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Share Name | Share Symbol | Market | Type |
---|---|---|---|
BroadVision Inc | NASDAQ:BVSN | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 4.4148 | 4.36 | 4.50 | 0 | 01:00:00 |
CUSIP No. 111412706
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13D
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1
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NAMES OF REPORTING PERSONS
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ESW Capital, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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||||
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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1,045,307
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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1,045,307
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,045,307
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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20.65%*
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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CUSIP No. 111412706
|
13D
|
1
|
NAMES OF REPORTING PERSONS
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Joseph A. Liemandt
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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U.S.A.
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
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1,045,307
|
|
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|||
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8
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SHARED VOTING POWER
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0
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|||
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||||
9
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SOLE DISPOSITIVE POWER
|
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1,045,307
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|
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10
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SHARED DISPOSITIVE POWER
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0
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|||
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,045,307
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
20.65%*
|
|
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|||
|
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN/HC
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Item 1. |
Security and Issuer.
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Item 2. |
Identity and Background.
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(i) |
ESW Capital, LLC, a Delaware limited liability company; and
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(ii) |
Joseph A. Liemandt, a natural person and citizen of the United States.
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Item 3. |
Source and Amount of Funds or Other Consideration.
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Item 4. |
Purpose of Transaction.
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Item 5. |
Interest in Securities of the Issuer.
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(a) |
See rows (11) and (13) of the cover page to this Schedule 13D for the aggregate number of shares of the Common Stock and percentage of Common Stock beneficially owned by each Reporting Person.
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(b) |
See rows (7) through (10) of the cover page to this Schedule 13D for the number of shares of Common Stock as to which each Reporting Person has the sole or shared power to vote or direct the vote and sole
or shared power to dispose or to direct the disposition.
|
(c) |
The following transactions in the Issuer’s Common Stock were effected by the Reporting Persons noted below during the 60 days preceding the filing of this statement using working capital of the Reporting
Persons. All purchase transactions were effected in the open market directly with a broker-dealer. Except as disclosed herein, none of the Reporting Persons or their affiliates has effected any other transactions in securities of the
Issuer during the past 60 days.
|
Name
|
Date
|
Number of shares
|
Transaction
|
Purchase Price per
Share
|
||||||
ESW Capital, LLC
|
09/18/2019
|
46,088
|
Purchase
|
$
|
1.3301
|
(1)
|
||||
ESW Capital, LLC
|
09/10/2019
|
1,781
|
Purchase
|
$
|
1.3899
|
(2)
|
||||
ESW Capital, LLC
|
09/09/2019
|
3,919
|
Purchase
|
$
|
1.3803
|
(3)
|
||||
ESW Capital, LLC
|
08/28/2019
|
1,011
|
Purchase
|
$
|
1.36
|
|||||
ESW Capital, LLC
|
08/26/2019
|
10,143
|
Purchase
|
$
|
1.36
|
|||||
ESW Capital, LLC
|
08/20/2019
|
210
|
Purchase
|
$
|
1.38
|
|||||
ESW Capital, LLC
|
08/19/2019
|
1,025
|
Purchase
|
$
|
1.371
|
(4)
|
||||
ESW Capital, LLC
|
08/13/2019
|
5,953
|
Purchase
|
$
|
1.37
|
|||||
ESW Capital, LLC
|
08/12/2019
|
393
|
Purchase
|
$
|
1.37
|
|||||
ESW Capital, LLC
|
08/08/2019
|
2,072
|
Purchase
|
$
|
1.38
|
|||||
ESW Capital, LLC
|
08/07/2019
|
1,043
|
Purchase
|
$
|
1.38
|
|||||
ESW Capital, LLC
|
08/06/2019
|
51
|
Purchase
|
$
|
1.39
|
|||||
ESW Capital, LLC
|
08/05/2019
|
804
|
Purchase
|
$
|
1.39
|
|||||
ESW Capital, LLC
|
08/02/2019
|
6,376
|
Purchase
|
$
|
1.3896
|
(5)
|
(d) |
Except as set forth in this Schedule 13D, to the knowledge of the Reporting Persons, no person had the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale
of, the shares of Common Stock that are covered by this Schedule 13D.
|
(e) |
Not applicable.
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
Item 7. |
Material to Be Filed as Exhibits.
|
Exhibit
|
Description
|
|
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (filed herewith).
|
ESW CAPITAL, LLC
|
||
By:
|
/s/ Andrew S. Price
|
|
Name:
|
Andrew S. Price
|
|
Title:
|
Chief Financial Officer
|
JOSEPH A. LIEMANDT
|
||
By:
|
/s/ Andrew S. Price
|
|
Name:
|
Andrew S. Price
|
|
Title:
|
Attorney-In-Fact for Joseph A. Liemandt
|
1 Year BroadVision Chart |
1 Month BroadVision Chart |
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