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Share Name | Share Symbol | Market | Type |
---|---|---|---|
FGL Holdings | NASDAQ:CFCOU | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 10.81 | 9.81 | 14.56 | 0 | 01:00:00 |
|
Cayman Islands
|
| |
98-1354810
|
|
|
(State or Other Jurisdiction of
Incorporation or Organization) |
| |
(I.R.S. Employer
Identification No.) |
|
| Large accelerated filer | | | ☒ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☐ (Do not check if a smaller reporting company) | | | Smaller reporting company | | | ☐ | |
| | | | | | | Emerging growth company | | | ☐ | |
Title of Each Class of Securities to be Registered
|
| |
Amount
to be Registered (1) |
| |
Proposed
Maximum Offering Price Per Share |
| |
Proposed
Maximum Aggregate Offering Price |
| |
Amount of
Registration Fee (2) |
| ||||||||||||
Ordinary shares, par value $0.0001 per share
|
| | | | 145,370,000 (3) | | | | | $ | 9.53 (4) | | | | | $ | 1,385,376,100 (4) | | | | | $ | 172,479.32 | | |
Ordinary shares underlying warrants
|
| | | | 70,883,335 (5) | | | | | $ | 11.50 (6) | | | | | $ | 815,158,352.50 | | | | | $ | 101,487.22 | | |
Warrants to purchase ordinary shares
|
| | | | 36,383,335 (7) | | | | | | — | | | | | | — | | | | | | — (8) | | |
Ordinary shares
|
| | | | 36,383,335 (9) | | | | | $ | 9.53 (4) | | | | | $ | 346,733,182.55 (4) | | | | | $ | 43,168.28 | | |
Series A Cumulative Convertible Preferred Shares, par value $0.0001 per share
|
| | | | 600,000 (10) | | | | | $ | 1,000 (11) | | | | | $ | 600,000,000 | | | | | $ | 74,700 | | |
Series B Cumulative Convertible Preferred Shares, par value $0.0001 per share
|
| | | | 250,000 (12) | | | | | $ | 1,000 (11) | | | | | $ | 250,000,000 | | | | | $ | 31,125 | | |
Totals
|
| | | | | | | | | | | | | | | $ | 3,397,267,635.05 | | | | | $ | 422,959.82 (13) | | |
|
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| | | | | 56 | | | |
| | | | | 76 | | | |
| | | | | 81 | | | |
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| | | | | 82 | | |
| | |
Predecessor
(1)
|
| |||||||||||||||||||||||||||
| | |
Year Ended September 30,
|
| |||||||||||||||||||||||||||
| | |
2017
|
| |
2016
|
| |
2015
|
| |
2014
|
| |
2013
|
| |||||||||||||||
Ratio of earnings to combined fixed charges and preferred share dividends
(1)
|
| | | | 14.60 | | | | | | 7.93 | | | | | | 8.69 | | | | | | 9.39 | | | | | | 25.84 | | |
| | |
Ordinary Shares
Beneficially Owned (1) |
| |
Warrants
Beneficially Owned |
| |
Ordinary
Shares Registered Hereby |
| |
Warrants
Registered Hereby |
| |
Ordinary Shares
Beneficially Owned After Sale of All Ordinary Shares Offered Hereby (1) |
| |||||||||||||||||||||||||||
Name of Beneficial Owner
|
| |
Shares
|
| |
Percentage
|
| |
Shares
|
| |
Percentage
|
| ||||||||||||||||||||||||||||||
Greater than 5% Shareholders:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Blackstone
|
| | | | 49,516,906 (2)(3) | | | | | | 22.5 | | | | | | 6,250,000 | | | | | | 49,516,906 | | | | | | 6,250,000 | | | | | | 0 | | | | | | — | | |
FNF
|
| | | | 18,232,000 (4) | | | | | | 8.5 | | | | | | 1,500,000 | | | | | | 13,732,000 | | | | | | 0 | | | | | | 4,500,000 | | | | | | 2.1 | | |
Coral Blue Investment Pte. Ltd.
|
| | | | 14,767,945 (5) | | | | | | 6.8 | | | | | | 2,333,333 | | | | | | 14,767,945 | | | | | | 2,333,333 | | | | | | 0 | | | | | | — | | |
Named Executive Officers and
Directors: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chinh E. Chu
|
| | | | 23,407,057 (6)(3) | | | | | | 10.5 | | | | | | 9,566,667 | | | | | | 23,407,057 | | | | | | 9,566,667 | | | | | | 0 | | | | | | — | | |
William P. Foley, II
|
| | | | 23,407,057 (7)(3) | | | | | | 10.5 | | | | | | 9,566,667 | | | | | | 23,407,057 | | | | | | 9,566,667 | | | | | | 0 | | | | | | — | | |
Richard N. Massey
|
| | | | 2,139,706 (8) | | | | | | 1.0 | | | | | | 333,333 | | | | | | 2,139,706 | | | | | | 333,333 | | | | | | 0 | | | | | | — | | |
James A. Quella
|
| | | | 1,084,853 (9) | | | | | | * | | | | | | 166,667 | | | | | | 1,084,853 | | | | | | 166,667 | | | | | | 0 | | | | | | — | | |
Keith Abell
|
| | | | 220,970 (10) | | | | | | * | | | | | | 33,333 | | | | | | 220,970 | | | | | | 33,333 | | | | | | 0 | | | | | | — | | |
All executive officers and directors as a group (5 persons)
|
| | | | 50,259,643 (11) | | | | | | | | | | | | 19,666,667 | | | | | | 50,259,643 | | | | | | 19,666,667 | | | | | | 0 | | | | | | — | | |
Other Selling Securityholders:
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
91313 Investment Holdings LLC
|
| | | | 582,280 (12) | | | | | | * | | | | | | 92,000 | | | | | | 582,280 | | | | | | 92,000 | | | | | | 0 | | | | | | — | | |
111510 Investment Holdings
LLC |
| | | | 3,396,736 (13) | | | | | | 1.6 | | | | | | 753,000 | | | | | | 3,396,736 | | | | | | 753,000 | | | | | | 0 | | | | | | — | | |
Arcadia CF Corp Investors LLC
|
| | | | 3,007,293 (14)(15) | | | | | | 1.4 | | | | | | 666,667 | | | | | | 3,007,293 | | | | | | 666,667 | | | | | | 0 | | | | | | — | | |
Arcadia CF Corp II Investors
LLC |
| | | | 1,830,303 (15) | | | | | | * | | | | | | 0 | | | | | | 1,830,303 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Arcadia CF Corp III Investors LP
|
| | | | 421,941 (16)(15) | | | | | | * | | | | | | 66,667 | | | | | | 421,941 | | | | | | 66,667 | | | | | | 0 | | | | | | — | | |
Monte H. Baier
|
| | | | 52,742 (17) | | | | | | * | | | | | | 8,333 | | | | | | 52,742 | | | | | | 8,333 | | | | | | 0 | | | | | | — | | |
California Institute of
Technology |
| | | | 4,219,414 (18) | | | | | | 2.0 | | | | | | 666,667 | | | | | | 4,219,414 | | | | | | 666,667 | | | | | | 0 | | | | | | — | | |
Canyon Value Realization Fund, L.P.
|
| | | | 712,027 (19) | | | | | | * | | | | | | 112,500 | | | | | | 712,027 | | | | | | 112,500 | | | | | | 0 | | | | | | — | | |
The Canyon Value Realization
Master Fund, L.P. |
| | | | 1,397,681 (20) | | | | | | * | | | | | | 220,833 | | | | | | 1,397,681 | | | | | | 220,833 | | | | | | 0 | | | | | | — | | |
CFIC-2015 NV Family Investments, LLC
|
| | | | 4,018,733 (21) | | | | | | 1.9 | | | | | | 633,290 | | | | | | 4,018,733 | | | | | | 633,290 | | | | | | 0 | | | | | | — | | |
Kenneth S. Choi
|
| | | | 10,548 (22) | | | | | | * | | | | | | 1,667 | | | | | | 10,548 | | | | | | 1,667 | | | | | | 0 | | | | | | — | | |
Mark Cleere
|
| | | | 10,548 (23) | | | | | | * | | | | | | 1,667 | | | | | | 10,548 | | | | | | 1,667 | | | | | | 0 | | | | | | — | | |
Corvex Master Fund LP
|
| | | | 5,609,707 (24) | | | | | | 2.6 | | | | | | 833,333 | | | | | | 4,109,707 | | | | | | 333,333 | | | | | | 1,500,000 | | | | | | * | | |
David A. Landsberg Trust
|
| | | | 18,795 (25) | | | | | | * | | | | | | 4,167 | | | | | | 18,795 | | | | | | 4,167 | | | | | | 0 | | | | | | — | | |
Dogfish Head Investments LLC
|
| | | | 10,549 (26) | | | | | | * | | | | | | 1,667 | | | | | | 10,549 | | | | | | 1,667 | | | | | | 0 | | | | | | — | | |
East Rock DJMD Fund, LP
|
| | | | 270,657 (27) | | | | | | * | | | | | | 60,000 | | | | | | 270,657 | | | | | | 60,000 | | | | | | 0 | | | | | | — | | |
East Rock Focus Fund, LP
|
| | | | 2,706,563 (28) | | | | | | 1.3 | | | | | | 600,000 | | | | | | 2,706,563 | | | | | | 600,000 | | | | | | 0 | | | | | | — | | |
East Rock Simco Endowment
Fund, LP |
| | | | 270,657 (29) | | | | | | * | | | | | | 60,000 | | | | | | 270,657 | | | | | | 60,000 | | | | | | 0 | | | | | | — | | |
East Rock Lorelei Fund, LP
|
| | | | 473,649 (30) | | | | | | * | | | | | | 105,000 | | | | | | 473,649 | | | | | | 105,000 | | | | | | 0 | | | | | | — | | |
EREF Special Situations, LLC
|
| | | | 3,044,883 (31) | | | | | | 1.4 | | | | | | 675,000 | | | | | | 3,044,883 | | | | | | 675,000 | | | | | | 0 | | | | | | — | | |
| | |
Ordinary Shares
Beneficially Owned (1) |
| |
Warrants
Beneficially Owned |
| |
Ordinary
Shares Registered Hereby |
| |
Warrants
Registered Hereby |
| |
Ordinary Shares
Beneficially Owned After Sale of All Ordinary Shares Offered Hereby (1) |
| |||||||||||||||||||||||||||
Name of Beneficial Owner
|
| |
Shares
|
| |
Percentage
|
| |
Shares
|
| |
Percentage
|
| ||||||||||||||||||||||||||||||
Frank Martire Jr. Revocable Trust u/a/d 4/28/05
|
| | | | 621,941 (32) | | | | | | * | | | | | | 66,667 | | | | | | 621,941 | | | | | | 66,667 | | | | | | 0 | | | | | | — | | |
Greenthal Realty Partners LP
|
| | | | 210,970 (33) | | | | | | * | | | | | | 33,333 | | | | | | 210,970 | | | | | | 33,333 | | | | | | 0 | | | | | | — | | |
Thomas M. Hagerty
|
| | | | 210,970 (34) | | | | | | * | | | | | | 33,333 | | | | | | 210,970 | | | | | | 33,333 | | | | | | 0 | | | | | | — | | |
Carey Kim
|
| | | | 16,139 (35) | | | | | | * | | | | | | 2,543 | | | | | | 16,139 | | | | | | 2,543 | | | | | | 0 | | | | | | — | | |
David (Feng) Luo
|
| | | | 10,548 (36) | | | | | | * | | | | | | 1,667 | | | | | | 10,548 | | | | | | 1,667 | | | | | | 0 | | | | | | — | | |
National Philanthropic Trust
|
| | | | 1,369,091 (37) | | | | | | * | | | | | | 0 | | | | | | 1,369,091 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Neuberger Berman Investment Funds plc – Neuberger Berman US Long Short Equity Fund
|
| | | | 287,350 (38) | | | | | | * | | | | | | 31,450 | | | | | | 29,000 | | | | | | 0 | | | | | | 258,350 | | | | | | * | | |
Neuberger Berman Investment Funds plc – Neuberger Berman US Equity Fund
|
| | | | 3,000 (38) | | | | | | * | | | | | | 0 | | | | | | 3,000 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
NB All Cap Alpha Master Fund Ltd.
|
| | | | 81,673 (39) | | | | | | * | | | | | | 6,000 | | | | | | 5,273 | | | | | | 0 | | | | | | 76,400 | | | | | | * | | |
Neuberger Berman
Alternative Funds – Neuberger Berman Long Short Fund |
| | | | 4,951,850 (40) | | | | | | 2.3 % | | | | | | 463,850 | | | | | | 465,000 | | | | | | 0 | | | | | | 4,486,850 | | | | | | 2.1 % | | |
Neuberger Berman Advisers Management Trust – Guardian Portfolio
|
| | | | 40,000 (38) | | | | | | * | | | | | | 0 | | | | | | 40,000 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Neuberger Berman Equity
Funds – Neuberger Berman Guardian Fund |
| | | | 885,000 (38) | | | | | | * | | | | | | 0 | | | | | | 885,000 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Putnam Investors Fund
|
| | | | 887,557 (41) | | | | | | * | | | | | | 0 | | | | | | 887,557 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Putnam Multi-Cap Core Fund
|
| | | | 286,599 (41) | | | | | | * | | | | | | 0 | | | | | | 286,599 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Putnam Variable Trust – Putnam VT Investors Fund
|
| | | | 125,844 (41) | | | | | | * | | | | | | 0 | | | | | | 125,844 | | | | | | 0 | | | | | | 0 | | | | | | — | | |
Quantum Partners LP
|
| | | | 4,510,938 (42) | | | | | | 2.1 | | | | | | 1,000,000 | | | | | | 4,510,938 | | | | | | 1,000,000 | | | | | | 0 | | | | | | — | | |
Radio Daze LLC
|
| | | | 316,456 (43) | | | | | | * | | | | | | 50,000 | | | | | | 316,456 | | | | | | 50,000 | | | | | | 0 | | | | | | — | | |
Senator Global Opportunity Master Fund LP
|
| | | | 10,493,680 (44) | | | | | | 4.9 | | | | | | 1,500,000 | | | | | | 10,493,680 | | | | | | 1,500,000 | | | | | | 0 | | | | | | — | | |
Shea – CF Partners
|
| | | | 632,911 (45) | | | | | | * | | | | | | 100,000 | | | | | | 632,911 | | | | | | 100,000 | | | | | | 0 | | | | | | — | | |
Silas Holdings I LLC
|
| | | | 421,941 (46) | | | | | | * | | | | | | 66,667 | | | | | | 421,941 | | | | | | 66,667 | | | | | | 0 | | | | | | — | | |
Warren Christopher Woo, as
Trustee of the Woo Family Trust, dated November 30, 1998 |
| | | | 84,387 (47) | | | | | | * | | | | | | 13,333 | | | | | | 84,387 | | | | | | 13,333 | | | | | | 0 | | | | | | — | | |
Worth Capital Holdings 21 LLC
|
| | | | 1,265,824 (48) | | | | | | * | | | | | | 200,000 | | | | | | 1,265,824 | | | | | | 200,000 | | | | | | 0 | | | | | | — | | |
Leonard Yip
|
| | | | 7,518 (49) | | | | | | * | | | | | | 1,667 | | | | | | 7,518 | | | | | | 1,667 | | | | | | 0 | | | | | | — | | |
Jaye Young
|
| | | | 10,548 (50) | | | | | | * | | | | | | 1,667 | | | | | | 10,548 | | | | | | 1,667 | | | | | | 0 | | | | | | — | | |
| | |
Series A Preferred Shares
Beneficially Owned (1) |
| |
Series A
Preferred Shares Registered Hereby |
| |
Series A Preferred Shares
Beneficially Owned After Sale of All Series A Preferred Shares Offered Hereby (1) |
| |||||||||||||||||||||
Name of Beneficial Owner
|
| |
Shares
|
| |
Percentage
|
| |
Shares
|
| |
Percentage
|
| ||||||||||||||||||
Blackstone
|
| | | | 276,772 (2) | | | | | | 100 % | | | | | | 600,000 (3) | | | | | | 0 | | | | | | — | | |
| | |
Series B Preferred Shares
Beneficially Owned (1) |
| |
Series B Preferred
Shares Registered Hereby |
| |
Series B Preferred Shares
Beneficially Owned After Sale of All Series B Preferred Shares Offered Hereby (1) |
| |||||||||||||||||||||
Name of Beneficial Owner
|
| |
Shares
|
| |
Percentage
|
| |
Shares
|
| |
Percentage
|
| ||||||||||||||||||
FNF
|
| | | | 100,645 (2) | | | | | | 100 % | | | | | | 250,000 (3) | | | | | | 0 | | | | | | — | | |
| | |
Amount
|
| |||
SEC registration fee
|
| | | $ | 422,960 | | |
FINRA filing fee
|
| | | | — | | |
Printing and engraving expenses
|
| | | | 15,000 | | |
Legal fees and expenses
|
| | | | 125,000 | | |
Accounting fees and expenses
|
| | | | 30,000 | | |
Transfer agent and registrar fees and expenses
|
| | | | 20,000 | | |
Miscellaneous
|
| | | | — | | |
Total
|
| | | $ | 612,960 | | |
|
* By:
|
| |
/s/ Eric L. Marhoun
|
| | | |
| Name: | | |
Eric L. Marhoun
Attorney-in-fact |
| | | |
| | | | By: /s/ Eric L. Marhoun | |
| | | |
Name: Eric L. Marhoun
Title: General Counsel and Secretary |
|
1 Year FGL Holdings Chart |
1 Month FGL Holdings Chart |
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