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Share Name | Share Symbol | Market | Type |
---|---|---|---|
CECO Environmental Corporation | NASDAQ:CECE | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.65 | 11.15 | 11.94 | 0 | 01:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
CECO Environmental Corp.
(Name of Issuer)
Common Stock, $0.01 par value
(Title of Class of Securities)
125141101
(CUSIP Number)
Jacob D. Smith
Principal and General Counsel
Luther King Capital Management Corporation
301 Commerce Street, Suite 1600
Fort Worth, Texas 76102
(817) 332-3235
(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications)
January 5, 2023
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who response to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Name of Reporting Persons. LKCM Private Discipline Master Fund, SPC Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒ SEC Use Only Source of Funds (See
Instructions) WC Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): ☐ Citizenship or Place of
Organization Cayman
Islands Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 1,620,925 Shared Voting Power 0 Sole Dispositive Power 1,620,925 Shared Dispositive Power 0 Aggregate Amount Beneficially Owned by Each Reporting Person 1,620,925 Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ Percent of Class
Represented by Amount in Row (11) 4.7% Type of Reporting Person
(See Instructions) OO
Name of Reporting Persons. LKCM Micro-Cap Partnership, L.P. Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒ SEC Use Only Source of Funds (See
Instructions) WC Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): ☐ Citizenship or Place of
Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 49,889 Shared Voting Power 0 Sole Dispositive Power 49,889 Shared Dispositive Power 0 Aggregate Amount Beneficially Owned by Each Reporting Person 49,889 Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ Percent of Class
Represented by Amount in Row (11) 0.1% Type of Reporting Person
(See Instructions) PN
Name of Reporting Persons. LKCM Core Discipline, L.P. Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒ SEC Use Only Source of Funds (See
Instructions) WC Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): ☐ Citizenship or Place of
Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 19,105 Shared Voting Power 0 Sole Dispositive Power 19,105 Shared Dispositive Power 0 Aggregate Amount Beneficially Owned by Each Reporting Person 19,105 Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ Percent of Class
Represented by Amount in Row (11) 0.1% Type of Reporting Person
(See Instructions) PN
Name of Reporting Persons. Luther King Capital Management Corporation Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒ SEC Use Only Source of Funds (See
Instructions) N/A Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): ☐ Citizenship or Place of
Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 1,689,919 Shared Voting Power 0 Sole Dispositive Power 1,689,919 Shared Dispositive Power 0 Aggregate Amount Beneficially Owned by Each Reporting Person 1,689,919 Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ Percent of Class
Represented by Amount in Row (11) 4.9% Type of Reporting Person
(See Instructions) IA, CO
Name of Reporting Persons. J. Luther King, Jr. Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒ SEC Use Only Source of Funds (See
Instructions) PF Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): ☐ Citizenship or Place of
Organization United
States Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 1,689,919 Shared Voting Power 0 Sole Dispositive Power 1,689,919 Shared Dispositive Power 0 Aggregate Amount Beneficially Owned by Each Reporting Person 1,689,919 Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ Percent of Class
Represented by Amount in Row (11) 4.9% Type of Reporting Person
(See Instructions) IN
Name of Reporting Persons. J. Bryan King Check the Appropriate Box
if a Member of a Group (See Instructions) (a) ☐ (b) ☒ SEC Use Only Source of Funds (See
Instructions) N/A Check if Disclosure of
Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e): ☐ Citizenship or Place of
Organization United
States Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 1,689,919 Shared Voting Power 0 Sole Dispositive Power 1,689,919 Shared Dispositive Power 0 Aggregate Amount Beneficially Owned by Each Reporting Person 1,689,919 Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions): ☐ Percent of Class
Represented by Amount in Row (11) 4.9% Type of Reporting Person
(See Instructions) IN
This Amendment No. 6 to Schedule 13D amends and supplements the Schedule 13D filed by the Reporting
Persons with respect to the Common Stock, par value $0.01 per share (Common Stock), of CECO Environmental Corp., a Delaware corporation (the Issuer). Except as set forth below, all previous Items remain unchanged. Capitalized
terms used herein but not defined herein shall have the meanings given to them in the Schedule 13D, as amended, filed with the Securities and Exchange Commission. Each of the Reporting Persons hereby expressly disclaims membership in a
group under the Securities Exchange Act of 1934 with respect to the securities reported herein, and this Schedule 13D shall not be deemed to be an admission that any such Reporting Person is a member of such a group. Each of the
Reporting Persons hereby expressly disclaims beneficial ownership of the securities reported herein, other than to the extent of its pecuniary interest therein, and this Schedule 13D shall not be deemed to be an admission that any such Reporting
Person is the beneficial owner of the securities reported herein for purposes of the Securities Exchange Act of 1934 or for any other purpose. Item 5. Interest in Securities of the Issuer Item 5 is hereby amended and restated as follows: (a) As of
January 5, 2023, the Reporting Persons may be deemed to beneficially own 1,689,919 shares of Common Stock (which represents approximately 4.9% of the outstanding Common Stock based upon information contained in the Issuers Form 10-Q for the period ended September 30, 2022). (b) PDP Micro Core LKCM J. Luther King, Jr. J. Bryan King (c) During the past sixty days, the Reporting Persons sold the following shares of Common Stock in open market transactions.
Date 11/10/2022 11/11/2022 12/12/2022 12/12/2022 12/12/2022 12/14/2022 12/14/2022 12/14/2022 1/5/2023 1/5/2023 1/5/2023 (d) Not applicable. (e) As of
January 5, 2023, the Reporting Persons are no longer the beneficial owners of more than five percent of the issued and outstanding Common Stock.
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 6, 2023 /s/ J. Bryan King /s/ J. Bryan King /s/ J. Bryan King /s/ J. Bryan King /s/ J. Bryan King /s/ J. Luther King, Jr.
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Sole
Voting
Power
Shared
Voting
Power
Sole
Dispositive
Power
Shared
Dispositive
Power
1,620,925
0
1,620,925
0
49,889
0
49,889
0
19,105
0
19,105
0
1,689,919
0
1,689,919
0
1,689,919
0
1,689,919
0
1,689,919
0
1,689,919
0
Reporting Person
Shares
Price
PDP
2,723
$
12.1053
PDP
14,277
$
12.0278
Micro
1,170
$
12.50
Core
260
$
12.50
PDP
5,340
$
12.50
Micro
6,875
$
12.5515
PDP
31,347
$
12.5515
Core
1,540
$
12.5515
Micro
5,290
$
12.024
PDP
24,142
$
12.024
Core
1,185
$
12.024
LKCM Private Discipline Master Fund, SPC
By:
LKCM Private Discipline Management, L.P., sole holder of its management shares
By:
LKCM Alternative Management, LLC, its general partner
By:
J. Bryan King, President
LKCM Micro-Cap Partnership, L.P.
By:
LKCM Micro-Cap Management, L.P., its general partner
By:
LKCM Alternative Management, LLC, its general partner
By:
J. Bryan King, President
LKCM Core Discipline, L.P.
By:
LKCM Core Discipline Management, L.P., its general partner
By:
LKCM Alternative Management, LLC, its general partner
By:
J. Bryan King, President
Luther King Capital Management Corporation
By:
J. Bryan King, Principal and Vice President
J. Bryan King
J. Luther King, Jr.
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