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BOKF BOK Financial Corporation

92.55
0.00 (0.00%)
Pre Market
Last Updated: 09:09:31
Delayed by 15 minutes
Share Name Share Symbol Market Type
BOK Financial Corporation NASDAQ:BOKF NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 92.55 37.21 147.15 0 09:09:31

Annual Statement of Changes in Beneficial Ownership (5)

14/02/2019 11:27pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ X ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  

OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

NELL STEVEN E

2. Issuer Name and Ticker or Trading Symbol

BOK FINANCIAL CORP ET AL [BOKF]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP, CFO

(Last)          (First)          (Middle)

C/O FREDERIC DORWART,  124 E FOURTH STREET

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2018 
(Street)

TULSA, OK 74103

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
Common Stock   12/18/2017     S4   4387   D $92.5999   (1) (2) 0   I   Charitable Remainder Trust of Steven Earl Nell and Malisa Ann Nell  
Common Stock   12/18/2017     S4   307   D $92.6803   0   I   Forrest Robert Nell Irrevocable Trust of 2016  
Common Stock   12/18/2017     S4   307   D $92.775   0   I   Emma Eleanor Nell Irrevocable Trust of 2016  
Common Stock   12/18/2017     S4   307   D $92.6803   0   I   Stefani Grace Nell Irrevocable Trust of 2016  
Common Stock   12/18/2017     S4   307   D $92.645   0   I   Sara Rose Nell Irrevocable Trust of 2016  
Common Stock   12/18/2017     S4   307   D $92.639   0   I   Natalie Ann Nell Irrevocable Trust of 2016  
Common Stock   12/31/2018     A   34.7   A $0   34.7   I   by 401(k) Plan  

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  The reporting person undertakes to provide to BOK Financial Corporation, any security holder of BOK Financial Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 5.
(2)  The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $92.57 to 92.73, inclusive.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
NELL STEVEN E
C/O FREDERIC DORWART
124 E FOURTH STREET
TULSA, OK 74103
X
EVP, CFO

Signatures
/s/ Frederic Dorwart, Power of Attorney 2/14/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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