05
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $69,900,000.00
Item 41. The total current amortized cost, to the nearest cent: $69,899,961.19
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.98%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $69,900,699.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $69,900,699.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Sumitomo Mitsui Banking Corp.
Item 27. The title of the issue (including coupon or yield): Sumitomo Mitsui Banking Corp. 0.250000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86562DX70
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-10
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $22,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $22,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .62%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $22,000,440.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $22,000,440.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Sumitomo Mitsui Banking Corp.
Item 27. The title of the issue (including coupon or yield): Sumitomo Mitsui Banking Corp. 0.264000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86562KRB2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-11
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-11
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $9,999,277.78
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $9,999,400.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $9,999,400.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Svenska Handelsbanken AB
Item 27. The title of the issue (including coupon or yield): Svenska Handelsbanken AB 0.310000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86958CNA8
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-05
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $30,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $30,000,270.43
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .85%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $30,005,100.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $30,005,100.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Svenska Handelsbanken AB
Item 27. The title of the issue (including coupon or yield): Svenska Handelsbanken AB 0.305000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86958FS16
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $33,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $33,491,625.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .95%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $33,493,970.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $33,493,970.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Svenska Handelsbanken AB
Item 27. The title of the issue (including coupon or yield): Svenska Handelsbanken AB 0.258000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86958FTU1
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-28
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-28
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $33,400,000.00
Item 41. The total current amortized cost, to the nearest cent: $33,379,180.67
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .94%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $33,380,962.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $33,380,962.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Svenska Handelsbanken AB
Item 27. The title of the issue (including coupon or yield): Svenska Handelsbanken AB 0.250300%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86958FU54
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-05
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-05
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $16,700,000.00
Item 41. The total current amortized cost, to the nearest cent: $16,688,982.64
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .47%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $16,689,479.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $16,689,479.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Svenska Handelsbanken AB
Item 27. The title of the issue (including coupon or yield): Svenska Handelsbanken AB 0.250300%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 86958FUC9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-12
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-12
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $4,650,000.00
Item 41. The total current amortized cost, to the nearest cent: $4,646,706.25
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .13%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $4,646,791.50
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $4,646,791.50
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Swedbank AB
Item 27. The title of the issue (including coupon or yield): Swedbank AB 0.253000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 87019RS72
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-07
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-07
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $9,997,500.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $9,997,800.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $9,997,800.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Swedbank AB
Item 27. The title of the issue (including coupon or yield): Swedbank AB 0.253000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 87019RSA5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-10
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $18,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $17,995,125.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .51%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $17,995,680.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $17,995,680.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Toronto-Dominion Bank
Item 27. The title of the issue (including coupon or yield): Toronto Dominion Bank 0.302000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 89112WDG9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-19
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-19
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $32,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $32,500,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .92%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $32,507,475.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $32,507,475.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Toronto-Dominion Bank
Item 27. The title of the issue (including coupon or yield): Toronto Dominion Bank 0.280100%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 89112X5D3
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-06-13
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-06-13
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $31,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $31,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .88%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $31,013,330.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $31,013,330.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Toronto-Dominion Bank
Item 27. The title of the issue (including coupon or yield): Toronto Dominion Bank 0.300500%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 89112XR31
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-26
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-26
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $30,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $30,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .85%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $30,011,700.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $30,011,700.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: UOB Funding LLC
Item 27. The title of the issue (including coupon or yield): UOB Funding LLC 0.230200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 90319QSL4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-20
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $6,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $6,497,965.14
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .18%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $6,498,375.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $6,498,375.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: UOB Funding LLC
Item 27. The title of the issue (including coupon or yield): UOB Funding LLC 0.220200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 90319QUA5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-10
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-10
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $14,900,000.00
Item 41. The total current amortized cost, to the nearest cent: $14,890,894.44
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $14,891,209.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $14,891,209.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: UOB Funding LLC
Item 27. The title of the issue (including coupon or yield): UOB Funding LLC 0.220200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 90319QUF4
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-15
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-15
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $5,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $4,996,791.67
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $4,996,850.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $4,996,850.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: UOB Funding LLC
Item 27. The title of the issue (including coupon or yield): UOB Funding LLC 0.220200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 90319QUG2
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-07-16
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-07-16
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $5,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $4,996,761.11
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .14%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $4,996,800.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $4,996,800.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Utah Housing Corporation,Single Family Mortgage Class I 2008 Ser D-1 (AMT)
Item 27. The title of the issue (including coupon or yield): Utah Housing Corporation,Single Family Mortgage Class I 2008 Ser D-1 (AMT) (Wells Fargo Bank N.A. LiqFac) 0.170000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 917436C62
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Variable Rate Demand Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-04
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-04
Item 37. Does the security have a Demand Feature? Yes
Demand Feature issuer |
Designated NRSRO(s) for the Demand Feature or provider of the Demand Feature |
Credit rating of the Demand Feature issuer |
---|---|---|
Wells Fargo Bank NA |
N/A |
N/A |
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,815,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,815,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .31%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,815,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,815,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Bank NA
Item 27. The title of the issue (including coupon or yield): Wells Fargo Bank NA 0.343200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 94985HU44
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Note
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-20
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-20
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $51,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $51,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.44%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $50,990,106.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $50,990,106.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Bank NA
Item 27. The title of the issue (including coupon or yield): Wells Fargo Bank NA 0.230000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WKA5_0.2300_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000827124
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal Farm Credit Bank |
2031-04-17 |
5.500000 |
Government Agency Debt |
$25,000,000.00 |
$33,914,930.56 |
Federal Farm Credit Bank |
2037-08-03 |
5.700000 |
Government Agency Debt |
$2,711,000.00 |
$3,677,385.65 |
Federal Home Loan Bank |
2030-02-15 |
3.100000 |
Government Agency Debt |
$29,300,000.00 |
$29,408,417.33 |
Federal National Mortgage Association |
2025-02-14 |
7.929999 |
Government Agency Debt |
$13,200,000.00 |
$20,828,121.49 |
Federal National Mortgage Association |
2025-06-23 |
7.019999 |
Government Agency Debt |
$22,400,000.00 |
$33,215,701.00 |
Federal National Mortgage Association |
2038-08-06 |
6.210000 |
Government Agency Debt |
$21,500,000.00 |
$31,993,052.34 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $150,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $150,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 4.25%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $150,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $150,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Securities LLC
Item 27. The title of the issue (including coupon or yield): Wells Fargo Securities LLC 0.300000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04W6Y9_0.3000_M130403_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000072971
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
AGL CAPITAL CORP |
2041-03-15 |
5.875000 |
Other Instrument - Corporate Bond |
$30,266.00 |
$38,347.37 |
AMERICAN EXP CRT CP |
2015-06-12 |
1.750000 |
Other Instrument - Corporate Bond |
$400,000.00 |
$410,765.11 |
AON CORP |
2040-09-30 |
6.250000 |
Other Instrument - Corporate Bond |
$2,432,000.00 |
$3,194,341.47 |
Bank of America |
2013-08-15 |
5.000000 |
Other Instrument - Corporate Bond |
$65,000.00 |
$66,129.84 |
BARRICK NORTH AMERICA FINANCE LLC |
2021-05-30 |
4.400000 |
Other Instrument - Corporate Bond |
$300,000.00 |
$324,855.67 |
BIOMED REALTY, L.P. |
2016-04-15 |
3.850000 |
Other Instrument - Corporate Bond |
$372,000.00 |
$402,348.48 |
BNK OF AMERICA CORP |
2014-06-15 |
5.375000 |
Other Instrument - Corporate Bond |
$372,294.00 |
$396,663.80 |
BURLINGTON NORTHERN SANTA FE LLC |
2042-09-01 |
4.375000 |
Other Instrument - Corporate Bond |
$2,899,487.00 |
$2,898,417.81 |
CARDINAL HEALTH INC |
2018-03-15 |
1.700000 |
Other Instrument - Corporate Bond |
$348,806.00 |
$348,637.60 |
CB GEORGIA PACIFIC |
2028-06-01 |
7.250000 |
Other Instrument - Corporate Bond |
$51,000.00 |
$68,284.54 |
CITIGROUP INC |
2015-05-19 |
4.750000 |
Other Instrument - Corporate Bond |
$10,000.00 |
$10,904.11 |
COMCAST CORP SPL A |
2018-05-15 |
5.700000 |
Other Instrument - Corporate Bond |
$1,904,694.00 |
$2,332,656.52 |
COMCAST CORPORATION SPL A |
2015-01-15 |
6.500000 |
Other Instrument - Corporate Bond |
$690,605.00 |
$770,957.27 |
ELECTRONIC DATA SYSTEM CORP |
2013-08-01 |
6.000000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$25,670.75 |
GENERAL ELEC CAPT CORP |
2014-06-04 |
5.500000 |
Other Instrument - Corporate Bond |
$7,650.00 |
$8,229.84 |
HCP, INC. |
2020-02-01 |
2.625000 |
Other Instrument - Corporate Bond |
$10,741.00 |
$10,915.82 |
HSBC FINANCE CORP |
2015-04-15 |
5.250000 |
Other Instrument - Corporate Bond |
$1,497.00 |
$1,650.44 |
JOHN DEERE CAPITAL CO |
2013-04-03 |
4.500000 |
Other Instrument - Corporate Bond |
$451,000.00 |
$460,915.23 |
JOHN DEERE CAPITAL CO |
2013-06-17 |
1.875000 |
Other Instrument - Corporate Bond |
$11,000.00 |
$11,089.76 |
KILROY REALTY L P |
2023-01-15 |
3.799999 |
Other Instrument - Corporate Bond |
$3,588,376.00 |
$3,705,269.34 |
LINCOLN NATIONAL CORP |
2014-02-15 |
4.750000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$26,002.59 |
MACK CALI REALTY L P |
2017-12-15 |
2.500000 |
Other Instrument - Corporate Bond |
$66,000.00 |
$67,634.09 |
MELLON BANK N.A. |
2014-12-15 |
4.750000 |
Other Instrument - Corporate Bond |
$2,415,353.00 |
$2,616,093.66 |
NATIONAL-OILWELL, INC. |
2042-12-01 |
3.950000 |
Other Instrument - Corporate Bond |
$2,400,000.00 |
$2,349,346.67 |
NBCUNIVERSAL MEDIA LLC |
2021-04-01 |
4.375000 |
Other Instrument - Corporate Bond |
$10,000.00 |
$11,473.20 |
NEWS AMERICA INC |
2014-12-15 |
5.299999 |
Other Instrument - Corporate Bond |
$285,000.00 |
$311,024.46 |
ONCOR ELEC DELIVERY CO |
2015-01-15 |
6.375000 |
Other Instrument - Corporate Bond |
$306,000.00 |
$338,891.05 |
PFD HCP IJNC SERIES F |
2018-01-30 |
6.700000 |
Other Instrument - Corporate Bond |
$700,000.00 |
$859,050.11 |
PFD HCP, INC. SERIES E |
2019-02-01 |
3.750000 |
Other Instrument - Corporate Bond |
$2,403,531.00 |
$2,614,851.45 |
PHILIP MORRIS INTERNATIONAL INC,VA |
2014-03-17 |
6.875000 |
Other Instrument - Corporate Bond |
$2,215,000.00 |
$2,358,289.89 |
PNC FDG CORP |
2020-08-11 |
4.375000 |
Other Instrument - Corporate Bond |
$3,525,360.00 |
$4,017,330.35 |
SOUTHERN CALIFORNIA EDISON |
2039-03-15 |
6.049999 |
Other Instrument - Corporate Bond |
$50,000.00 |
$66,009.24 |
TOYOTA MOTOR CREDIT CO |
2015-06-17 |
3.200000 |
Other Instrument - Corporate Bond |
$354,000.00 |
$376,952.57 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $30,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $30,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .85%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $30,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $30,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Securities LLC
Item 27. The title of the issue (including coupon or yield): Wells Fargo Securities LLC 0.260000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFL7_0.2600_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000072971
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
DISCOVERY COMM LLC |
2015-06-01 |
3.700000 |
Other Instrument - Corporate Bond |
$4,384,747.00 |
$4,698,190.64 |
Federal National Mortgage Association |
2017-06-01 |
NA |
Government Agency Debt |
$8,970,000.00 |
$8,629,050.30 |
JPMORGAN CHASE & CO |
2014-05-02 |
1.030100 |
Other Instrument - Corporate Bond |
$6,400,000.00 |
$6,441,996.68 |
SABMILLER HLDGS INC |
2017-01-15 |
2.450000 |
Other Instrument - Corporate Bond |
$5,950,000.00 |
$6,227,674.93 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $25,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $25,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $25,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Securities LLC
Item 27. The title of the issue (including coupon or yield): Wells Fargo Securities LLC 0.360000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFM5_0.3600_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000072971
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
DIRECTV HLDGS LLC |
2014-10-01 |
4.750000 |
Other Instrument - Corporate Bond |
$8,412,922.00 |
$9,096,759.36 |
MARSH & MCLENNAN CORP INC |
2033-08-01 |
5.875000 |
Other Instrument - Corporate Bond |
$686,415.00 |
$816,903.92 |
SINCLAIR TELEVISON GRP INC |
2017-11-01 |
9.250000 |
Other Instrument - Corporate Bond |
$527,785.00 |
$591,921.87 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Securities LLC
Item 27. The title of the issue (including coupon or yield): Wells Fargo Securities LLC 0.300000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFN3_0.3000_M130403_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000072971
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
FIDELITY NATIONAL INFORMATION SERVICES I |
2017-07-15 |
7.625000 |
Other Instrument - Corporate Bond |
$2,132,554.00 |
$2,320,137.30 |
MARSH & MCLENNAN CORP INC |
2033-08-01 |
5.875000 |
Other Instrument - Corporate Bond |
$337,909.00 |
$402,146.20 |
VERIZON COMMUNICATIONS |
2018-04-15 |
6.099999 |
Other Instrument - Corporate Bond |
$6,339,000.00 |
$7,777,717.05 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Securities LLC
Item 27. The title of the issue (including coupon or yield): Wells Fargo Securities LLC 0.400000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WFO1_0.4000_M130403_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000072971
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Other Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
ABITIBIBOWATER INC |
2018-10-15 |
10.250000 |
Other Instrument - Corporate Bond |
$30,000.00 |
$34,500.00 |
BOISE PAPER HOLDINGS LLC |
2020-04-01 |
8.000000 |
Other Instrument - Corporate Bond |
$36,000.00 |
$41,466.00 |
CCO HOLDINGS LLC |
2018-04-30 |
7.875000 |
Other Instrument - Corporate Bond |
$20,000.00 |
$21,947.50 |
CHESAPEAKE ENERGY CORP |
2013-07-15 |
7.625000 |
Other Instrument - Corporate Bond |
$10,000.00 |
$10,342.12 |
CINCINNATI BELL INC |
2020-10-15 |
8.375000 |
Other Instrument - Corporate Bond |
$20,000.00 |
$21,558.40 |
CIT GROUP INC |
2017-08-15 |
4.250000 |
Other Instrument - Corporate Bond |
$15,000.00 |
$15,637.50 |
CIT GROUP INC |
2022-08-15 |
5.000000 |
Other Instrument - Corporate Bond |
$20,000.00 |
$21,612.84 |
COLEMAN CABLE INC |
2018-02-15 |
9.000000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$27,331.25 |
COMMERCIAL METALS COMPANY |
2018-08-15 |
7.349999 |
Other Instrument - Corporate Bond |
$15,000.00 |
$16,781.69 |
FREESCALE SEMICONDUCTOR |
2016-12-15 |
10.125000 |
Other Instrument - Corporate Bond |
$42,000.00 |
$44,476.69 |
GENERAL MOTORS ACCEPT. CORP |
2031-11-01 |
8.000000 |
Other Instrument - Corporate Bond |
$2,000.00 |
$2,580.33 |
GENWORTH FINANCIAL |
2066-11-15 |
6.150000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$23,393.02 |
GOLDMAN SACHS CAPITAL |
2043-06-01 |
4.000000 |
Other Instrument - Corporate Bond |
$10,000.00 |
$8,455.00 |
HALCON RES CORP |
2021-05-15 |
8.875000 |
Other Instrument - Corporate Bond |
$778,000.00 |
$863,585.40 |
HUNTSMAN INTERNATIONAL LLC |
2021-03-15 |
8.625000 |
Other Instrument - Corporate Bond |
$16,000.00 |
$18,049.83 |
IBM CORP |
2022-08-01 |
1.875000 |
Other Instrument - Corporate Bond |
$334,818.00 |
$321,163.70 |
LAFARGE COPPEE |
2036-07-15 |
7.125000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$26,954.95 |
LEVI STRAUSS & CO |
2022-05-01 |
6.875000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$27,375.00 |
MARSH & MCLENNAN CORP INC |
2033-08-01 |
5.875000 |
Other Instrument - Corporate Bond |
$3,515,338.00 |
$4,183,611.08 |
MICROSOFT CORPORATION |
2022-11-15 |
2.125000 |
Other Instrument - Corporate Bond |
$543,102.00 |
$535,722.83 |
OHIO EDISON COMPANY |
2036-07-15 |
6.875000 |
Other Instrument - Corporate Bond |
$3,056,966.00 |
$3,979,316.75 |
POLYONE CORP |
2020-09-15 |
7.375000 |
Other Instrument - Corporate Bond |
$20,000.00 |
$22,178.26 |
QUIKSILVER INC |
2015-04-15 |
6.875000 |
Other Instrument - Corporate Bond |
$110,000.00 |
$113,424.13 |
RADIATION THERAPY SVCS |
2017-01-15 |
8.875000 |
Other Instrument - Corporate Bond |
$16,000.00 |
$15,600.00 |
TOPS HLDGS CORP |
2017-12-15 |
8.875000 |
Other Instrument - Corporate Bond |
$32,000.00 |
$35,120.00 |
UNITED STATES STEEL CORP |
2037-06-01 |
6.650000 |
Other Instrument - Corporate Bond |
$49,983.00 |
$47,064.62 |
VULCAN MATERIALS CO |
2016-12-01 |
6.500000 |
Other Instrument - Corporate Bond |
$6,000.00 |
$6,846.75 |
WINDSTREAM CORP |
2020-10-15 |
7.750000 |
Other Instrument - Corporate Bond |
$25,000.00 |
$28,002.26 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $10,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $10,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .28%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $10,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $10,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Wells Fargo Securities LLC
Item 27. The title of the issue (including coupon or yield): Wells Fargo Securities LLC 0.230000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: [Not Provided]
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: ARP04WM47_0.2300_M130401_MGF3
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: 0000072971
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Government Agency Repurchase Agreement
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? Yes
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|---|---|---|---|---|
Federal National Mortgage Association |
2042-06-01 |
4.000000 |
Government Agency Debt |
$56,400,000.00 |
$51,543,237.39 |
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-01
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-01
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $50,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $50,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $50,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $50,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Westpac Banking Corp.
Item 27. The title of the issue (including coupon or yield): Westpac Banking Corp. 0.286600%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 96121TRG5
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-28
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-28
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $45,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $44,999,132.23
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.27%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $45,006,750.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $45,006,750.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Westpac Banking Corp.
Item 27. The title of the issue (including coupon or yield): Westpac Banking Corp. 0.305000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 96121TSA7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Certificate of Deposit
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-09
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-09
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $15,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $15,000,000.00
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $15,000,900.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $15,000,900.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Westpac Banking Corp.
Item 27. The title of the issue (including coupon or yield): Westpac Banking Corp. 0.346000%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 9612C4DS7
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-03
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-03
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $50,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $49,999,980.91
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: 1.42%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $50,000,000.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $50,000,000.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Westpac Securities NZ Ltd.
Item 27. The title of the issue (including coupon or yield): Westpac Securities NZ Ltd. 0.300400%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 96122GSH9
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-05-17
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-05-17
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $15,500,000.00
Item 41. The total current amortized cost, to the nearest cent: $15,494,058.33
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .44%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $15,498,295.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $15,498,295.00
Security. For each security held by the money market fund, disclose the following:
Item 26. The name of the issuer: Westpac Securities NZ Ltd.
Item 27. The title of the issue (including coupon or yield): Westpac Securities NZ Ltd. 0.253200%
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30: 96122JBX6
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item: [Not Provided]
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument: Financial Company Commercial Paper
Brief description: (optional): [Not Provided]
Item 32. If the security is a Repurchase agreement: is fund treating the acquisition of the repurchase agreement as the aquisition of the underlying securities (i.e. collateral) for the purposes of portfolio diversification under rule 2a-7? No
Name of the issuer |
Maturity date |
Coupon or yield |
Category of investment
|
Principal amount
|
Value of collateral |
---|
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose:
(a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security: First Tier Security
Item 34. Name of each Designated NRSRO:
Name of Designated NRSRO |
Credit rating given by the Designated NRSRO |
---|---|
N/A |
N/A |
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d): 2013-04-18
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer: 2013-04-18
Item 37. Does the security have a Demand Feature? No
Item 38. Does the security have a Guarantee? No
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? No
Item 40. The total principal amount of the security held by the series, to the nearest cent: $25,000,000.00
Item 41. The total current amortized cost, to the nearest cent: $24,997,045.88
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent: .71%
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security:
Item 44. Is this an Illiquid Security as of the date of this report? No
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent: $24,998,500.00
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent: $24,998,500.00
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