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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Cellular Biomedicine Group Inc | NASDAQ:CBMG | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 19.74 | 19.74 | 19.80 | 0 | 01:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06400
The Advisors Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrants telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2014
Date of reporting period: January 31, 2014
Item 1. | Schedule of Investments |
Schedule of Investments
January 31, 2014 |
(Unaudited) |
1
Schedule of Investments
January 31, 2014 |
(Unaudited) |
LSV Conservative Value
Equity Fund |
Shares |
Value
(000) |
||||||
Financial Services (4.3%) |
|
|||||||
Capital One Financial |
14,200 | $ | 1,003 | |||||
Citigroup |
40,600 | 1,926 | ||||||
Goldman Sachs Group |
5,400 | 886 | ||||||
Morgan Stanley |
14,100 | 416 | ||||||
SLM |
18,100 | 412 | ||||||
|
|
|||||||
4,643 | ||||||||
|
|
|||||||
Food, Beverage & Tobacco (0.8%) |
|
|||||||
Supervalu* |
33,400 | 193 | ||||||
Tyson Foods, Cl A |
15,800 | 591 | ||||||
Universal |
2,400 | 123 | ||||||
|
|
|||||||
907 | ||||||||
|
|
|||||||
General Merchandise Stores (0.4%) |
|
|||||||
Target |
8,300 | 470 | ||||||
|
|
|||||||
Health Care Equipment (1.1%) |
|
|||||||
Medtronic |
11,400 | 645 | ||||||
Zimmer Holdings |
5,600 | 526 | ||||||
|
|
|||||||
1,171 | ||||||||
|
|
|||||||
Household Products, Furniture & Fixtures (0.6%) |
|
|||||||
Whirlpool |
4,700 | 626 | ||||||
|
|
|||||||
Independent Power Producers & Energy
|
|
|||||||
AES |
34,900 | 491 | ||||||
|
|
|||||||
Insurance (10.8%) |
|
|||||||
ACE |
4,500 | 422 | ||||||
Aetna |
10,400 | 710 | ||||||
Aflac |
8,600 | 540 | ||||||
Allstate |
17,100 | 876 | ||||||
American International Group |
9,700 | 465 | ||||||
Assurant |
6,700 | 438 | ||||||
Berkshire Hathaway, Cl B* |
13,600 | 1,518 | ||||||
CIGNA |
6,800 | 587 | ||||||
Hartford Financial Services Group |
11,000 | 366 | ||||||
Lincoln National |
13,500 | 648 | ||||||
MetLife |
10,100 | 495 | ||||||
Prudential Financial |
10,500 | 886 | ||||||
Torchmark |
4,300 | 323 | ||||||
Travelers |
10,700 | 870 | ||||||
UnitedHealth Group |
15,700 | 1,135 | ||||||
Unum Group |
14,900 | 480 | ||||||
WellPoint |
10,300 | 886 | ||||||
|
|
|||||||
11,645 | ||||||||
|
|
|||||||
Machinery (1.5%) |
|
|||||||
AGCO |
8,200 | 437 | ||||||
Caterpillar |
8,700 | 817 | ||||||
Deere |
3,800 | 327 | ||||||
|
|
|||||||
1,581 | ||||||||
|
|
|||||||
Metal & Glass Containers (0.2%) |
|
|||||||
Owens-Illinois* |
6,700 | 215 | ||||||
|
|
Shares |
Value
(000) |
|||||||
Mortgage REITs (0.4%) |
|
|||||||
Annaly Capital Management |
39,300 | $ | 423 | |||||
|
|
|||||||
Multimedia (0.8%) |
|
|||||||
Time Warner |
6,900 | 433 | ||||||
Walt Disney |
6,000 | 436 | ||||||
|
|
|||||||
869 | ||||||||
|
|
|||||||
Office Electronics (0.6%) |
|
|||||||
Xerox |
59,100 | 641 | ||||||
|
|
|||||||
Office Equipment (0.2%) |
|
|||||||
Pitney Bowes |
10,600 | 267 | ||||||
|
|
|||||||
Office REITs (0.3%) |
|
|||||||
Brandywine Realty Trust |
24,800 | 353 | ||||||
|
|
|||||||
Oil & Gas Equipment & Services (0.2%) |
|
|||||||
Halliburton |
5,496 | 269 | ||||||
|
|
|||||||
Paper & Paper Products (0.2%) |
|
|||||||
International Paper |
4,800 | 229 | ||||||
|
|
|||||||
Paper Packaging (0.3%) |
|
|||||||
Rock-Tenn, Cl A |
3,400 | 345 | ||||||
|
|
|||||||
Petroleum & Fuel Products (14.4%) |
|
|||||||
Apache |
9,400 | 754 | ||||||
Chevron |
25,300 | 2,824 | ||||||
ConocoPhillips |
18,700 | 1,215 | ||||||
Exxon Mobil |
46,700 | 4,304 | ||||||
Helmerich & Payne |
5,500 | 484 | ||||||
HollyFrontier |
7,800 | 361 | ||||||
Marathon Oil |
23,100 | 757 | ||||||
Marathon Petroleum |
10,300 | 897 | ||||||
Murphy Oil |
6,400 | 362 | ||||||
Nabors Industries |
24,700 | 422 | ||||||
Occidental Petroleum |
13,700 | 1,200 | ||||||
Phillips 66 |
16,650 | 1,217 | ||||||
Valero Energy |
16,000 | 818 | ||||||
|
|
|||||||
15,615 | ||||||||
|
|
|||||||
Petroleum Refining (0.6%) |
|
|||||||
Hess |
8,700 | 657 | ||||||
|
|
|||||||
Pharmaceuticals (7.0%) |
|
|||||||
Abbott Laboratories |
12,600 | 462 | ||||||
Johnson & Johnson |
32,100 | 2,840 | ||||||
Merck |
24,900 | 1,319 | ||||||
Pfizer |
99,400 | 3,022 | ||||||
|
|
|||||||
7,643 | ||||||||
|
|
|||||||
Printing & Publishing (0.6%) |
|
|||||||
Gannett |
13,100 | 361 | ||||||
Lexmark International, Cl A |
9,000 | 353 | ||||||
|
|
|||||||
714 | ||||||||
|
|
|||||||
Railroads (0.8%) |
|
|||||||
Norfolk Southern |
9,500 | 880 | ||||||
|
|
|||||||
Reinsurance (1.7%) |
|
|||||||
Everest Re Group |
3,200 | 463 | ||||||
|
|
2
Schedule of Investments
January 31, 2014 |
(Unaudited) |
LSV Conservative Value
Equity Fund |
Shares/
Face Amount (000) |
Value
(000) |
||||||
Reinsurance (continued) |
|
|||||||
Montpelier Re Holdings |
11,100 | $ | 309 | |||||
PartnerRe |
4,600 | 452 | ||||||
Reinsurance Group of
|
2,900 | 217 | ||||||
Validus Holdings |
12,800 | 460 | ||||||
|
|
|||||||
1,901 | ||||||||
|
|
|||||||
Retail (1.9%) |
|
|||||||
Kohls |
12,400 | 628 | ||||||
Kroger |
9,000 | 325 | ||||||
Macys |
8,100 | 431 | ||||||
Safeway |
7,100 | 222 | ||||||
Wal-Mart Stores |
5,700 | 425 | ||||||
|
|
|||||||
2,031 | ||||||||
|
|
|||||||
Semi-Conductors/Instruments (2.1%) |
|
|||||||
Intel |
80,900 | 1,985 | ||||||
TE Connectivity |
5,700 | 322 | ||||||
|
|
|||||||
2,307 | ||||||||
|
|
|||||||
Specialized REITs (0.9%) |
|
|||||||
Hospitality Properties Trust |
15,800 | 406 | ||||||
LaSalle Hotel Properties |
8,900 | 274 | ||||||
Omega Healthcare Investors |
10,400 | 332 | ||||||
|
|
|||||||
1,012 | ||||||||
|
|
|||||||
Telephones & Telecommunications (5.4%) |
|
|||||||
AT&T |
77,500 | 2,582 | ||||||
Cisco Systems |
87,200 | 1,910 | ||||||
Corning |
52,100 | 897 | ||||||
Harris |
6,600 | 458 | ||||||
|
|
|||||||
5,847 | ||||||||
|
|
|||||||
Total Common Stock
|
|
108,244 | ||||||
|
|
|||||||
Repurchase Agreement (1.2%) |
|
|||||||
Morgan Stanley
|
$ | 1,366 | 1,366 | |||||
|
|
|||||||
Total Repurchase Agreement
|
|
1,366 | ||||||
|
|
|||||||
Total Investments 100.7%
|
|
$ | 109,610 | |||||
|
|
Percentages are based on Net Assets of $108,815 (000).
Cl | Class |
REIT | Real Estate Investment Trust |
* | Non-income producing security. |
| At January 31, 2014, the tax basis cost of the Funds investments was $86,412 (000), and the unrealized appreciation and depreciation were $27,349 (000) and ($4,151 (000)) respectively. |
The following is a list of the level of inputs used as of January 31, 2014, in valuing the Funds investments and other financial instruments carried at value ($ Thousands):
Investments in
|
Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock |
$ | 108,244 | $ | | $ | | $ | 108,244 | ||||||||
Repurchase Agreement |
| 1,366 | | 1,366 | ||||||||||||
Total Investments in Securities |
$ | 108,244 | $ | 1,366 | $ | | $ | 109,610 |
For the period ended January 31, 2014, there were no transfers between Level 1 and Level 2 assets and liabilities. As of January 31, 2014, there were no level 3 securities.
For information on the Funds policy regarding valuation of investments, fair value hierarchy levels, and other significant accounting policies, please refer to the Funds most recent semi-annual or annual financial statements.
LSV-QH-002-1500
3
Item 2. | Controls and Procedures |
(a) The registrants principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the 1940 Act)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date within 90 days of the filing date of this report.
(b) There were no significant changes in the registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control over financial reporting.
Item 3. | Exhibits. |
(a) A separate certification for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | The Advisors Inner Circle Fund | |||||
By (Signature and Title) |
/s/ Michael Beattie |
|||||
Michael Beattie | ||||||
President |
Date: March 31, 2014
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title) |
/s/ Michael Beattie |
|||||
Michael Beattie | ||||||
President |
Date: March 31, 2014
By (Signature and Title) |
/s/ Michael Lawson |
|||||
Michael Lawson | ||||||
Treasurer, Controller & CFO |
Date: March 31, 2014
1 Year Cellular Biomedicine Chart |
1 Month Cellular Biomedicine Chart |
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