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CCIX Churchill Capital Corporation IX

10.02
0.00 (0.00%)
26 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Churchill Capital Corporation IX NASDAQ:CCIX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 10.02 9.15 16.03 10.03 10.02 10.025 15,480 23:41:06

Initial Statement of Beneficial Ownership (3)

08/04/2013 10:48pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Bergschneider Alan C

2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2013 

3. Issuer Name and Ticker or Trading Symbol

Coleman Cable, Inc. [CCIX]

(Last)        (First)        (Middle)

1530 SHIELDS DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Financial Officer /

(Street)

WAUKEGAN, IL 60085       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   17750   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Common Stock     (1) 3/2/2020   Common Stock   15000   $4.42   D    
Options to Purchase Common Stock     (2) 2/1/2019   Common Stock   10000   $3.99   D    
Options to Purchase Common Stock     (3) 1/3/2018   Common Stock   4000   $8.38   D    

Explanation of Responses:
( 1)  The options vest in three equal installments on March 2, 2012, March 2, 2013 and March 2, 2014.
( 2)  The options vested in three equal installments on February 1, 2010, February 1, 2011 and February 1, 2012.
( 3)  The options vested in three equal installments on January 3, 2009, January 3, 2010 and January 3, 2011.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Bergschneider Alan C
1530 SHIELDS DRIVE
WAUKEGAN, IL 60085


Chief Financial Officer

Signatures
/s/ James J. Junewicz, by Power of Attorney 4/8/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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