Current Report Filing (8-k)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  August 24, 2016

 

SUNSHINE HEART, INC.

(Exact Name of Registrant as Specified in its Charter)

 

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Delaware		001-35312		68-0533453
(State or other jurisdiction of incorporation)		(Commission File No.)		(IRS Employer Identification No.)

 

12988 Valley View Road

Eden Prairie, Minnesota 55344

(Address of Principal Executive Offices) (Zip Code)

 

[phone]

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

o                       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

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Item 7.01   Regulation FD Disclosure.

 

Sunshine Heart, Inc. ( “Sunshine Heart” or the “Company” ) previously announced that John L. Erb, its Chief Executive Officer and Chairman of the Board, will present at the investMNt Conference in Minneapolis, Minnesota on August 24, 2016 at 11:45 AM Central Time.   The live webcast may be accessed on the Investors page of the Sunshine Heart website at http://ir.sunshineheart.com/events.cfm.  An audio archive of the webcast will be available following the call on the Company’s website. This Form 8-K is being furnished to the SEC to furnish the presentation materials attached as Exhibit 99.1 hereto.

 

In accordance with General Instruction B.2. of Form 8-K, this information, including Exhibit 99.1, is furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information in this Current Report on Form 8-K will not be deemed an admission as to the materiality of any information that is required to be disclosed solely by Regulation FD.

 

Item 9.01    Financial Statements and Exhibits.

 

Exhibit No.		Description
99.1		Presentation by John L. Erb, Chief Executive Officer and Chairman of the Board of Sunshine Heart, Inc.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Dated: August 24 , 2016	SUNSHINE HEART, INC.
	By:	/S/ CLAUDIA DRAYTON
	Name:	Claudia Drayton
	Title:	Chief Financial Officer

 

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EXHIBIT INDEX

 

Exhibit No.		Description
99.1		Presentation by John L. Erb, Chief Executive Officer and Chairman of the Board of Sunshine Heart, Inc.

 

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