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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Combimatrix Corp. (MM) | NASDAQ:CBMX | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 6.25 | 0.05 | 6.75 | 0 | 01:00:00 |
CombiMatrix
Corporation
|
(Name of Issuer)
|
|
Common Stock, $0.001 par value
|
(Title of Class of Securities)
|
|
20009T303
|
|
|
(CUSIP Number)
|
|
|
||
August 5, 2016
|
||
(Date of Event Which Requires Filing of This Statement)
|
☐ |
Rule 13d-1(b)
|
|
☒ |
Rule 13d-1(c)
|
|
☐ |
Rule 13d-1(d)
|
CUSIP No. 20009T303
|
||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Hamilton, Edward Arthur
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
|
(a)
o
(b)
o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH:
|
5
|
SOLE VOTING POWER
44,572
|
6
|
SHARED VOTING POWER
64,481 (1)
|
|
7
|
SOLE DISPOSITIVE POWER
44,572
|
|
8
|
SHARED DISPOSITIVE POWER
64,481 (1)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
109,053
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.59% (2)
|
12
|
TYPE OF REPORTING PERSON (see instructions)
IN
|
CUSIP No. 20009T303
|
||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Hamilton, Monica
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
|
(a)
o
(b)
o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH:
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
64,481 (1)
|
|
7
|
SOLE DISPOSITIVE POWER
0
|
|
8
|
SHARED DISPOSITIVE POWER
64,481 (1)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
64,481 (2)
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.71% (2)
|
12
|
TYPE OF REPORTING PERSON (see instructions)
IN
|
Item 1(a).
|
Name of Issuer:
|
|
|
|
CombiMatrix Corporation
|
|
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
|
|
|
|
310 Goddard, Suite 150
Irvine, CA 92618
|
|
|
Item 2(a).
|
Name of Person Filing:
|
|
|
|
Edward Arthur Hamilton and Monica Hamilton
|
|
|
Item 2(b).
|
Address of Principal Business Office or, if none, Residence:
|
|
|
|
5925 Carnegie Blvd., Suite 200
Charlotte, NC 28210
|
|
|
Item 2(c).
|
Citizenship:
|
|
|
|
|
Monica Hamilton – United States of America
|
|
|
|
Item 2(d).
|
Title of Class of Securities:
|
|
|
|
Common Stock, $0.001 par value
|
|
|
Item 2(e).
|
CUSIP Number: 20009T303
|
Item 3.
|
Item 4.
|
Ownership.
|
|||
(A)
|
Edward Arthur Hamilton
|
|||
|
||||
|
(a)
|
Amount Beneficially Owned:
|
109,053
|
|
|
(b)
|
Percent of Class:
|
4.59% (1)
|
|
|
(c)
|
Number of shares as to which such person has:
|
||
|
|
(i)
|
sole power to vote or to direct the vote:
|
44,572
|
|
|
(ii)
|
shared power to vote or to direct the vote:
|
64,481 (2)
|
|
|
(iii)
|
sole power to dispose or to direct the disposition of:
|
44,572
|
|
|
(iv)
|
shared power to dispose or to direct the disposition of:
|
64,481 (2)
|
(B)
|
Monica Hamilton
|
|||
|
(a)
|
Amount Beneficially Owned:
|
64,481
|
|
|
(b)
|
Percent of Class:
|
2.71% (1)
|
|
|
(c)
|
Number of shares as to which such person has:
|
||
|
|
(i)
|
sole power to vote or to direct the vote:
|
0
|
|
|
(ii)
|
shared power to vote or to direct the vote:
|
64,481 (3)
|
|
|
(iii)
|
sole power to dispose or to direct the disposition of:
|
0
|
|
|
(iv)
|
shared power to dispose or to direct the disposition of:
|
64,481 (3)
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒ |
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
|
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
|
|
|
|
|
|
Item 8.
|
Identification and Classification of Members of the Group.
|
|
|
|
Not applicable.
|
|
|
Item 9.
|
Notice of Dissolution of Group.
|
|
|
|
|
|
|
Item 10.
|
Certification.
|
|
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of and do not have the effect of changing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect for the time being.
|
Dated:
October 19, 2016
|
|
|
|
|
|
|
/s/
Edward Arthur Hamilton
|
|
|
Edward Arthur Hamilton
|
|
|
|
|
|
/s/
Monica Hamilton
|
|
|
Monica Hamilton |
|
By:
|
/s/
Edward Arthur Hamilton
|
||
Edward Arthur Hamilton
|
|||
By:
|
/s/
Monica Hamilton
|
||
Monica Hamilton
|
|||
1 Year Combimatrix Corp. (MM) Chart |
1 Month Combimatrix Corp. (MM) Chart |
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