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Share Name | Share Symbol | Market | Type |
---|---|---|---|
CHF Solutions Inc | NASDAQ:CHFS | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 5.28 | 5.10 | 5.32 | 0 | 01:00:00 |
Delaware
|
001-35312
|
No. 68-0533453
|
(State or Other Jurisdiction of Incorporation or Organization)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common Stock, par value $0.0001 per share
|
NUWE
|
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
|
1.
|
To approve an amendment to the Company’s Fourth Amended and Restated Certificate of
Incorporation, as amended, to effect a reverse split of the Company’s outstanding common stock at a ratio in the range of 1-for-50 to 1-for-100, to be determined at the discretion of the Company’s board of directors, whereby each
outstanding 50 to 100 common shares would be combined, converted and changed into 1 share of the Company’s common stock, to enable the Company to comply with the Nasdaq Stock Market’s continued listing requirements;
|
2.
|
To approve an amendment to the Company’s 2017 Equity Incentive Plan to provide that the Incentive Stock Option Limit set forth in Section 3(c) of
the Company’s 2017 Equity Incentive Plan shall not be subject to adjustment pursuant to the applicable provisions of Section 9(a)(i) of the Company’s 2017 Equity Incentive Plan in connection with the reverse stock split effected by the
Company on October 16, 2020 or the first reverse stock split effected by the Company following December 5, 2022; and
|
3.
|
To authorize one or more adjournments of the special meeting to solicit additional
proxies in the event there are insufficient votes to approve Proposal 1 and Proposal 2.
|
VOTES FOR
|
VOTES AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
|||
17,599,486
|
2,064,550
|
12,562
|
N/A
|
VOTES FOR
|
VOTES AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
|||
10,357,447
|
2,132,484
|
20,549
|
7,166,118
|
VOTES FOR
|
VOTES AGAINST
|
ABSTAIN
|
BROKER
NON-VOTES
|
|||
17,825,554
|
1,833,621
|
17,423
|
N/A
|
Date: December 6, 2022
|
NUWELLIS, INC.
|
||
|
|
|
|
|
By:
|
/s/ Nestor Jaramillo, Jr
|
|
|
Name: | Nestor Jaramillo, Jr. | |
|
Title: | President and Chief Executive Officer |
1 Year CHF Solutions Chart |
1 Month CHF Solutions Chart |
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