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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Boston Private Financial Holdings Inc | NASDAQ:BPFH | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 14.75 | 7.79 | 14.97 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * MacDonald W. Timothy | 2. Issuer Name and Ticker or Trading Symbol BOSTON PRIVATE FINANCIAL HOLDINGS INC [ BPFH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Chief Risk Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 5/15/2020 | M | 7793 | A | $6.155 | 102498.47 | D | |||
Common Stock | 5/15/2020 | F | 2288 | D | $6.155 | 100210.47 | D | |||
Common Stock | 5/15/2020 | M | 6414 | A | $6.155 | 106624.47 | D | |||
Common Stock | 5/15/2020 | F | 1883 | D | $6.155 | 104741.47 | D | |||
Common Stock | 5/15/2020 | M | 1504 | A | $6.155 | 106245.47 | D | |||
Common Stock | 5/15/2020 | F | 442 | D | $6.155 | 105803.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.43 | 105773.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.44 | 105743.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.47 | 105713.47 | D | |||
Common Stock | 5/18/2020 | S | 60 | D | $6.54 | 105653.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.55 | 105623.47 | D | |||
Common Stock | 5/18/2020 | S | 90 | D | $6.56 | 105533.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.61 | 105503.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.66 | 105473.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.72 | 105443.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.74 | 105413.47 | D | |||
Common Stock | 5/18/2020 | S | 7 | D | $6.76 | 105406.47 | D | |||
Common Stock | 5/18/2020 | S | 7 | D | $6.765 | 105399.47 | D | |||
Common Stock | 5/18/2020 | S | 4 | D | $6.77 | 105395.47 | D | |||
Common Stock | 5/18/2020 | S | 10 | D | $6.775 | 105385.47 | D | |||
Common Stock | 5/18/2020 | S | 42 | D | $6.78 | 105343.47 | D | |||
Common Stock | 5/18/2020 | S | 8 | D | $6.785 | 105335.47 | D | |||
Common Stock | 5/18/2020 | S | 33 | D | $6.79 | 105302.47 | D | |||
Common Stock | 5/18/2020 | S | 30 | D | $6.82 | 105272.47 | D | |||
Common Stock | 5/18/2020 | S | 2266 | D | $6.41 | 103006.47 | D | |||
Common Stock | 5/18/2020 | S | 100 | D | $6.42 | 102906.47 | D | |||
Common Stock | 5/18/2020 | S | 200 | D | $6.43 | 102706.47 | D | |||
Common Stock | 5/18/2020 | S | 100 | D | $6.45 | 102606.47 | D | |||
Common Stock | 5/18/2020 | S | 100 | D | $6.46 | 102506.47 | D | |||
Common Stock | 5/18/2020 | S | 100 | D | $6.50 | 102406.47 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Restricted Stock Units | (1) | 5/15/2020 | M | 7793 | (1) | (1) | Common Stock | 9621.0 (2) | $0 | 0 | D | ||||
Restricted Stock Units | (3) | 5/15/2020 | M | 6414 | (3) | (3) | Common Stock | 6414.0 | $0 | 0 | D | ||||
Restricted Stock Units | (4) | 5/15/2020 | M | 1504 | (4) | (4) | Common Stock | 1504.0 | $0 | 3009 | D | ||||
Stock Option (Right to Buy) | $6.16 | 5/15/2020 | A | 34965 | (5) | 5/15/2030 | Common Stock | 34965.0 | $0 | 34965 | D | ||||
Restricted Stock Units | (4) | 5/15/2020 | A | 8117 | (4) | (4) | Common Stock | 8117.0 | $0 | 8117 | D | ||||
Performance Restricted Stock Units | (6) | 5/15/2020 | A | 24351 | (6) | (6) | Common Stock | 24351.0 | $0 | 24351 | D |
Remarks: This Form 4 filing is one of two for the Reporting Person. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
MacDonald W. Timothy BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TEN POST OFFICE SQUARE BOSTON, MA 02109 | EVP, Chief Risk Officer |
Signatures | ||
/s/ Christopher A. Cooper, attorney-in-fact for Mr. MacDonald | 5/19/2020 | |
**Signature of Reporting Person | Date |
1 Year Boston Private Financial Chart |
1 Month Boston Private Financial Chart |
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