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CCIX Churchill Capital Corporation IX

10.02
0.00 (0.00%)
After Hours
Last Updated: 21:06:44
Delayed by 15 minutes
Share Name Share Symbol Market Type
Churchill Capital Corporation IX NASDAQ:CCIX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 10.02 9.15 16.03 10.03 10.02 10.025 15,480 21:06:44

Statement of Changes in Beneficial Ownership (4)

04/06/2013 10:06pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Van Kathy Jo
2. Issuer Name and Ticker or Trading Symbol

Coleman Cable, Inc. [ CCIX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

1530 SHIELDS DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

5/31/2013
(Street)

WAUKEGAN, IL 60085
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   5/31/2013     M (1)    21750   A $0.00   64745   D    
Common Stock   5/31/2013     D (2)    7250   D $19.33   57495   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units     (3) 5/31/2013     M   (1)       21750      (4) 3/2/2020   Common Stock   21750   $0.00   0   D    

Explanation of Responses:
( 1)  Vesting of third tranche of Restricted Stock Units ("RSUs") upon attainment of market price goals.
( 2)  Reflects the amount of the RSUs settled in cash and used, in part, to satisfy tax withholding obligations.
( 3)  Each RSU is the economic equivalent of one share of common stock. A portion of the RSUs are settled in stock and a portion are settled in cash, as explained below.
( 4)  12,230, 21,000 and 21,750 RSUs, respectively, vested upon Coleman Cable, Inc.'s common stock attaining three separate price goals. Upon vesting, two-thirds of the RSUs settled in shares of common stock and one-third settled in cash, subject to satisfaction of tax withholding obligations.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Van Kathy Jo
1530 SHIELDS DRIVE
WAUKEGAN, IL 60085


Executive Vice President

Signatures
/s/ James J. Junewicz, by Power of Attorney 6/4/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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