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BOKF BOK Financial Corporation

92.26
0.42 (0.46%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
BOK Financial Corporation NASDAQ:BOKF NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.42 0.46% 92.26 90.25 94.51 93.73 91.25 92.46 127,060 22:58:40

Annual Statement of Changes in Beneficial Ownership (5)

14/02/2020 6:51pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Maun Marc
2. Issuer Name and Ticker or Trading Symbol

BOK FINANCIAL CORP ET AL [BOKF]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, Chief Credit Officer
(Last)          (First)          (Middle)

C/O FREDERIC DORWART, LAWYERS,  124 EAST 4TH STREET
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

TULSA, OK 74103
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock 12/31/2019  J (1)196 D$0 12830 I Marc Christopher Maun Revocable Trust 
Common Stock 12/31/2019  J (1)196 A$0 19259 D  
Common Stock 12/31/2019  J (2)123.4989 A$0 19382.4989 (3)D  

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Mr. Maun transferred 196 shares from Marc Christopher Maun Revocable Trust to directly held.
(2) These shares are related to the BOK Thrift Plan for which employees own investment units which hold BOKF common stock.
(3) 123.4989 shares are related to Mr. Maun's BOK Thrift Plan holdings only. Mr. Maun also owns 19,259 shares directly as of 12/31/2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Maun Marc
C/O FREDERIC DORWART, LAWYERS
124 EAST 4TH STREET
TULSA, OK 74103


EVP, Chief Credit Officer

Signatures
/s/ Frederic Dorwart, Power of Attorney2/14/2020
**Signature of Reporting PersonDate

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