Termination of Registration of a Class of Security Under Section 12(g) (15-12g)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number:		000-51003

 

CALAMOS ASSET MANAGEMENT, INC.

(Exact name of registrant as specified in its charter)

 

2020 Calamos Court Naperville, Illinois 60563 [phone]

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Class A Common Stock

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)		☒
Rule 12g-4(a)(2)		☐
Rule 12h-3(b)(1)(i)		☒
Rule 12h-3(b)(1)(ii)		☐
Rule 15d-6		☐
Rule 15d-22(b)		☐

Approximate number of holders of record as of the certification or notice date: 1

Pursuant to the requirements of the Securities Exchange Act of 1934, J. Christopher Jackson has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date: March 3, 2017				CALAMOS ASSET MANAGEMENT, INC.
				By:		/s/ J. Christopher Jackson
				Name:		J. Christopher Jackson
				Title:		Senior Vice President, General Counsel and Secretary